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Comments on Comment Request on Existing Private and Public Efforts to Educate Investors
[Release No. 34-64306; File No. 4-626]
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(Click here for meetings with SEC officials)
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| Jun. 28, 2012 | Julie Jason, Esq., Author, Stamford, Connecticut |
| Mar. 29, 2012 | Albert T. Primo, Executive Producer, Teen Kids News |
| Nov. 7, 2011 | Elvin S. Lee, Highland Park, New Jersey |
| Aug. 11, 2011 | Lauren E. Wills, Professor of Law, Loyola Law School Los Angeles, Los Angeles, California |
| Jul. 13, 2011 | Todd Genger, New York, New York |
| Jul. 12, 2011 | Anonymous |
| Jul. 11, 2011 | Charles V. Callan, SVP Regulatory Affairs, Broadridge Financial Solutions, Inc. |
| Jul. 4, 2011 | William Michael Cunningham, MBA, AM, Creative Investment Research, Inc., Washington, District of Columbia |
| Jun. 28, 2011 | William P. White, Commissioner, District of Columbia Government Department of Insurance, Securities and Banking |
| Jun. 28, 2011 | Linda Rapacki, Museum of American Finance, New York, New York |
| Jun. 27, 2011 | Theodore R. Daniels, President and CEO, Society for Financial Education and Professional Development, Inc. |
| Jun. 27, 2011 | Jennifer Abel, Senior Extension Agent, Virginia Cooperative Extension, Arlington, Virginia |
| Jun. 27, 2011 | Jennifer Abel, Senior Extension Agent, Virginia Cooperative Extension, Arlington, Virginia |
| Jun. 24, 2011 | David Anderson, Working In Support of Education, New York, New York |
| Jun. 23, 2011 | David Certner, Legislative Counsel and Legislative Policy Director, Government Affairs, AARP |
| Jun. 22, 2011 | Don Bladin, President and CEO, Investor Protection Trust |
| Jun. 22, 2011 | Debbie Wissel, Director of Product Strategy, LearnVest, Inc. |
| Jun. 22, 2011 | Judy Chapa, Vice President, Community Services of The Financial Services Roundtable, Washington, District of Columbia |
| Jun. 21, 2011 | Melanie C. Mortimer, SIFMA Foundation, New York, New York |
| Jun. 21, 2011 | Dan Iannicola, Jr., President & CEO, The Financial Literacy Group |
| Jun. 21, 2011 | Jill I. Gross, Director and Edward Pekarek, Assistant Director, Investor Rights Clinic at Pace Law School |
| Jun. 21, 2011 | Kelly May, Public Information Officer and Anetria K. Connell, Attorney, Kentucky Department of Financial Institutions |
| Jun. 21, 2011 | M.Cindy Hounsell, President, Women's Institute for a Secure Retirement |
| Jun. 21, 2011 | Scott C. Goebel, Senior Vice President and General Counsel, Fidelity Investments |
| Jun. 21, 2011 | Kathleen Zaracki, Chief Executive Officer, BetterInvesting, Madison Heights, Michigan |
| Jun. 21, 2011 | Ronald C. Long, Director, Regulatory Affairs, Wells Fargo Advisors, LLC |
| Jun. 21, 2011 | Marcia E. Asquith, Senior Vice President and Corporate Secretary, Financial Industry Regulatory Authority, Washington, District of Columbia |
| Jun. 21, 2011 | National Endowment for Financial Education |
| Jun. 21, 2011 | Joyce Dillard |
| Jun. 21, 2011 | Catherine Weatherford, President & CEO, Insured Retirement Institute, Washington, District of Columbia |
| Jun. 21, 2011 | Amanda O. Blanks, Investor Education Coordinator, Virginia Division of Securities, Richmond, Virginia |
| Jun. 21, 2011 | Thomas J. Kriger, PhD, VP for Academic Affairs and Provost, National Labor College |
| Jun. 21, 2011 | Gina McFadden, President, The Options Industry Council |
| Jun. 21, 2011 | Kevin R. Keller, CAE, Chief Executive Officer, Certified Financial Planner Board of Standards, Inc. |
| Jun. 21, 2011 | Heidi Stam, Managing Director, The Vanguard Group, Inc., Malvern, Pennsylvania |
| Jun. 21, 2011 | Brian H. Graff, Esq., APM, Executive Director/CEO, American Society of Pension Professionals & Actuaries |
| Jun. 21, 2011 | David Massey, President, North American Securities Administrators Association, Washington, District of Columbia |
| Jun. 20, 2011 | Sue Duncan, Vice President, Investment Company Institute Education Foundation, Washington, District of Columbia |
| Jun. 20, 2011 | Cathy F. Bowen, Ph.D., Facutly/Extension Specialist, Penn State University, University Park, Pennsylvania |
| Jun. 18, 2011 | Lila D. Washington, Baltimore, Maryland |
| Jun. 17, 2011 | Justin Southern, Communications Director, West Virginia State Auditor's Office, Charleston, West Virginia |
| Jun. 17, 2011 | Joe Mansueto, Chairman and Chief Executive Officer, Morningstar, Inc., Chicago, Illinois |
| Jun. 17, 2011 | Karen Wuertz, Senior Vice President, Strategic Planning and Communications, National Futures Association |
| Jun. 17, 2011 | Elizabeth Gorham, PhD, Associate Proffessor, South Dakota State University, Extension Family Resource Management Specialist, Brookings, South Dakota |
| Jun. 17, 2011 | State of Hawaii Department of Commerce and Consumer Affairs |
| Jun. 16, 2011 | Martin Bischoff, CEO, Labrador Regulated Information Transparency |
| Jun. 17, 2011 | Francis Investment Counsel LLC |
| Jun. 15, 2011 | Robert O. Weagley, PhD, University of Missouri, Columbia, Missouri |
| Jun. 15, 2011 | American Savings Education Council |
| Jun. 13, 2011 | Andrew Roth, MPA, Director of Education and Outreach, California Department of Corporations |
| Jun. 9, 2011 | Ariel Investments, Chicago, Illinois |
| Jun. 7, 2011 | Kurt N. Schacht, CFA, Managing Director, Standards & Financial Market Integrity, and Linda L. Rittenhouse, Esq., Director, Capital Markets Policy, CFA Institute |
| Jun. 6, 2011 | Jeffrey D. Morgan, President and CEO, National Investor Relations Institute, Vienna, Virginia |
| Jun. 3, 2011 | Cynthia M. Fornelli, Executive Director, Center for Audit Quality |
| Jun. 2, 2011 | Abraham Kohen, MBA-Finance, Former Trader, New York, New York |
| Jun. 1, 2011 | Mike F. Zhu, California |
| Jun. 1, 2011 | Jeffrey D. Morgan, President & CEO, National Investor Relations Institute, Vienna, Virginia |
| May 27, 2011 | Merlin R. Cavallin, CPA, AICPA, Chicago, Illinois |
| May 26, 2011 | Anonymous, Retired Bank Trust Investment Officer, Arkansas | May 23, 2011 | John A. Bescoe, Livonia, Michigan |
| May 15, 2011 | Cynthia G. Custer, Aliquippa, Pennsylvania |
| May 14, 2011 | Edward J. Bright, Engineer, Retired, Camp Hill, Pennsylvania |
| May 11, 2011 | Matt Brown |
| May 6, 2011 | Linda A. King, Dixon, Illinois |
| May 5, 2011 | Christopher A. Palmer, Independent Financial Advisor (LPL), Concord, Ohio |
| May 4, 2011 | Harvey Whitman II |
| May 4, 2011 | George Crawford |
| May 2, 2011 | Stephen McMenamin, Executive Director, Greenwich Roundtable Inc., Cos Cob, Connecticut |
| May 2, 2011 | Carol Winkler |
| May 1, 2011 | John A. Brouse, Jr., San Antonio, Texas |
| Apr. 30, 2011 | James McRitchie, Publisher, CorpGov.net, Elk Grove, California |
| Apr. 25, 2011 | Carolyn L. Wallrich, Adjunct Instuctor, Los Angeles Trade Technical College, Los Angeles, California |
| Apr. 25, 2011 | Barbara O'Neill, Ph.D., CFP, CRPC, AFC, CHC, CFCS, Extension Specialist in Financial Resource Management, Rutgers Cooperative Extension |
| Apr. 23, 2011 | Anonymous |
| Apr. 22, 2011 | Timothy R. Wing, President & CEO, CME Stock/Option Consulting Services, Inc., Wheaton, Illinois |
| Apr. 21, 2011 | James Toler, President, JST Financial Corp., Downers Grove, Illinois |
| Apr. 20, 2011 | William N. Stant, President, L. B. Stant and Associates, LLC |
| Apr. 20, 2011 | Darryl McCormick, Ex-stockbroker, Romeoville, Illinois |
| Apr. 20, 2011 | Rueben L Martinez, Empire Stockbroker Training Institute, Melville, New York |
| Apr. 20, 2011 | Pam Krueger, Jump$tart Coalition, Tiburon, California |
| Apr. 20, 2011 | Susan P. Beacham, CEO, Money Savvy Generation, Member, Jumpstart, National Board of Directors , Chicago, Illinois |
| Apr. 20, 2011 | Jane White, President, Retirement Solutions, LLC, Madison, New Jersey |
| Apr. 20, 2011 | Ken Kivenko, Investor Advocate, Toronto, Canada |
| Apr. 19, 2011 | Conrad C. Lysiak, Esquire, The Law Office of Conrad C. Lysiak PS, Spokane, Washington |
| Apr. 19, 2011 | Michael Shields, California |
Meetings with SEC Officials
(Click here for submitted comments from the public) |
| Sep. 13, 2011 | Memorandum from the Division of Trading and Markets regarding a September 9, 2011, meeting with representatives of the Institute for the Fiduciary Standard |
http://www.sec.gov/comments/4-626/4-626.shtml
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