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NASDAQ OMX PHLX LLC (Phlx) Rulemaking

We encourage the public to submit comments on the following NASDAQ OMX PHLX LLC (Phlx) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Second Quarter |  First Quarter

Phlx File Number List for 2016

Additional Archives


Chronological List
Release No. Date Details
Second Quarter

SR-Phlx-2016-67
34-78129 Jun. 22, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Risk Monitor Mechanism
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-Phlx-2016-68
34-78124 Jun. 22, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to SPY Position Limits
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 3, Exhibit 5

SR-Phlx-2016-69
34-78116 Jun. 21, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange's Pricing Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-Phlx-2016-41
34-78091 Jun. 16, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Clarifying Amendments To and Remove Obsolete Language From Rules 1053 and 1056
Comments due: July 13, 2016
Additional Materials: Exhibit 5

SR-Phlx-2016-47
34-78060 Jun. 14, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the Exchange’s Penny Pilot Program and Replacement of Penny Pilot Issues That Have Been Delisted
Comments due: July 11, 2016

SR-Phlx-2016-64
34-78027 Jun. 9, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Pricing Schedule under Section VIII
Comments due: July 6, 2016
Additional Materials: Exhibit 5

SR-Phlx-2016-61
34-78004 Jun. 7, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Certain Rules Governing Trading of Index Options
Comments due: July 5, 2016
Additional Materials: Exhibit 5

SR-Phlx-2016-63
34-78001 Jun. 7, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to a Proposal to Relocate and Update the Existing Provisions of Rule 1080.07 to New Rule 1098
Comments due: July 5, 2016
Additional Materials: Exhibit 5

SR-Phlx-2016-60
34-77970 June 1, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 1000A(b)(8)
Comments due: June 28, 2016
Additional Materials: Exhibit 5

SR-Phlx-2016-38
34-77916 May 25, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 900.1, 910, and 921
Comments due: June 22, 2016
Additional Materials: Exhibit 3, Exhibit 5

SR-Phlx-2016-59
34-77908 May 25, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to PIXL Pricing
Comments due: June 22, 2016
Additional Materials: Exhibit 5

SR-Phlx-2016-57
34-77811 May 11, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Customer Rebates
Comments due: June 7, 2016
Additional Materials: Exhibit 5

SR-Phlx-2016-55
34-77801 May 10, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Maximum Number of Times an Order on PSX May Be Updated Before the System Cancels the Order
Comments due: June 6, 2016
Additional Materials: Exhibit 5

SR-Phlx-2016-53
34-77707 Apr. 26, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update Public Disclosure of Exchange Usage of Market Data
Comments due: May 23, 2016

SR-Phlx-2016-52
34-77690 Apr. 22, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Qualified Contingent Cross Pricing
Comments due:  May 19, 2016
Additional Materials: Exhibit 5

SR-Phlx-2016-48
34-77687 Apr. 22, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Rule 606
Comments due:  May 19, 2016
Additional Materials: Exhibit 5

SR-Phlx-2016-51
34-77673 Apr. 21, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Qualified Contingent Cross Pricing
Comments due:  May 18, 2016
Additional Materials: Exhibit 5

SR-Phlx-2016-49
34-77650 Apr. 19, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete Obsolete Rules
Comments due:  May 16, 2016
Additional Materials: Exhibit 5

SR-Phlx-2016-45
34-77613 Apr. 13, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Proposed Rule Change to Modify Chapter VII Section B of the Exchange's Pricing Schedule
Comments due:  May 10, 2016
Additional Materials: Exhibit 5

SR-Phlx-2016-42
34-77577 Apr. 11, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Qualified Contingent Cross Rebates and Certain Floor Options Transaction Charges
Comments due:  May 6, 2016
Additional Materials: Exhibit 5

SR-Phlx-2016-40
34-77557 Apr. 7, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PIXL
Comments due:  May 4, 2016

SR-Phlx-2016-44
34-77545 Apr. 6, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 1064
Comments due:  May 3, 2016
First Quarter

SR-Phlx-2016-36
34-77475 Mar. 30, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Partnerships
Comments due: April 26, 2016
Additional Materials: Exhibit 5

SR-Phlx-2016-39
34-77458 Mar. 28, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Rule 3317 to Implement the Regulation NMS Plan to Implement a Tick Size Pilot Program
Comments due: April 22, 2016
Additional Materials: Exhibit 5
See Also: Exemptive Letter

SR-Phlx-2016-10
34-77449 Mar. 25, 2016 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. , Relating to the Professional Customer Definition
See also:
34-77054
Comments due: April 21, 2016

SR-Phlx-2016-34
34-77444 Mar. 25, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Continuing Education Fee Schedule
Comments due: April 21, 2016
Additional Materials: Exhibit 5

SR-Phlx-2016-37
34-77443 Mar. 25, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete Rule 756
Comments due: April 21, 2016
Additional Materials: Exhibit 5

SR-Phlx-2016-21
34-77402 Mar. 18, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rebates and Fees for Adding and Removing Liquidity in SPY
Comments due:  April 14, 2016
Additional Materials: Exhibit 5

SR-Phlx-2016-33
34-77351 Mar. 11, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rebates and Fees for Adding and Removing Liquidity in SPY
Comments due: April 7, 2016
Additional Materials: Exhibit 5

SR-Phlx-2015-94
34-77341 Mar. 10, 2016 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, to Make Permanent the Pilot Program Eliminating Minimum Value Sizes for Opening Transactions in New Series of FLEX Option
Comments due: April 6, 2016
See also: Notice: Rel. No. 34-76989, Notice: Rel. No. 34-76593

SR-Phlx-2016-32
34-77295 Mar. 4, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Provisions Related to Options Disputes
Comments due: March 31, 2016
Additional Materials: Exhibit 5

SR-Phlx-2016-31
34-77286 Mar. 3, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Access Services Fees under Chapter VIII of the Pricing Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-Phlx-2016-30
34-77283 Mar. 3, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Pricing Schedule
Comments due: March 29, 2016
Additional Materials: Exhibit 5

SR-Phlx-2016-12
34-77264 Mar. 1, 2016 Notice of Withdrawal of Proposed Rule Change to Adopt Limit Order Protection and Market Order Protection
See also: Notice: Rel. No. 34-77007

SR-Phlx-2016-23
34-77245 Feb. 26, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Kill Switch
Comments due: March 24, 2016
Additional Materials: Exhibit 5

SR-Phlx-2016-26
34-77221 Feb. 24, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Section II of the Exchange’s Pricing Schedule
Comments due: March 22, 2016
Additional Materials: Exhibit 5

SR-Phlx-2016-20
34-77186 Feb. 19, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Partnerships
Comments due:  March 17, 2016
Additional Materials: Exhibit 5

SR-Phlx-2015-113
34-77165 Feb. 17, 2016 Order Approving Proposed Rule Changes, as Modified by Amendments Thereto, to Amend the By-Laws of NASDAQ, Inc.
Additional File Nos.: SR-BSECC-2015-002; SR-SCCP-2015-02; SR-BX-2015-085; SR-NASDAQ-2015-160
See also:  Notice: Rel. No. 34-76810

SR-Phlx-2016-19
34-77153 Feb. 17, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the FLEX No Minimum Value Pilot
Comments due:  March 15, 2016

SR-Phlx-2016-09
34-77143 Feb. 16, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Policy for Amending Billing Information and a Research Fee
Comments due:  March 14, 2016
Additional Materials: Exhibit 5

SR-Phlx-2016-14
34-77125 Feb. 12, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 1066
Comments due:  March 11, 2016
Additional Materials: Exhibit 5

SR-Phlx-2016-22
34-77121 Feb. 11, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Rule 505 and Rule 506
Comments due:  March 10, 2016
Additional Materials: Exhibit 5

SR-Phlx-2016-16
34-77076 Feb. 8, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete Obsolete Rules 1000C – 1009C
Comments due: March 4, 2016
Additional Materials: Exhibit 5

SR-Phlx-2016-10
34-77054 Feb. 4, 2016 Notice of Filing of Proposed Rule Change Relating to Professional Customer Definition
Comments due: March 2, 2016
Additional Materials: Exhibit 5
See also: 34-77449
Comments received are available for this proposal.

SR-Phlx-2016-04
34-77032 Feb. 2, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Options Regulatory Fee
Comments due: February 29, 2016
Additional Materials: Exhibit 5

SR-Phlx-2016-12
34-77007 Feb. 1, 2016 Notice of Filing of Proposed Rule Change to Adopt a Limit Order Protection and a Market Order Protection
Comments due: February 26, 2016
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-77264

SR-Phlx-2015-94
34-76989 Jan. 28, 2016 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Make Permanent the Pilot Program Eliminating Minimum Value Sizes for Opening Transactions in New Series of FLEX Options
See also:  Notice/Order: Rel No. 34-77341, Notice: Rel. No. 34-76593

SR-Phlx-2016-07
34-76984 Jan. 28, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Minor Changes to Rule 1064, Crossing, Facilitation and Solicited Orders
Comments due: February 24, 2016
Additional Materials: Exhibit 5

SR-Phlx-2016-06
34-76966 Jan. 22, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend a Quote Spread Parameter Provision
Comments due: February 17, 2016

SR-Phlx-2016-03
34-76929 Jan. 19, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Nonsubstantive, Clarifying Amendments to Several Rules Relating to the Clearing of Exchange Options Transactions
Comments due: February 16, 2016
Additional Materials: Exhibit 5

SR-Phlx-2016-02
34-76910 Jan. 14, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete Obsolete Rules 1000B – 1012B and to Amend Rule 722
Comments due: February 11, 2016
Additional Materials: Exhibit 5

SR-Phlx-2016-01
34-76902 Jan. 14, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete Phlx Rules 792, 794, 797, and 798
Comments due: February 11, 2016
Additional Materials: Exhibit 5

SR-Phlx-2015-118
34-76880 Jan. 12, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Section (a)(4) of Rule 640, Continuing Education for Registered Persons
Comments due: February 9, 2016
Additional Materials: Exhibit 5

SR-Phlx-2015-115
34-76867 Jan. 11, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Chapter VIII of the Pricing Schedule
Comments due: February 5, 2016
Additional Materials: Exhibit 5

SR-Phlx-2015-109
34-76858 Jan. 8, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Permit Fees
Comments due: February 4, 2016


Phlx File Number List for 2016
Release No. Date Details

SR-Phlx-2016-69
34-78116 Jun. 21, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange's Pricing Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-Phlx-2016-68
34-78124 Jun. 22, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to SPY Position Limits
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 3, Exhibit 5

SR-Phlx-2016-67
34-78129 Jun. 22, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Risk Monitor Mechanism
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-Phlx-2016-64
34-78027 Jun. 9, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Pricing Schedule under Section VIII
Comments due: July 6, 2016
Additional Materials: Exhibit 5

SR-Phlx-2016-63
34-78001 Jun. 7, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to a Proposal to Relocate and Update the Existing Provisions of Rule 1080.07 to New Rule 1098
Comments due: July 5, 2016
Additional Materials: Exhibit 5

SR-Phlx-2016-61
34-78004 Jun. 7, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Certain Rules Governing Trading of Index Options
Comments due: July 5, 2016
Additional Materials: Exhibit 5

SR-Phlx-2016-60
34-77970 June 1, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 1000A(b)(8)
Comments due: June 28, 2016
Additional Materials: Exhibit 5

SR-Phlx-2016-59
34-77908 May 25, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to PIXL Pricing
Comments due: June 22, 2016
Additional Materials: Exhibit 5

SR-Phlx-2016-57
34-77811 May 11, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Customer Rebates
Comments due: June 7, 2016
Additional Materials: Exhibit 5

SR-Phlx-2016-55
34-77801 May 10, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Maximum Number of Times an Order on PSX May Be Updated Before the System Cancels the Order
Comments due: June 6, 2016
Additional Materials: Exhibit 5

SR-Phlx-2016-53
34-77707 Apr. 26, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update Public Disclosure of Exchange Usage of Market Data
Comments due: May 23, 2016

SR-Phlx-2016-52
34-77690 Apr. 22, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Qualified Contingent Cross Pricing
Comments due:  May 19, 2016
Additional Materials: Exhibit 5

SR-Phlx-2016-51
34-77673 Apr. 21, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Qualified Contingent Cross Pricing
Comments due:  May 18, 2016
Additional Materials: Exhibit 5

SR-Phlx-2016-49
34-77650 Apr. 19, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete Obsolete Rules
Comments due:  May 16, 2016
Additional Materials: Exhibit 5

SR-Phlx-2016-48
34-77687 Apr. 22, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Rule 606
Comments due:  May 19, 2016
Additional Materials: Exhibit 5

SR-Phlx-2016-47
34-78060 Jun. 14, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the Exchange’s Penny Pilot Program and Replacement of Penny Pilot Issues That Have Been Delisted
Comments due: July 11, 2016

SR-Phlx-2016-45
34-77613 Apr. 13, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Proposed Rule Change to Modify Chapter VII Section B of the Exchange's Pricing Schedule
Comments due:  May 10, 2016
Additional Materials: Exhibit 5

SR-Phlx-2016-44
34-77545 Apr. 6, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 1064
Comments due:  May 3, 2016

SR-Phlx-2016-42
34-77577 Apr. 11, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Qualified Contingent Cross Rebates and Certain Floor Options Transaction Charges
Comments due:  May 6, 2016
Additional Materials: Exhibit 5

SR-Phlx-2016-41
34-78091 Jun. 16, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Clarifying Amendments To and Remove Obsolete Language From Rules 1053 and 1056
Comments due: July 13, 2016
Additional Materials: Exhibit 5

SR-Phlx-2016-40
34-77557 Apr. 7, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PIXL
Comments due:  May 4, 2016

SR-Phlx-2016-39
34-77458 Mar. 28, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Rule 3317 to Implement the Regulation NMS Plan to Implement a Tick Size Pilot Program
Comments due: April 22, 2016
Additional Materials: Exhibit 5
See Also: Exemptive Letter

SR-Phlx-2016-38
34-77916 May 25, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 900.1, 910, and 921
Comments due: June 22, 2016
Additional Materials: Exhibit 3, Exhibit 5

SR-Phlx-2016-37
34-77443 Mar. 25, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete Rule 756
Comments due: April 21, 2016
Additional Materials: Exhibit 5

SR-Phlx-2016-36
34-77475 Mar. 30, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Partnerships
Comments due: April 26, 2016
Additional Materials: Exhibit 5

SR-Phlx-2016-34
34-77444 Mar. 25, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Continuing Education Fee Schedule
Comments due: April 21, 2016
Additional Materials: Exhibit 5

SR-Phlx-2016-33
34-77351 Mar. 11, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rebates and Fees for Adding and Removing Liquidity in SPY
Comments due: April 7, 2016
Additional Materials: Exhibit 5

SR-Phlx-2016-32
34-77295 Mar. 4, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Provisions Related to Options Disputes
Comments due: March 31, 2016
Additional Materials: Exhibit 5

SR-Phlx-2016-31
34-77286 Mar. 3, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Access Services Fees under Chapter VIII of the Pricing Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-Phlx-2016-30
34-77283 Mar. 3, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Pricing Schedule
Comments due: March 29, 2016
Additional Materials: Exhibit 5

SR-Phlx-2016-26
34-77221 Feb. 24, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Section II of the Exchange’s Pricing Schedule
Comments due: March 22, 2016
Additional Materials: Exhibit 5

SR-Phlx-2016-23
34-77245 Feb. 26, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Kill Switch
Comments due: March 24, 2016
Additional Materials: Exhibit 5

SR-Phlx-2016-22
34-77121 Feb. 11, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Rule 505 and Rule 506
Comments due:  March 10, 2016
Additional Materials: Exhibit 5

SR-Phlx-2016-21
34-77402 Mar. 18, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rebates and Fees for Adding and Removing Liquidity in SPY
Comments due:  April 14, 2016
Additional Materials: Exhibit 5

SR-Phlx-2016-20
34-77186 Feb. 19, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Partnerships
Comments due:  March 17, 2016
Additional Materials: Exhibit 5

SR-Phlx-2016-19
34-77153 Feb. 17, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the FLEX No Minimum Value Pilot
Comments due:  March 15, 2016

SR-Phlx-2016-16
34-77076 Feb. 8, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete Obsolete Rules 1000C – 1009C
Comments due: March 4, 2016
Additional Materials: Exhibit 5

SR-Phlx-2016-14
34-77125 Feb. 12, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 1066
Comments due:  March 11, 2016
Additional Materials: Exhibit 5

SR-Phlx-2016-12
34-77264 Mar. 1, 2016 Notice of Withdrawal of Proposed Rule Change to Adopt Limit Order Protection and Market Order Protection
34-77007 Feb. 1, 2016 Notice of Filing of Proposed Rule Change to Adopt a Limit Order Protection and a Market Order Protection
Comments due: February 26, 2016
Additional Materials: Exhibit 5

SR-Phlx-2016-10
34-77449 Mar. 25, 2016 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. , Relating to the Professional Customer Definition
Comments due: April 21, 2016
34-77054 Feb. 4, 2016 Notice of Filing of Proposed Rule Change Relating to Professional Customer Definition
Comments due: March 2, 2016
Additional Materials: Exhibit 5
Comments received are available for this proposal.

SR-Phlx-2016-09
34-77143 Feb. 16, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Policy for Amending Billing Information and a Research Fee
Comments due:  March 14, 2016
Additional Materials: Exhibit 5

SR-Phlx-2016-07
34-76984 Jan. 28, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Minor Changes to Rule 1064, Crossing, Facilitation and Solicited Orders
Comments due: February 24, 2016
Additional Materials: Exhibit 5

SR-Phlx-2016-06
34-76966 Jan. 22, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend a Quote Spread Parameter Provision
Comments due: February 17, 2016

SR-Phlx-2016-04
34-77032 Feb. 2, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Options Regulatory Fee
Comments due: February 29, 2016
Additional Materials: Exhibit 5

SR-Phlx-2016-03
34-76929 Jan. 19, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Nonsubstantive, Clarifying Amendments to Several Rules Relating to the Clearing of Exchange Options Transactions
Comments due: February 16, 2016
Additional Materials: Exhibit 5

SR-Phlx-2016-02
34-76910 Jan. 14, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete Obsolete Rules 1000B – 1012B and to Amend Rule 722
Comments due: February 11, 2016
Additional Materials: Exhibit 5

SR-Phlx-2016-01
34-76902 Jan. 14, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete Phlx Rules 792, 794, 797, and 798
Comments due: February 11, 2016
Additional Materials: Exhibit 5

 

http://www.sec.gov/rules/sro/phlx.shtml


Modified: 06/24/2016