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Comments on Securities Lending and Short Sale Roundtable

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Date Sort descending	Letter Type	Commenter Name
May 7, 2010	Public Comment	Bob Porter
Feb. 26, 2010	Public Comment	Charles T. Whitman, Retired, Memphis, Tennessee
Feb. 24, 2010	Public Comment	Christopher J. Baratta, Glyndon, Maryland
Feb. 24, 2010	Public Comment	Dan D. Shelburne, Westlake Village, California
Feb. 24, 2010	Public Comment	Randall M. Woith, Frisco, Texas
Feb. 24, 2010	Public Comment	Scott Rendler
Feb. 22, 2010	Public Comment	Dan D. Shelburne, Westlake Village, California
Feb. 22, 2010	Public Comment	David Foye
Feb. 20, 2010	Public Comment	George Cassell, Silver City, New Mexico
Feb. 19, 2010	Public Comment	Pamela R. Lambert
Feb. 8, 2010	Public Comment	George Determann, Louisville, Kentucky
Jan. 27, 2010	Public Comment	John Baker, Trader, Los Angeles, California
Jan. 27, 2010	Public Comment	Thomas R. Greenwood, Terra Ceia, Florida
Jan. 25, 2010	Public Comment	Charles J. Jenkins, Cincinnati, Ohio
Jan. 25, 2010	Public Comment	George T. Krieger, Investor, Carmel, California
Jan. 23, 2010	Public Comment	Stanley Sherman, Clifton, New Jersey
Jan. 7, 2010	Public Comment	Richard Gerdy, Hartford, Michigan
Dec. 17, 2009	Public Comment	Mr. Mitchell, New York, New York
Dec. 10, 2009	Public Comment	John L. Foley, North Andover, Massachusetts
Dec. 9, 2009	Public Comment	Curtis H. Knight, Director, Securities Lending and Market Risk, Risk Management Association
Nov. 22, 2009	Public Comment	Robert Bardwell
Nov. 12, 2009	Public Comment	Edward J. Joyce, President and Chief Operating Officer, Chicago Board Options Exchange, Chicago, Illinois
Nov. 4, 2009	Public Comment	Jonathan E. Johnson, III, President, Overstock.com, Inc., Salt Lake City, Utah
Nov. 2, 2009	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding an October 19, 2009, meeting with representatives from Pershing LLC
Nov. 2, 2009	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding an October 20, 2009, meeting with representatives from Quadriserv
Nov. 2, 2009	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding an October 22, 2009, meeting with representatives from Sungard's Astec Analytics
Oct. 30, 2009	Public Comment	Christine Donovan, Managing Director, Brown Brothers Harriman and Co., Boston, Massachusetts
Oct. 30, 2009	Public Comment	Edmon W. Blount, Executive Director, Center for the Study of Financial Market Evolution
Oct. 30, 2009	Public Comment	Jana L. Cresswell, Esquire, Stradley Ronon Stevens & Young, LLP
Oct. 30, 2009	Public Comment	Mark Feldberg, Co-Chairman, TradeLink Securities, Chicago, Illinois

Last Reviewed or Updated: Dec. 18, 2025

File Number

4-590

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