Comments on Request for Comments on the Processing Fees Charged by Intermediaries For Distributing Materials Other Than Proxy Materials to Fund Investors

[Release Nos. 33-10505, 34-83379, IC-33114; File No. S7-13-18]

Submitted Comments

(Click here for meetings with SEC officials)
Jan. 17, 2019 Shelly Antoniewicz, Senior Director of Industry and Financial Analysis, and Joanne Kane, Director, Operations & Transfer Agency, Investment Company Institute
Nov. 8, 2018 Paul F.Roye, Senior Vice President, and Timothy W. McHale, Senior Counsel, The Capital Group Companies, Inc.
Oct. 31, 2018 Heidi Hardin, Executive Vice President and General Counsel, MFS Investment Management
Oct. 31, 2018 Charles V. Callan, SVP Regulatory Affairs, Broadridge Financial Solutions, Inc.
Oct. 31, 2018 Ellen Greene, Managing Director, SIFMA
Oct. 31, 2018 Amy B.R. Lancellotta, Managing Director, Independent Directors Council
Oct. 31, 2018 Susan Olson, General Counsel, Investment Company Institute
Jun. 6, 2018 Richard J. Daly, Chief Executive Officer, Broadridge Financial Solutions, Inc.

Meetings with SEC Officials

Mar. 11, 2019 Memorandum from the Division of Trading and Markets regarding a February 27, 2019, meeting with representatives of the Investment Company Institute
Mar. 8, 2019 Memorandum from the Division of Investment Management regarding a December 11, 2018, meeting with representatives of the Investment Company Institute
Mar. 7, 2019 Memorandum from the Office of Commissioner Robert J. Jackson regarding a February 27, 2019, discussion with representatives of the Investment Company Institute
Jun. 7, 2018 Memorandum from the Office of the Investor Advocate regarding a June 6, 2018, meeting with representatives of the Investment Company Institute