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Comments on Study Regarding Financial Literacy Among Investors

[Release No. 34-66164; File No. 4-645]

Apr. 20, 2012 David Certner, Legislative Counsel & Legislative Policy Director, Government Affairs, AARP
Apr. 16, 2012 Barbara Roper, Director of Investor Protection, Consumer Federation of America
Mar. 28, 2012 Lisa A. Catalano, Esq., Director, Associate Professor of Clinical Legal Education; Christine Lazaro, Esq., Supervising Attorney; Lauren Prunty, Joshua Eisenson, and Thomas Greene, Student Interns; St. John's School of Law Securities Arbitration Clinic, Queens, New York
Mar. 26, 2012 Marcia E. Asquith, Senior Vice President and Corporate Secretary, FINRA, Washington, District of Columbia
Mar. 23, 2012 Katherine H. Newhall, Counsel, and Timothy W. McHale, Counsel, Capital Research and Management Company
Mar. 23, 2012 Leslie Kramerich, Frederick, Maryland
Mar. 23, 2012 Brandon Rees, Acting Director, Office of Investment, American Federation of Labor and Congress of Industrial Organizations
Mar. 23, 2012 Carl B. Wilkerson, Vice President & Chief Counsel, Securities & Litigation, American Council of Life Insurers
Mar. 23, 2012 Scott C. Goebel, Senior Vice President General Counsel, FMR Co., Fidelity Investments
Mar. 23, 2012 David T. Bellaire, Esq., General Counsel and Director of Government Affairs
Mar. 23, 2012 Kevin R. Keller, CAE, Chief Executive Officer, Certified Financial Planner Board of Standards, Inc.
Mar. 23, 2012 Ronald C. Long, Director of Regulatory Affairs, Wells Fargo Advisors, LLC
Mar. 23, 2012 Karrie McMillan, General Counsel, Investment Company Institute
Mar. 23, 2012 Blaine F. Aikin, CEO; Duane R. Thompson, Senior Policy Analyst; and Kristina Fausti Broumand, General Counsel, Fi360, Inc.
Mar. 23, 2012 Stephen E. Roth, Clifford E. Kirsch, and Frederick R. Bellamy behalf of the Committee of Annuity Insurers
Mar. 23, 2012 Kevin M. Carroll, Managing Director and, Associate General Counsel, SIFMA
Mar. 23, 2012 David J. Stertzer, Chief Executive Officer, Association for Advanced Life Underwriting
Mar. 23, 2012 Richard M. Whiting, Executive Director and General Counsel, The Financial Services Roundtable, Washington, District of Columbia
Mar. 23, 2012 Dorothy A. Berry, Chair, Governing Council, Independent Directors Council
Mar. 22, 2012 Roger H. Ganser, Chairman, BetterInvesting Board of Directors, and Kathleen Zaracki, CEO, BetterInvesting
Mar. 22, 2012 Jean M. Crawley, Senior Vice President and Deputy General Counsel, The Options Clearing Corporation
Mar. 21, 2012 Ryan K. Bakhtiari, Public Investors Arbitration Bar Association, Beverly Hills, California
Mar. 21, 2012 Kurt N. Schacht, CFA, Managing Director, Standards and Financial Market Integrity, and Linda L. Rittenhouse, Director, Capital Markets Policy, CFA Institute
Mar. 19, 2012 Ed Derman, Deputy Chief Executive Officer, California State Teachers' Retirement System, West Sacramento, California
Mar. 18, 2012 Gib Veconi, CEO, Peridrome Corporation
Mar. 16, 2012 Ted Beck, President & CEO, National Endowment for Financial Education
Mar. 14, 2012 Pamela J. Horack, President, Pathfinder Planning LLC, Lake Wylie, South Carolina
Mar. 10, 2012 Charlotte B. Beyer, Founder CEO, Investor Education Collaborative, New York, New York
Feb. 29, 2012 Todd Genger, New York, New York
Feb. 28, 2012 Max H. Herr, Pomona, California
Feb. 28, 2012 Lawrence F. Glaser, Fairfax Station, Virginia
Feb. 16, 2012 Jaimie Davis, Silverado, California
Feb. 15, 2012 Norma C. Edwards, Lakewood, California
Feb. 13, 2012 Andrew J. Haigney, Executive Director, Association of independent Investors, State Not Identified
Feb. 9, 2012 Mary O. Bradley, New York, New York
Feb. 9, 2012 Muriel F. Siebert, President, CEO and Chairwoman, Muriel Siebert & Co. Inc.
Feb. 6, 2012 John A. Turner, PhD, Pension Policy Center, Washington, D.C.
Feb. 3, 2012 Jennifer Micieli, Assistant Financial Planner, Yeske Buie, San Francisco, California
Feb. 2, 2012 Chris Barnard, Germany
Feb. 1, 2012 Kevin P. Ellis, President, Kyle Financial Services, Inc., Milwaukee, Wisconsin
Jan. 29, 2012 Jaimie A. Davis, Silverado, California
Jan. 29, 2012 Jaimie A. Davis, Silverado, California
Jan. 26, 2012 Ted Rees, Professor of Ignorance, Retirement University of Hard Knocks, Mountain View, California
Jan. 19, 2012 Jonathan Phelan, CFA, CFP, Michigan
Jan. 19, 2012 Andrew Gluck, Journalist

Modified: 04/24/2012