(Click here for meetings with SEC officials)
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Dec. 20, 2021 | John Dellaportas, Double Rock Corporation |
Sep. 13, 2021 | Deborah Cunningham, CFA, Executive Vice President, Chief Investment Officer of Global Liquidity Markets and Senior Portfolio Manager, Federated Hermes, Inc. and Peter Germain, Chief Legal Officer, Federated Hermes, Inc. |
Sep. 2, 2021 | David J. Merkel, CFA, Aleph Investments, LLC |
Jun. 3, 2021 | Eric J. Pan, President & CEO, Investment Company Institute |
Jun. 1, 2021 | Michael R. Granito, Chief Risk Officer, Federated Hermes, Inc. |
May 24, 2021 | Hal S. Scott, President, Committee on Capital Markets Regulation |
May 14, 2021 | Anthony J. Carfang, Managing Director, The Carfang Group, LLC |
May 12, 2021 | Eric J. Pan, President & CEO, Investment Company Institute |
Apr. 29, 2021 | Stephen Keen |
Apr. 26, 2021 | Derek Kreifels, President, State Financial Officers Foundation and Ron Crane, Retired, Idaho State Treasurer |
Apr. 19, 2021 | Tyler Gellasch, Executive Director, The Healthy Markets Association |
Apr. 19, 2021 | Libby Cantrill, Managing Director, Head of Public Policy, PIMCO |
Apr. 14, 2021 | Ronald M. Feiman, Partner Carter Ledyard Milburn |
Apr. 14, 2021 | Kurt N. Schacht, CFA, CFA Institute Head of Advocacy, Stephen Deane, CFA, CFA Institute Senior Director, Advocacy |
Apr. 13, 2021 | Robert Rutkowski |
Apr. 13, 2021 | Jose Joseph, Investor |
Apr. 13, 2021 | Fran Pollack-Matz, Managing Counsel, U.S. Collective Funds, Jonathan Siegel, Senior Legal Counsel, Legislative & Regulatory Affairs, and Doug Spratley, Portfolio Manager, Money Market Funds, T. Rowe Price |
Apr. 12, 2021 | Bill Hulse, U.S. Chamber of Commerce, Center for Capital Markets Competitiveness |
Apr. 12, 2021 | Rick Wurster, Executive Vice President, Schwab Asset Management Solutions |
Apr. 12, 2021 | Americans for Financial Reform Education Fund |
Apr. 12, 2021 | Samuel G. Hanson, Professor of Business Administration, David S. Scharfstein, Edmund Cogswell Converse Professor of Finance and Banking, Adi Sunderam, Professor of Business Administration, Harvard Business School |
Apr. 12, 2021 | Lindsey Keljo, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association Asset Management Group |
Apr. 12, 2021 | James L. Setterlund, George Washington University, Master of Public Policy, Candidate, George Washington University, Master of Business Administration, Candidate |
Apr. 12, 2021 | Colin Robertson, Executive Vice President, Head of Fixed Income, Northern Trust Asset Management |
Apr. 12, 2021 | Dennis M. Kelleher, President & CEO, Stephen W. Hall, Legal Director & Securities Specialist, and Jason Grimes, Senior Counsel, Better Markets, Inc. |
Apr. 12, 2021 | Jeffrey Kupor, Head of Legal, Americas, Invesco |
Apr. 12, 2021 | Tory Hazard, CEO, Institutional Cash Distributors, LLC |
Apr. 12, 2021 | Jeffrey R. Shafer, Chairman, mCD IP Corporation |
Apr. 12, 2021 | Gregory Davis, Chief Investment Officer, The Vanguard Group, Inc. |
Apr. 12, 2021 | Sir Paul Tucker, Chair, The Systemic Risk Council |
Apr. 12, 2021 | Charles A. Ruys de Perez, General Counsel, Western Asset Management Company, LLC |
Apr. 12, 2021 | Brian Egan, Policy Director, National Association of State Treasurers, and Emily Brock, Director of the Federal Liaison Center, Government Finance Officers Association |
Apr. 12, 2021 | Cynthia Lo Bessette, Chief Legal Officer, Fidelity Management & Research Company LLC |
Apr. 12, 2021 | Matthew J. Steinaway, CFA, Chief Investment Officer – Global Fixed Income, Currency and Cash, State Street Global Advisors |
Apr. 12, 2021 | Eric J. Pan, President & CEO, The Investment Company Institute |
Apr. 12, 2021 | Stephan Wolf, CEO, Global Legal Entity Identifier Foundation |
Apr. 12, 2021 | J. Christopher Donahue, Chairman, CEO President, Federated Hermes, Inc., and Deborah Cunningham, Executive Vice President, Chief Investment Officer of Global Liquidity Markets and Senior Portfolio Manager, Federated Hermes, Inc. |
Apr. 12, 2021 | Andrew Owen, President, Wells Fargo Funds Management, LLC |
Apr. 12, 2021 | John T. Donohue, CEO, Americas, J.P. Morgan Asset Management |
Apr. 12, 2021 | Andrés Portilla, Managing Director, Regulatory Affairs, Institute of International Finance |
Apr. 12, 2021 | John Tobin, Chief Investment Officer, Dreyfus Cash Investment Strategies |
Apr. 12, 2021 | Thomas Callahan, Managing Director, Global Head of Cash Management Business, and Kate Fulton Managing Director, Head of US Public Policy, BlackRock, Inc. |
Apr. 12, 2021 | Phoebe A. Papageorgiou, Vice President, Trust Policy, American Bankers Association |
Apr. 12, 2021 | Professors of Finance, Stanford Graduate School of Business, and The University of Chicago Booth School of Business |
Apr. 12, 2021 | Thomas T. Kim, Managing Director, Independent Directors Council |
Apr. 9, 2021 | The Association Française de la Gestion financiere |
Apr. 11, 2021 | Matthew Waters |
Apr. 2, 2021 | David Zaring, Professor of Legal Studies, The Wharton School |
Apr. 1, 2021 | Jonathan Hartley |
Mar. 16, 2021 | Richard Apostolik, President and CEO, GARP Risk Institute and Mark Carey, Co-President, GARP Risk Institute |
Mar. 2, 2021 | Adam L. Dener, Managing Director, Fermat Capital Management, LLC |
Feb. 26, 2021 | Jeffrey N. Gordon, Richard Paul Richman Professor of Law,
Co-Director, Center for Law and Economic Studies, Columbia Law School |
Feb. 16, 2021 | Colin Ochs, Sales Associate, River City Wood Products |
Feb. 5, 2021 | We The People |
Feb. 4, 2021 | Rosanne Balfour, Retired Enrolled Agent |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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Nov. 08, 2021 | Memorandum from Sirimal R. Mukerjee, Policy Counsel, Office of the Chair regarding a November 8, 2021, meeting with representatives of the Capital Group |
Jul. 7, 2021 | Memorandum from Angela Mokodean, Branch Chief, Division of Investment Managementregarding a April 29, 2021 teleconference with Representatives of Fidelity |
Jul. 7, 2021 | Memorandum from Angela Mokodean, Branch Chief, Division of Investment Managementregarding a June 1, 2021 teleconference with Representatives of JP Morgan |
Jul. 7, 2021 | Memorandum from Angela Mokodean, Branch Chief, Division of Investment Managementregarding a June 30, 2021 teleconference with Representatives of Federated Hermes |