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Comments on Request for Comments on the Processing Fees Charged by Intermediaries For Distributing Materials Other Than Proxy Materials to Fund Investors

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Date Sort descending	Letter Type	Commenter Name
Nov. 8, 2021	Meeting with SEC Officials	Memorandum from Sirimal R. Mukerjee, Policy Counsel, Office of the Chair regarding a November 8, 2021, meeting with representatives of the Capital Group
June 29, 2021	Meeting with SEC Officials	Memorandum from the Office of Sirimal R. Mukerjee, Policy Counsel, Office of the Chair regarding a June 29, 2021, meeting with representatives of the Investment Company Institute
Sept. 23, 2019	Meeting with SEC Officials	Memorandum from the Office of the Chairman regarding a September 23, 2019, meeting with representatives of the Investment Company Institute
March 11, 2019	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a February 27, 2019, meeting with representatives of the Investment Company Institute
March 8, 2019	Meeting with SEC Officials	Memorandum from the Division of Investment Management regarding a December 11, 2018, meeting with representatives of the Investment Company Institute
March 7, 2019	Meeting with SEC Officials	Memorandum from the Office of Commissioner Robert J. Jackson regarding a February 27, 2019, meeting with representatives of the Investment Company Institute
Feb. 27, 2019	Meeting with SEC Officials	Memorandum from the Office of Commissioner Elad L. Roisman regarding a February 27, 2019, meeting with representatives of the Investment Company Institute
Jan. 17, 2019	Public Comment	Shelly Antoniewicz, Senior Director of Industry and Financial Analysis, and Joanne Kane, Director, Operations & Transfer Agency, Investment Company Institute
Nov. 8, 2018	Public Comment	Paul F.Roye, Senior Vice President, and Timothy W. McHale, Senior Counsel, The Capital Group Companies, Inc.
Oct. 31, 2018	Public Comment	Amy B.R. Lancellotta, Managing Director, Independent Directors Council
Oct. 31, 2018	Public Comment	Charles V. Callan, SVP Regulatory Affairs, Broadridge Financial Solutions, Inc.
Oct. 31, 2018	Public Comment	Ellen Greene, Managing Director, SIFMA
Oct. 31, 2018	Public Comment	Heidi Hardin, Executive Vice President and General Counsel, MFS Investment Management
Oct. 31, 2018	Public Comment	Susan Olson, General Counsel, Investment Company Institute
June 7, 2018	Meeting with SEC Officials	Memorandum from the Office of the Investor Advocate regarding a June 6, 2018, meeting with representatives of the Investment Company Institute
June 6, 2018	Public Comment	Richard J. Daly, Chief Executive Officer, Broadridge Financial Solutions, Inc.

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-13-18

Release Number

33-10505

34-83379

IC-33114

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