Request for Comment on Exchange-Traded Products

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Date Received
Date Letter Type Commenter Name
Public Comment Kyle Murray, Assistant General Counsel, BATS Global Markets, Inc., Lenexa, Kansas
Public Comment William R. Harts, Chief Executive Officer, Modem Markets Initiative
Public Comment Robert Tull, President, Robert Tull and Company
Public Comment Edward L. Provost, President and Chief Operating Officer, Chicago Board Options Exchange, Incorporated, Chicago, Illinois
Public Comment Anonymous
Public Comment Michael J. Cardin, Director, Member Regulation Department, Chicago Stock Exchange, Inc.
Public Comment Michael A. Jenkins, Managing Director, Jane Street Group, LLC, New York, New York
Public Comment Scott A. Tennant, Wisconsin Welding Services LLC, Green Bay, Wisconsin
Public Comment Occupy the SEC
Public Comment Harvest Investments, Ltd.
Public Comment Richard T. Whitney, Head of Asset Allocation, et al., T. Rowe Price Associates, Inc., Baltimore, Maryland
Public Comment Andrew Hausman, President, Interactive Data Pricing and Reference Data LLC, New York, New York
Public Comment Andy Gill, EVP, Client Solutions, Charles Schwab & Co., Inc., and Marie Chandoha, President and CEO, Charles Schwab Investment Management, Inc.
Public Comment Anonymous
Public Comment David W. Blass, General Counsel, Investment Company Institute
Public Comment Deborah Fuhr, Managing Partner, ETFGI LLP, and Kathleen H. Moriarty, Partner, Kaye Scholer LLP
Public Comment Flow Traders Group
Public Comment Gary L. Gastineau, President, ETF Consultants.com, Inc., Bonita Springs, Florida
Public Comment George O. Ojwang, Doctoral student, University of Nairobi, Nairobi, Kenya
Public Comment Heidi Stam, Managing Director and General Counsel, Vanguard
Public Comment James A Simpson, President, ETP Resources, LLC, Dublin, Ohio
Public Comment James J. Angel, Ph.D., CFA, Associate Professor, McDonough School of Business, Georgetown University
Public Comment John A. McCarthy, General Counsel, KCG Holdings, Inc.
Public Comment Joshua A. Weinberg, Vice President and Managing Counsel, State Street Global Advisors
Public Comment Marcus Schüler, Head of Regulatory Affairs, Markit, Washington, District of Columbia
Public Comment S&P Dow Jones Indices LLC
Public Comment Thomas E. Faust Jr., Chairman and Chief Executive Officer, Eaton Vance Corp.
Public Comment Karl-Otto Hartmann, Co-Founder and Editor, 40Act.com, Westborough, Massachusetts
Public Comment Robert Tull, President, Robert Tull and Company
Public Comment Keith Styrcula, Chairman and Founder, Structured Products Association

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-11-15
Release Number
34-75165
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