Comments on Comment Request on Existing Private and Public Efforts to Educate Investors

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Date Received
Date Letter Type Commenter Name
Public Comment Julie Jason, Esq., Author, Stamford, Connecticut
Public Comment Albert T. Primo, Executive Producer, Teen Kids News
Public Comment Elvin S. Lee, Highland Park, New Jersey
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a September 9, 2011, meeting with representatives of the Institute for the Fiduciary Standard
Public Comment Lauren E. Wills, Professor of Law, Loyola Law School Los Angeles, Los Angeles, California
Public Comment Todd Genger, New York, New York
Public Comment Anonymous
Public Comment Charles V. Callan, SVP Regulatory Affairs, Broadridge Financial Solutions, Inc.
Public Comment William Michael Cunningham, MBA, AM, Creative Investment Research, Inc., Washington, District of Columbia
Public Comment Linda Rapacki, Museum of American Finance, New York, New York
Public Comment William P. White, Commissioner, District of Columbia Government Department of Insurance, Securities and Banking
Public Comment Jennifer Abel, Senior Extension Agent, Virginia Cooperative Extension, Arlington, Virginia
Public Comment Theodore R. Daniels, President and CEO, Society for Financial Education and Professional Development, Inc.
Public Comment David Anderson, Working In Support of Education, New York, New York
Public Comment David Certner, Legislative Counsel and Legislative Policy Director, Government Affairs, AARP
Public Comment Debbie Wissel, Director of Product Strategy, LearnVest, Inc.
Public Comment Don Bladin, President and CEO, Investor Protection Trust
Public Comment Judy Chapa, Vice President, Community Services of The Financial Services Roundtable, Washington, District of Columbia
Public Comment Amanda O. Blanks, Investor Education Coordinator, Virginia Division of Securities, Richmond, Virginia
Public Comment Brian H. Graff, Esq., APM, Executive Director/CEO, American Society of Pension Professionals & Actuaries
Public Comment Catherine Weatherford, President & CEO, Insured Retirement Institute, Washington, District of Columbia
Public Comment Dan Iannicola, Jr., President & CEO, The Financial Literacy Group
Public Comment David Massey, President, North American Securities Administrators Association, Washington, District of Columbia
Public Comment Gina McFadden, President, The Options Industry Council
Public Comment Heidi Stam, Managing Director, The Vanguard Group, Inc., Malvern, Pennsylvania
Public Comment Jill I. Gross, Director and Edward Pekarek, Assistant Director, Investor Rights Clinic at Pace Law School
Public Comment Joyce Dillard
Public Comment Kathleen Zaracki, Chief Executive Officer, BetterInvesting, Madison Heights, Michigan
Public Comment Kelly May, Public Information Officer and Anetria K. Connell, Attorney, Kentucky Department of Financial Institutions
Public Comment Kevin R. Keller, CAE, Chief Executive Officer, Certified Financial Planner Board of Standards, Inc.

Last Reviewed or Updated: Dec. 18, 2025

File Number
4-626
Release Number
34-64306
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