Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the New York Stock Exchange, Inc. Amending Its Rules Regarding the Transmission of Proxy and Other Shareholder Communication Material and the Proxy Reimbursement Guidelines Set Forth In Those Rules, and Requesting Permanent Approval of the Amended Proxy Reimbursement Guidelines

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Date Received
Date Letter Type Commenter Name
Public Comment Elva Gonzalez
Public Comment Keith G. Berkheimer, President, CTA - A National Shareholder Service Association
Public Comment Paul Conn, Executive Vice President, Computershare Limited, and Steven Rothbloom, President, Computershare Investor Services (US)
Public Comment Rachel E. Kosmal, Senior Attorney, Intel Corp.; D. Craig Nordlund, Senior Vice President, General Counsel and Secretary, Agilent Technologies, Inc.; Keith Dolliver, Senior Attorney, Microsoft Corporation
Public Comment Carl T. Hagberg

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NYSE-2001-53
Release Number
34-45263
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