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NASDAQ OMX PHLX LLC (Phlx) Rulemaking

We encourage the public to submit comments on the following NASDAQ OMX PHLX LLC (Phlx) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
First Quarter

Phlx File Number List for 2017

Additional Archives


Chronological List
Release No. Date Details
First Quarter

SR-Phlx-2016-82
34-79805 Jan. 17, 2017 Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. , to Adopt a New Exception in Phlx Rule 1000(f) for Sub-MPV Split-Price Orders
Comments due: 21 days after publication in the Federal Register
See also: Notice: Rel. No. 34-79345, Notice: Rel. No. 34-79023, Notice: Rel. No. 34-78593

SR-Phlx-2017-01
34-79782 Jan. 12, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Cabinet Trading Pilot Program
Comments due: 21 days after publication in the Federal Register

SR-Phlx-2017-02
34-79751 Jan. 6, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options Regulatory Fee
Comments due: February 2, 2017
Additional Materials: Exhibit 5

SR-Phlx-2016-105
34-79724 Jan. 3, 2017 Notice of Filing of Proposed Rule Change to Amend Rules 501, 507, 508, 510, and 511
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5


Phlx File Number List for 2017
Release No. Date Details

SR-Phlx-2017-02
34-79751 Jan. 6, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options Regulatory Fee
Comments due: February 2, 2017
Additional Materials: Exhibit 5

SR-Phlx-2017-01
34-79782 Jan. 12, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Cabinet Trading Pilot Program
Comments due: 21 days after publication in the Federal Register

 

http://www.sec.gov/rules/sro/phlx.shtml


Modified: 01/17/2017