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Comments on Comment Request on Existing Private and Public Efforts to Educate Investors

[Release No. 34-64306; File No. 4-626]

Submitted Comments

(Click here for meetings with SEC officials)
Jun. 28, 2012 Julie Jason, Esq., Author, Stamford, Connecticut
Mar. 29, 2012 Albert T. Primo, Executive Producer, Teen Kids News
Nov. 7, 2011 Elvin S. Lee, Highland Park, New Jersey
Aug. 11, 2011 Lauren E. Wills, Professor of Law, Loyola Law School Los Angeles, Los Angeles, California
Jul. 13, 2011 Todd Genger, New York, New York
Jul. 12, 2011 Anonymous
Jul. 11, 2011 Charles V. Callan, SVP Regulatory Affairs, Broadridge Financial Solutions, Inc.
Jul. 4, 2011 William Michael Cunningham, MBA, AM, Creative Investment Research, Inc., Washington, District of Columbia
Jun. 28, 2011 William P. White, Commissioner, District of Columbia Government Department of Insurance, Securities and Banking
Jun. 28, 2011 Linda Rapacki, Museum of American Finance, New York, New York
Jun. 27, 2011 Theodore R. Daniels, President and CEO, Society for Financial Education and Professional Development, Inc.
Jun. 27, 2011 Jennifer Abel, Senior Extension Agent, Virginia Cooperative Extension, Arlington, Virginia
Jun. 27, 2011 Jennifer Abel, Senior Extension Agent, Virginia Cooperative Extension, Arlington, Virginia
Jun. 24, 2011 David Anderson, Working In Support of Education, New York, New York
Jun. 23, 2011 David Certner, Legislative Counsel and Legislative Policy Director, Government Affairs, AARP
Jun. 22, 2011 Don Bladin, President and CEO, Investor Protection Trust
Jun. 22, 2011 Debbie Wissel, Director of Product Strategy, LearnVest, Inc.
Jun. 22, 2011 Judy Chapa, Vice President, Community Services of The Financial Services Roundtable, Washington, District of Columbia
Jun. 21, 2011 Melanie C. Mortimer, SIFMA Foundation, New York, New York
Jun. 21, 2011 Dan Iannicola, Jr., President & CEO, The Financial Literacy Group
Jun. 21, 2011 Jill I. Gross, Director and Edward Pekarek, Assistant Director, Investor Rights Clinic at Pace Law School
Jun. 21, 2011 Kelly May, Public Information Officer and Anetria K. Connell, Attorney, Kentucky Department of Financial Institutions
Jun. 21, 2011 M.Cindy Hounsell, President, Women's Institute for a Secure Retirement
Jun. 21, 2011 Scott C. Goebel, Senior Vice President and General Counsel, Fidelity Investments
Jun. 21, 2011 Kathleen Zaracki, Chief Executive Officer, BetterInvesting, Madison Heights, Michigan
Jun. 21, 2011 Ronald C. Long, Director, Regulatory Affairs, Wells Fargo Advisors, LLC
Jun. 21, 2011 Marcia E. Asquith, Senior Vice President and Corporate Secretary, Financial Industry Regulatory Authority, Washington, District of Columbia
Jun. 21, 2011 National Endowment for Financial Education
Jun. 21, 2011 Joyce Dillard
Jun. 21, 2011 Catherine Weatherford, President & CEO, Insured Retirement Institute, Washington, District of Columbia
Jun. 21, 2011 Amanda O. Blanks, Investor Education Coordinator, Virginia Division of Securities, Richmond, Virginia
Jun. 21, 2011 Thomas J. Kriger, PhD, VP for Academic Affairs and Provost, National Labor College
Jun. 21, 2011 Gina McFadden, President, The Options Industry Council
Jun. 21, 2011 Kevin R. Keller, CAE, Chief Executive Officer, Certified Financial Planner Board of Standards, Inc.
Jun. 21, 2011 Heidi Stam, Managing Director, The Vanguard Group, Inc., Malvern, Pennsylvania
Jun. 21, 2011 Brian H. Graff, Esq., APM, Executive Director/CEO, American Society of Pension Professionals & Actuaries
Jun. 21, 2011 David Massey, President, North American Securities Administrators Association, Washington, District of Columbia
Jun. 20, 2011 Sue Duncan, Vice President, Investment Company Institute Education Foundation, Washington, District of Columbia
Jun. 20, 2011 Cathy F. Bowen, Ph.D., Facutly/Extension Specialist, Penn State University, University Park, Pennsylvania
Jun. 18, 2011 Lila D. Washington, Baltimore, Maryland
Jun. 17, 2011 Justin Southern, Communications Director, West Virginia State Auditor's Office, Charleston, West Virginia
Jun. 17, 2011 Joe Mansueto, Chairman and Chief Executive Officer, Morningstar, Inc., Chicago, Illinois
Jun. 17, 2011 Karen Wuertz, Senior Vice President, Strategic Planning and Communications, National Futures Association
Jun. 17, 2011 Elizabeth Gorham, PhD, Associate Proffessor, South Dakota State University, Extension Family Resource Management Specialist, Brookings, South Dakota
Jun. 17, 2011 State of Hawaii Department of Commerce and Consumer Affairs
Jun. 16, 2011 Martin Bischoff, CEO, Labrador Regulated Information Transparency
Jun. 17, 2011 Francis Investment Counsel LLC
Jun. 15, 2011 Robert O. Weagley, PhD, University of Missouri, Columbia, Missouri
Jun. 15, 2011 American Savings Education Council
Jun. 13, 2011 Andrew Roth, MPA, Director of Education and Outreach, California Department of Corporations
Jun. 9, 2011 Ariel Investments, Chicago, Illinois
Jun. 7, 2011 Kurt N. Schacht, CFA, Managing Director, Standards & Financial Market Integrity, and Linda L. Rittenhouse, Esq., Director, Capital Markets Policy, CFA Institute
Jun. 6, 2011 Jeffrey D. Morgan, President and CEO, National Investor Relations Institute, Vienna, Virginia
Jun. 3, 2011 Cynthia M. Fornelli, Executive Director, Center for Audit Quality
Jun. 2, 2011 Abraham Kohen, MBA-Finance, Former Trader, New York, New York
Jun. 1, 2011 Mike F. Zhu, California
Jun. 1, 2011 Jeffrey D. Morgan, President & CEO, National Investor Relations Institute, Vienna, Virginia
May 27, 2011 Merlin R. Cavallin, CPA, AICPA, Chicago, Illinois
May 26, 2011 Anonymous, Retired Bank Trust Investment Officer, Arkansas
May 23, 2011 John A. Bescoe, Livonia, Michigan
May 15, 2011 Cynthia G. Custer, Aliquippa, Pennsylvania
May 14, 2011 Edward J. Bright, Engineer, Retired, Camp Hill, Pennsylvania
May 11, 2011 Matt Brown
May 6, 2011 Linda A. King, Dixon, Illinois
May 5, 2011 Christopher A. Palmer, Independent Financial Advisor (LPL), Concord, Ohio
May 4, 2011 Harvey Whitman II
May 4, 2011 George Crawford
May 2, 2011 Stephen McMenamin, Executive Director, Greenwich Roundtable Inc., Cos Cob, Connecticut
May 2, 2011 Carol Winkler
May 1, 2011 John A. Brouse, Jr., San Antonio, Texas
Apr. 30, 2011 James McRitchie, Publisher,, Elk Grove, California
Apr. 25, 2011 Carolyn L. Wallrich, Adjunct Instuctor, Los Angeles Trade Technical College, Los Angeles, California
Apr. 25, 2011 Barbara O'Neill, Ph.D., CFP, CRPC, AFC, CHC, CFCS, Extension Specialist in Financial Resource Management, Rutgers Cooperative Extension
Apr. 23, 2011 Anonymous
Apr. 22, 2011 Timothy R. Wing, President & CEO, CME Stock/Option Consulting Services, Inc., Wheaton, Illinois
Apr. 21, 2011 James Toler, President, JST Financial Corp., Downers Grove, Illinois
Apr. 20, 2011 William N. Stant, President, L. B. Stant and Associates, LLC
Apr. 20, 2011 Darryl McCormick, Ex-stockbroker, Romeoville, Illinois
Apr. 20, 2011 Rueben L Martinez, Empire Stockbroker Training Institute, Melville, New York
Apr. 20, 2011 Pam Krueger, Jump$tart Coalition, Tiburon, California
Apr. 20, 2011 Susan P. Beacham, CEO, Money Savvy Generation, Member, Jumpstart, National Board of Directors , Chicago, Illinois
Apr. 20, 2011 Jane White, President, Retirement Solutions, LLC, Madison, New Jersey
Apr. 20, 2011 Ken Kivenko, Investor Advocate, Toronto, Canada
Apr. 19, 2011 Conrad C. Lysiak, Esquire, The Law Office of Conrad C. Lysiak PS, Spokane, Washington
Apr. 19, 2011 Michael Shields, California

Meetings with SEC Officials

Click here for submitted comments from the public)
Sep. 13, 2011 Memorandum from the Division of Trading and Markets regarding a September 9, 2011, meeting with representatives of the Institute for the Fiduciary Standard

Modified: 07/02/2012