The Options Clearing Corporation Rulemaking
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Self-Regulatory Organization Rulemaking Table
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-68535 | SEC Issue Date:Dec 26, 2012 | File Number:SR-OCC-2012-24 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Its By-Laws and Rules Consistent With Recent System Changes to the Stock Loan/Hedge Program and Market Loan Program and Delete Certain Terms and Provisions No Longer Applicable |
| Release Number:34-68531 | SEC Issue Date:Dec 21, 2012 | File Number:SR-OCC-2012-26 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Interpretative Guidance Relating to the Adjustment of Stock Options and Single Stock Futures for Cash Dividends and Distributions on Underlying Securities |
| Release Number:34-68532 | SEC Issue Date:Dec 21, 2012 | File Number:SR-OCC-2012-25 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Schedule of Fees, Effective January 2, 2013, to Charge Non-Clearing Member Subscribers of Certain Non-Proprietary Data an Additional Monthly Fee to Accommodate Request for Such Data on a Real-Time Basis |
| Release Number:34-68445 | SEC Issue Date:Dec 14, 2012 | File Number:SR-OCC-2012-19 | SRO Organization:The Options Clearing Corporation |
Details: Order Approving Proposed Rule Change To Revise the Method for Determining the Minimum Clearing Fund Size To Include Consideration of the Amount Necessary To Draw on Secured Credit Facilities See Also - Rel. No. 34-68130, Rel. No. 34-68130 |
| Release Number:34-68403 | SEC Issue Date:Dec 11, 2012 | File Number:SR-OCC-2012-23 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Filing of Proposed Rule Change To Accommodate Certain Physically-Settled Options on U.S. Treasury Securities See Also - Rel. No. 34-68712, Rel. No. 34-68712 |
| Release Number:34-68368 | SEC Issue Date:Dec 6, 2012 | File Number:SR-ODD-2012-02 | SRO Organization:The Options Clearing Corporation |
Details: Order Granting Approval of Accelerated Delivery of Supplement to the Options Disclosure Document Reflecting Certain Changes to Disclosure Regarding Adjustments for Cash Dividends and Distributions in Respect of Options Overlying Less than 100 Shares To Accommodate the Trading of Mini Options |
| Release Number:34-68308 | SEC Issue Date:Nov 28, 2012 | File Number:SR-OCC-2012-21 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Changes to Explicitly State That OCC May Reject a Request for Withdrawal of Margin or Make an Intra-Day Margin Call in Situations Where a Clearing Member's Projected Settlement Obligations Could Exceed OCC's Available Liquidity Resources |
| Release Number:34-68288 | SEC Issue Date:Nov 26, 2012 | File Number:SR-OCC-2012-22 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Filing of Proposed Rule Change To Clarify the Use of Certain Amounts Credited to the Liquidating Settlement Account To Settle Mark-to-Market Payments Arising From Stock Loan and Borrow Positions Carried in the Customers' Account See Also - Rel. No. 34-68602, Rel. No. 34-68602 |
| Release Number:34-68151 | SEC Issue Date:Nov 5, 2012 | File Number:SR-OCC-2012-20 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Applicability of OCC's Rules Governing Delivery of Treasury Securities Underlying Treasury Futures Contracts to Futures on Treasury Securities With Maturities of Greater Than 25 Years |
| Release Number:34-68148 | SEC Issue Date:Nov 2, 2012 | File Number:SR-OCC-2012-17 | SRO Organization:The Options Clearing Corporation |
Details: Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Margining of Segregated Futures Customer Accounts on a Gross Basis See Also - Rel. No. 34-67896, Rel. No. 34-67896 |