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Release Number	SEC Issue Date	File Number	Details
33-10993, 34-93204, 39-2541, IC-34392	Sept. 30, 2021	S7-12-21	Potential Technical Changes to EDGAR Filer Access and Filer Account Management Processes *Comments Due:* The later of December 1, 2021 or 30 days after publication in the Federal Register View Received Comments Submit a Comment on S7-12-21 Federal Register version (86 FR 55029)
33-10993, 34-93204, 39-2541, IC-34392	Sept. 30, 2021	S7-12-21	Potential Technical Changes to EDGAR Filer Access and Filer Account Management Processes *Comments Due:* The later of December 1, 2021 or 30 days after publication in the Federal Register View Received Comments Submit a Comment on S7-12-21 Federal Register version (86 FR 55029)
33-10993, 34-93204, 39-2541, IC-34392	Sept. 30, 2021	S7-12-21	Potential Technical Changes to EDGAR Filer Access and Filer Account Management Processes *Comments Due:* The later of December 1, 2021 or 30 days after publication in the Federal Register View Received Comments Submit a Comment on S7-12-21 Federal Register version (86 FR 55029)
33-10993, 34-93204, 39-2541, IC-34392	Sept. 30, 2021	S7-12-21	Potential Technical Changes to EDGAR Filer Access and Filer Account Management Processes *Comments Due:* The later of December 1, 2021 or 30 days after publication in the Federal Register View Received Comments Submit a Comment on S7-12-21 Federal Register version (86 FR 55029)
34-92766, IA-5833	Aug. 27, 2021	S7-10-21	Request for Information and Comments on Broker-Dealer and Investment Adviser Digital Engagement Practices, Related Tools and Methods, and Regulatory Considerations and Potential Approaches; Information and Comments on Investment Adviser Use of Technology To Develop and Provide Investment Advice *Comments Due:* October 1, 2021 View Received Comments See Also - Press Release Submit a Comment on S7-10-21 Federal Register version (86 FR 49067)
34-92766, IA-5833	Aug. 27, 2021	S7-10-21	Request for Information and Comments on Broker-Dealer and Investment Adviser Digital Engagement Practices, Related Tools and Methods, and Regulatory Considerations and Potential Approaches; Information and Comments on Investment Adviser Use of Technology To Develop and Provide Investment Advice *Comments Due:* October 1, 2021 View Received Comments See Also - Press Release Submit a Comment on S7-10-21 Federal Register version (86 FR 49067)
IC-34188	Feb. 4, 2021	S7-01-21	Request for Comment on Potential Money Market Fund Reform Measures in President's Working Group Report *Comments Due:* April 12, 2021 View Received Comments See Also - Press Release No. 2021-25 Submit a Comment on S7-01-21 Federal Register version (86 FR 8938)
34-90246	Oct. 22, 2020	S7-15-20	Portfolio Margining of Uncleared Swaps and Non-Cleared Security-Based Swaps *Comments Due:* 30 days after publication in the Federal Register See Also - Press Release No. 2020-264 Submit a Comment on S7-15-20 Federal Register version (85 FR 70536)
IC-33809	March 2, 2020	S7-04-20	Request for Comments on Fund Names View Received Comments Submit a Comment on S7-04-20 Federal Register version (85 FR 13221)
33-10588, 34-84842	Dec. 18, 2018	S7-26-18	Request for Comment on Earnings Releases and Quarterly Reports *Comments Due:* March 21, 2019 View Received Comments Submit a Comment on S7-26-18 Federal Register version (83 FR 65601)
33-10588, 34-84842	Dec. 18, 2018	S7-26-18	Request for Comment on Earnings Releases and Quarterly Reports *Comments Due:* March 21, 2019 View Received Comments Submit a Comment on S7-26-18 Federal Register version (83 FR 65601)
33-10505, 34-83379, IC-33114	June 5, 2018	S7-13-18	Request for Comments on the Processing Fees Charged by Intermediaries for Distributing Materials Other Than Proxy Materials To Fund Investors *Comments Due:* October 31, 2018 View Received Comments Submit a Comment on S7-13-18 Federal Register version (83 FR 27055)
33-10505, 34-83379, IC-33114	June 5, 2018	S7-13-18	Request for Comments on the Processing Fees Charged by Intermediaries for Distributing Materials Other Than Proxy Materials To Fund Investors *Comments Due:* October 31, 2018 View Received Comments Submit a Comment on S7-13-18 Federal Register version (83 FR 27055)
33-10505, 34-83379, IC-33114	June 5, 2018	S7-13-18	Request for Comments on the Processing Fees Charged by Intermediaries for Distributing Materials Other Than Proxy Materials To Fund Investors *Comments Due:* October 31, 2018 View Received Comments Submit a Comment on S7-13-18 Federal Register version (83 FR 27055)
33-10503, 34-83376, IC-33113	June 5, 2018	S7-12-18	Request for Comment on Fund Retail Investor Experience and Disclosure *Comments Due:* October 31, 2018 View Received Comments See Also - Fund Disclosure Feedback Flier Submit a Comment on S7-12-18 Federal Register version (83 FR 26891)
33-10503, 34-83376, IC-33113	June 5, 2018	S7-12-18	Request for Comment on Fund Retail Investor Experience and Disclosure *Comments Due:* October 31, 2018 View Received Comments See Also - Fund Disclosure Feedback Flier Submit a Comment on S7-12-18 Federal Register version (83 FR 26891)
33-10503, 34-83376, IC-33113	June 5, 2018	S7-12-18	Request for Comment on Fund Retail Investor Experience and Disclosure *Comments Due:* October 31, 2018 View Received Comments See Also - Fund Disclosure Feedback Flier Submit a Comment on S7-12-18 Federal Register version (83 FR 26891)
33-10349, s.: 34-80479	April 18, 2017	S7-02-17	Request for Comment on Possible Changes to Industry Guide 3 (Statistical Disclosure by Bank Holding Companies); Extension of Comment Period View Received Comments See Also - 33-10835.pdf, Proposed Rule Rel. No. 33-10688 Federal Register version (82 FR 18877)
33-10349, s.: 34-80479	April 18, 2017	S7-02-17	Request for Comment on Possible Changes to Industry Guide 3 (Statistical Disclosure by Bank Holding Companies); Extension of Comment Period View Received Comments See Also - 33-10835.pdf, Proposed Rule Rel. No. 33-10688 Federal Register version (82 FR 18877)
33-10321, 34-80131	March 1, 2017	S7-02-17	Request for Comment on Possible Changes to Industry Guide 3 (Statistical Disclosure by Bank Holding Companies) View Received Comments See Also - 33-10835.pdf, Proposed Rule Rel. No. 33-10688 Federal Register version (82 FR 12757)
33-10321, 34-80131	March 1, 2017	S7-02-17	Request for Comment on Possible Changes to Industry Guide 3 (Statistical Disclosure by Bank Holding Companies) View Received Comments See Also - 33-10835.pdf, Proposed Rule Rel. No. 33-10688 Federal Register version (82 FR 12757)
33-10198	Aug. 25, 2016	S7-18-16	Request for Comment on Subpart 400 of Regulation S-K Disclosure Requirements Relating to Management, Certain Security Holders and Corporate Governance Matters *Comments Due:* October 31, 2016 View Received Comments See Also - Press Release Submit a Comment on S7-18-16 Federal Register version (81 FR 59927)
33-9929, 34-75985, IC-31849	Sept. 25, 2015	S7-20-15	Request for Comment on the Effectiveness of Financial Disclosures About Entities Other Than the Registrant *Comments Due:* November 30, 2015 View Received Comments See Also - Spotlight page on Disclosure Effectiveness, Request for Comment on The Effectiveness of Financial Disclosures About Entities Other Than the Registrant, Press Release Submit a Comment on S7-20-15 Federal Register version (80 FR 59083)
33-9929, 34-75985, IC-31849	Sept. 25, 2015	S7-20-15	Request for Comment on the Effectiveness of Financial Disclosures About Entities Other Than the Registrant *Comments Due:* November 30, 2015 View Received Comments See Also - Spotlight page on Disclosure Effectiveness, Request for Comment on The Effectiveness of Financial Disclosures About Entities Other Than the Registrant, Press Release Submit a Comment on S7-20-15 Federal Register version (80 FR 59083)
33-9929, 34-75985, IC-31849	Sept. 25, 2015	S7-20-15	Request for Comment on the Effectiveness of Financial Disclosures About Entities Other Than the Registrant *Comments Due:* November 30, 2015 View Received Comments See Also - Spotlight page on Disclosure Effectiveness, Request for Comment on The Effectiveness of Financial Disclosures About Entities Other Than the Registrant, Press Release Submit a Comment on S7-20-15 Federal Register version (80 FR 59083)
34-75165	June 12, 2015	S7-11-15	Request for Comment on Exchange-Traded Products *Comments Due:* August 17, 2015 View Received Comments Submit a Comment on S7-11-15 Federal Register version (80 FR 34729)
34-74239	Feb. 10, 2015	S7-02-15	Contract Standard for Contractor Workforce Inclusion and Request for Public Comment *Comments Due:* April 14, 2015 View Received Comments Submit a Comment on S7-02-15 Federal Register version (80 FR 8119)
33-9562, 34-71742, IA-3799	March 14, 2014	4-673	Cybersecurity Roundtable *Comments Due:* May 2, 2014 View Received Comments Submit a Comment on 4-673 Federal Register version (79 FR 16071)
33-9562, 34-71742, IA-3799	March 14, 2014	4-673	Cybersecurity Roundtable *Comments Due:* May 2, 2014 View Received Comments Submit a Comment on 4-673 Federal Register version (79 FR 16071)
33-9562, 34-71742, IA-3799	March 14, 2014	4-673	Cybersecurity Roundtable *Comments Due:* May 2, 2014 View Received Comments Submit a Comment on 4-673 Federal Register version (79 FR 16071)
34-69013, IA-3558	March 1, 2013	4-606	Duties of Brokers, Dealers, and Investment Advisers *Comments Due:* July 5, 2013 View Received Comments Submit a Comment on 4-606 Federal Register version (78 FR 14848)
34-69013, IA-3558	March 1, 2013	4-606	Duties of Brokers, Dealers, and Investment Advisers *Comments Due:* July 5, 2013 View Received Comments Submit a Comment on 4-606 Federal Register version (78 FR 14848)
34-66164	Jan. 17, 2012	4-645	Comment Request for Study Regarding Financial Literacy Among Investors *Comments Due:* March 23, 2012 View Received Comments Submit a Comment on 4-645 Federal Register version (77 FR 3294)
34-64456	May 10, 2011	4-629	Solicitation of Comment To Assist in Study on Assigned Credit Ratings *Comments Due:* September 13, 2011 View Received Comments Submit a Comment on 4-629 Federal Register version (76 FR 28265)
34-64306	April 19, 2011	4-626	Comment Request on Existing Private and Public Efforts To Educate Investors *Comments Due:* 60 days after publication in the Federal Register View Received Comments Submit a Comment on 4-626 Federal Register version (76 FR 22740)
34-62717	Aug. 13, 2010	S7-16-10	Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act *Comments Due:* September 20, 2010 View Received Comments See Also - for this notice Federal Register version Submit a Comment on S7-16-10 Federal Register version (75 FR 51429)
33-9133, 34-62699	Aug. 12, 2010	4-607	Notice of Solicitation of Public Comment on Consideration of Incorporating IFRS Into the Financial Reporting System for U.S. Issuers *Comments Due:* October 18, 2010 View Received Comments Submit a Comment on 4-607 Federal Register version (75 FR 51148)
33-9134, 34-62700	Aug. 12, 2010	4-608	Notice of Solicitation of Public Comment on Consideration of Incorporating IFRS Into the Financial Reporting System for U.S. Issuers *Comments Due:* October 18, 2010 View Received Comments Submit a Comment on 4-608 Federal Register version (75 FR 51150)
33-9133, 34-62699	Aug. 12, 2010	4-607	Notice of Solicitation of Public Comment on Consideration of Incorporating IFRS Into the Financial Reporting System for U.S. Issuers *Comments Due:* October 18, 2010 View Received Comments Submit a Comment on 4-607 Federal Register version (75 FR 51148)
33-9134, 34-62700	Aug. 12, 2010	4-608	Notice of Solicitation of Public Comment on Consideration of Incorporating IFRS Into the Financial Reporting System for U.S. Issuers *Comments Due:* October 18, 2010 View Received Comments Submit a Comment on 4-608 Federal Register version (75 FR 51150)
34-60643	Sept. 10, 2009	4-590	Securities Lending and Short Sale Roundtable *Comments Due:* October 30, 2009 View Received Comments Federal Register version (74 FR 47628)
34-57917	June 4, 2008		Notice of Proposed Order Approving Proposal by NYSE Arca, Inc. To Establish Fees for Certain Market Data and Request for Comment *Comments Due:* July 10, 2008 View Received Comments See Also - NetCoalition Petition for Commission Review, NYSEArca Response to NetCoalition.com Notice of Intention to Petition for Review of SR-NYSEArca-2006-21 Federal Register version (73 FR 32751)
33-8743, 34-54519	Sept. 26, 2006	4-526	SEC Government-Business Forum on Small Business Capital Formation *Comments Due:* October 15, 2006 View Received Comments Federal Register version (71 FR 58644)
33-8743, 34-54519	Sept. 26, 2006	4-526	SEC Government-Business Forum on Small Business Capital Formation *Comments Due:* October 15, 2006 View Received Comments Federal Register version (71 FR 58644)
33-8599, 34-52189	Aug. 2, 2005	265-23	Advisory Committee on Smaller Public Companies Federal Register version (70 FR 45446)
33-8599, 34-52189	Aug. 2, 2005	265-23	Advisory Committee on Smaller Public Companies Federal Register version (70 FR 45446)
34-42685	April 13, 2000	4-430	Order Staying the Deadlines for Decimal Implementation and Notice of Request for Comment on Revised Decimal Implementation Schedules View Received Comments Federal Register version (65 FR 21046) Note: Comments received electronically are available
33-7524	April 9, 1998	S7-11-98	Securities Uniformity; Annual Conference on Uniformity of Securities Laws *Comments Due:* Conference to be held May 4, 1998; written comments must be received on or before April 29, 1998 to be considered by the conference participants Federal Register version (63 FR 18470)
No release number 2	Oct. 29, 1997		Charitable Giving by Public Companies (Invitation for Comments) *Comments Due:* November 12, 1997

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