Comments on Request for Comment on Potential Money Market Fund Reform Measures in President’s Working Group Report

[Release No. IC-34188; File No. S7-01-21]

Submitted Comments

(Click here for meetings with SEC officials)
Dec. 20, 2021 John Dellaportas, Double Rock Corporation
Sep. 13, 2021 Deborah Cunningham, CFA, Executive Vice President, Chief Investment Officer of Global Liquidity Markets and Senior Portfolio Manager, Federated Hermes, Inc. and Peter Germain, Chief Legal Officer, Federated Hermes, Inc.
Sep. 2, 2021 David J. Merkel, CFA, Aleph Investments, LLC
Jun. 3, 2021 Eric J. Pan, President & CEO, Investment Company Institute
Jun. 1, 2021 Michael R. Granito, Chief Risk Officer, Federated Hermes, Inc.
May 24, 2021 Hal S. Scott, President, Committee on Capital Markets Regulation
May 14, 2021 Anthony J. Carfang, Managing Director, The Carfang Group, LLC
May 12, 2021 Eric J. Pan, President & CEO, Investment Company Institute
Apr. 29, 2021 Stephen Keen
Apr. 26, 2021 Derek Kreifels, President, State Financial Officers Foundation and Ron Crane, Retired, Idaho State Treasurer
Apr. 19, 2021 Tyler Gellasch, Executive Director, The Healthy Markets Association
Apr. 19, 2021 Libby Cantrill, Managing Director, Head of Public Policy, PIMCO
Apr. 14, 2021 Ronald M. Feiman, Partner Carter Ledyard Milburn
Apr. 14, 2021 Kurt N. Schacht, CFA, CFA Institute Head of Advocacy, Stephen Deane, CFA, CFA Institute Senior Director, Advocacy
Apr. 13, 2021 Robert Rutkowski
Apr. 13, 2021 Jose Joseph, Investor
Apr. 13, 2021 Fran Pollack-Matz, Managing Counsel, U.S. Collective Funds, Jonathan Siegel, Senior Legal Counsel, Legislative & Regulatory Affairs, and Doug Spratley, Portfolio Manager, Money Market Funds, T. Rowe Price
Apr. 12, 2021 Bill Hulse, U.S. Chamber of Commerce, Center for Capital Markets Competitiveness
Apr. 12, 2021 Rick Wurster, Executive Vice President, Schwab Asset Management Solutions
Apr. 12, 2021 Americans for Financial Reform Education Fund
Apr. 12, 2021 Samuel G. Hanson, Professor of Business Administration, David S. Scharfstein, Edmund Cogswell Converse Professor of Finance and Banking, Adi Sunderam, Professor of Business Administration, Harvard Business School
Apr. 12, 2021 Lindsey Keljo, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association Asset Management Group
Apr. 12, 2021 James L. Setterlund, George Washington University, Master of Public Policy, Candidate, George Washington University, Master of Business Administration, Candidate
Apr. 12, 2021 Colin Robertson, Executive Vice President, Head of Fixed Income, Northern Trust Asset Management
Apr. 12, 2021 Dennis M. Kelleher, President & CEO, Stephen W. Hall, Legal Director & Securities Specialist, and Jason Grimes, Senior Counsel, Better Markets, Inc.
Apr. 12, 2021 Jeffrey Kupor, Head of Legal, Americas, Invesco
Apr. 12, 2021 Tory Hazard, CEO, Institutional Cash Distributors, LLC
Apr. 12, 2021 Jeffrey R. Shafer, Chairman, mCD IP Corporation
Apr. 12, 2021 Gregory Davis, Chief Investment Officer, The Vanguard Group, Inc.
Apr. 12, 2021 Sir Paul Tucker, Chair, The Systemic Risk Council
Apr. 12, 2021 Charles A. Ruys de Perez, General Counsel, Western Asset Management Company, LLC
Apr. 12, 2021 Brian Egan, Policy Director, National Association of State Treasurers, and Emily Brock, Director of the Federal Liaison Center, Government Finance Officers Association
Apr. 12, 2021 Cynthia Lo Bessette, Chief Legal Officer, Fidelity Management & Research Company LLC
Apr. 12, 2021 Matthew J. Steinaway, CFA, Chief Investment Officer – Global Fixed Income, Currency and Cash, State Street Global Advisors
Apr. 12, 2021 Eric J. Pan, President & CEO, The Investment Company Institute
Apr. 12, 2021 Stephan Wolf, CEO, Global Legal Entity Identifier Foundation
Apr. 12, 2021 J. Christopher Donahue, Chairman, CEO President, Federated Hermes, Inc., and Deborah Cunningham, Executive Vice President, Chief Investment Officer of Global Liquidity Markets and Senior Portfolio Manager, Federated Hermes, Inc.
Apr. 12, 2021 Andrew Owen, President, Wells Fargo Funds Management, LLC
Apr. 12, 2021 John T. Donohue, CEO, Americas, J.P. Morgan Asset Management
Apr. 12, 2021 Andrés Portilla, Managing Director, Regulatory Affairs, Institute of International Finance
Apr. 12, 2021 John Tobin, Chief Investment Officer, Dreyfus Cash Investment Strategies
Apr. 12, 2021 Thomas Callahan, Managing Director, Global Head of Cash Management Business, and Kate Fulton Managing Director, Head of US Public Policy, BlackRock, Inc.
Apr. 12, 2021 Phoebe A. Papageorgiou, Vice President, Trust Policy, American Bankers Association
Apr. 12, 2021 Professors of Finance, Stanford Graduate School of Business, and The University of Chicago Booth School of Business
Apr. 12, 2021 Thomas T. Kim, Managing Director, Independent Directors Council
Apr. 9, 2021 The Association Française de la Gestion financiere
Apr. 11, 2021 Matthew Waters
Apr. 2, 2021 David Zaring, Professor of Legal Studies, The Wharton School
Apr. 1, 2021 Jonathan Hartley
Mar. 16, 2021 Richard Apostolik, President and CEO, GARP Risk Institute and Mark Carey, Co-President, GARP Risk Institute
Mar. 2, 2021 Adam L. Dener, Managing Director, Fermat Capital Management, LLC
Feb. 26, 2021 Jeffrey N. Gordon, Richard Paul Richman Professor of Law, Co-Director, Center for Law and Economic Studies, Columbia Law School
Feb. 16, 2021 Colin Ochs, Sales Associate, River City Wood Products
Feb. 5, 2021 We The People
Feb. 4, 2021 Rosanne Balfour, Retired Enrolled Agent

Meetings with SEC Officials

(Click here for submitted comments from the public)
Nov. 08, 2021 Memorandum from Sirimal R. Mukerjee, Policy Counsel, Office of the Chair regarding a November 8, 2021, meeting with representatives of the Capital Group
Jul. 7, 2021 Memorandum from Angela Mokodean, Branch Chief, Division of Investment Managementregarding a April 29, 2021 teleconference with Representatives of Fidelity
Jul. 7, 2021 Memorandum from Angela Mokodean, Branch Chief, Division of Investment Managementregarding a June 1, 2021 teleconference with Representatives of JP Morgan
Jul. 7, 2021 Memorandum from Angela Mokodean, Branch Chief, Division of Investment Managementregarding a June 30, 2021 teleconference with Representatives of Federated Hermes