Comments on Study Regarding Financial Literacy Among Investors

Filter comments

Date Received
Date Letter Type Commenter Name
Public Comment David Certner, Legislative Counsel & Legislative Policy Director, Government Affairs, AARP
Public Comment Barbara Roper, Director of Investor Protection, Consumer Federation of America
Public Comment Lisa A. Catalano, Esq., Director, Associate Professor of Clinical Legal Education; Christine Lazaro, Esq., Supervising Attorney; Lauren Prunty, Joshua Eisenson, and Thomas Greene, Student Interns; St. John's School of Law Securities Arbitration Clinic, Queens, New York
Public Comment Marcia E. Asquith, Senior Vice President and Corporate Secretary, FINRA, Washington, District of Columbia
Public Comment Blaine F. Aikin, CEO; Duane R. Thompson, Senior Policy Analyst; and Kristina Fausti Broumand, General Counsel, Fi360, Inc.
Public Comment Brandon Rees, Acting Director, Office of Investment, American Federation of Labor and Congress of Industrial Organizations
Public Comment Carl B. Wilkerson, Vice President & Chief Counsel, Securities & Litigation, American Council of Life Insurers
Public Comment David J. Stertzer, Chief Executive Officer, Association for Advanced Life Underwriting
Public Comment David T. Bellaire, Esq., General Counsel and Director of Government Affairs
Public Comment Dorothy A. Berry, Chair, Governing Council, Independent Directors Council
Public Comment Karrie McMillan, General Counsel, Investment Company Institute
Public Comment Katherine H. Newhall, Counsel, and Timothy W. McHale, Counsel, Capital Research and Management Company
Public Comment Kevin M. Carroll, Managing Director and, Associate General Counsel, SIFMA
Public Comment Kevin R. Keller, CAE, Chief Executive Officer, Certified Financial Planner Board of Standards, Inc.
Public Comment Leslie Kramerich, Frederick, Maryland
Public Comment Richard M. Whiting, Executive Director and General Counsel, The Financial Services Roundtable, Washington, District of Columbia
Public Comment Ronald C. Long, Director of Regulatory Affairs, Wells Fargo Advisors, LLC
Public Comment Scott C. Goebel, Senior Vice President General Counsel, FMR Co., Fidelity Investments
Public Comment Stephen E. Roth, Clifford E. Kirsch, and Frederick R. Bellamy behalf of the Committee of Annuity Insurers
Public Comment Jean M. Crawley, Senior Vice President and Deputy General Counsel, The Options Clearing Corporation
Public Comment Roger H. Ganser, Chairman, BetterInvesting Board of Directors, and Kathleen Zaracki, CEO, BetterInvesting
Public Comment Kurt N. Schacht, CFA, Managing Director, Standards and Financial Market Integrity, and Linda L. Rittenhouse, Director, Capital Markets Policy, CFA Institute
Public Comment Ryan K. Bakhtiari, Public Investors Arbitration Bar Association, Beverly Hills, California
Public Comment Ed Derman, Deputy Chief Executive Officer, California State Teachers' Retirement System, West Sacramento, California
Public Comment Gib Veconi, CEO, Peridrome Corporation
Public Comment Ted Beck, President & CEO, National Endowment for Financial Education
Public Comment Pamela J. Horack, President, Pathfinder Planning LLC, Lake Wylie, South Carolina
Public Comment Charlotte B. Beyer, Founder CEO, Investor Education Collaborative, New York, New York
Public Comment Todd Genger, New York, New York
Public Comment Lawrence F. Glaser, Fairfax Station, Virginia

Last Reviewed or Updated: Dec. 18, 2025

File Number
4-645
Release Number
34-66164
How to submit comments