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(Click here for meetings with SEC officials)
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| Jan. 17, 2019 | Shelly Antoniewicz, Senior Director of Industry and Financial Analysis, and Joanne Kane, Director, Operations &
Transfer Agency, Investment Company Institute |
| Nov. 8, 2018 | Paul F.Roye, Senior Vice President, and Timothy W. McHale, Senior Counsel, The Capital Group Companies, Inc. |
| Oct. 31, 2018 | Heidi Hardin, Executive Vice President and General Counsel, MFS Investment Management |
| Oct. 31, 2018 | Charles V. Callan, SVP Regulatory Affairs, Broadridge Financial Solutions, Inc. |
| Oct. 31, 2018 | Ellen Greene, Managing Director, SIFMA |
| Oct. 31, 2018 | Amy B.R. Lancellotta, Managing Director, Independent Directors Council |
| Oct. 31, 2018 | Susan Olson, General Counsel, Investment Company Institute |
| Jun. 6, 2018 | Richard J. Daly, Chief Executive Officer, Broadridge Financial Solutions, Inc. |
Meetings with SEC Officials
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| Nov. 08, 2021 | Memorandum from Sirimal R. Mukerjee, Policy Counsel, Office of the Chair regarding a November 8, 2021, meeting with representatives of the Capital Group |
| Jun. 29, 2021 | Memorandum from the Office of Sirimal R. Mukerjee, Policy Counsel, Office of the Chair regarding a June 29, 2021, meeting with representatives of the Investment Company Institute |
| Sep. 23, 2019 | Memorandum from the Office of the Chairman regarding a September 23, 2019, meeting with representatives of the Investment Company Institute |
| Mar. 11, 2019 | Memorandum from the Division of Trading and Markets regarding a February 27, 2019, meeting with representatives of the Investment Company Institute |
| Mar. 8, 2019 | Memorandum from the Division of Investment Management regarding a December 11, 2018, meeting with representatives of the Investment Company Institute |
| Mar. 7, 2019 | Memorandum from the Office of Commissioner Robert J. Jackson regarding a February 27, 2019, meeting with representatives of the Investment Company Institute |
| Feb. 27, 2019 | Memorandum from the Office of Commissioner Elad L. Roisman regarding a February 27, 2019, meeting with representatives of the Investment Company Institute |
| Jun. 7, 2018 | Memorandum from the Office of the Investor Advocate regarding a June 6, 2018, meeting with representatives of the Investment Company Institute |
