National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
National Securities Exchanges Table
Release Number
|
File Number
|
SRO Organization
|
Details
|
|
---|---|---|---|---|
Release Number:34-100255 | SEC Issue Date:May 31, 2024 | File Number:SR-NASDAQ-2024-023 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend General 4, Rule 1240.01 (Eligibility of Other Persons to Participate in the Continuing Education Program Specified in Paragraph (c) of this Rule) See Also - Exhibit 5 Submit a Comment on SR-NASDAQ-2024-023
|
Release Number:34-100234 | SEC Issue Date:May 28, 2024 | File Number:SR-NASDAQ-2023-035 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Withdrawal of a Proposed Rule Change to List and Trade Shares of the Hashdex Nasdaq Ethereum ETF under Nasdaq Rule 5711(i) (Trust Units) |
Release Number:34-100224 | SEC Issue Date:May 23, 2024 | File Number:SR-NYSEARCA-2023-70, SR-NYSEARCA-2024-31, SR-NASDAQ-2023-045, SR-CboeBZX-2023-069, SR-CboeBZX-2023-070, SR-CboeBZX-2023-087, SR-CboeBZX-2023-095, SR-CboeBZX-2024-018 | SRO Organization:NYSE Arca (NYSEARCA), The Nasdaq Stock Market LLC (NASDAQ), Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Order Granting Accelerated Approval of Proposed Rule Changes, as Modified by Amendments Thereto, to List and Trade Shares of Ether-Based Exchange-Traded Products Comments Due: June 20, 2024 |
Release Number:34-100212 | SEC Issue Date:May 22, 2024 | File Number:SR-NASDAQ-2023-045 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing of Amendment No. 2 to Proposed Rule Change to List and Trade Shares of the iShares Ethereum Trust Under Nasdaq Rule 5711(d) (Commodity-Based Trust Shares) Comments Due: 21 days after date of publication in the Federal Register. |
Release Number:34-100208 | SEC Issue Date:May 22, 2024 | File Number:SR-NASDAQ-2024-019 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing of Proposed Rule Change to Rules 5605, 5615 and 5810 to Clarify and Modify Phase-In Schedules for Certain Corporate Governance Requirements and Clarify Applicability of Certain Cure Periods Comments Due: June 20, 2024 See Also - Exhibit 5 |
Release Number:34-100196 | SEC Issue Date:May 21, 2024 | File Number:SR-NASDAQ-2024-022 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Cabinet Proximity Option Fee to Establish a Reservation Fee for Cabinets with Power Densities Greater Than 10 kW Comments Due: June 18, 2024 See Also - Exhibit 5 |
Release Number:34-100188 | SEC Issue Date:May 21, 2024 | File Number:SR-NASDAQ-2024-016 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Increase Fees for Certain Market Data and Connectivity Products and to Maintain the Current Fees for Such Products if Members Meet a Mini Comments Due: June 18, 2024. Rebuttal comments should be submitted by July 2, 2024. |
Release Number:34-100130 | SEC Issue Date:May 14, 2024 | File Number:SR-NASDAQ-2024-021 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 3 Comments Due: June 10, 2024 See Also - Exhibit 5 |
Release Number:34-100117 | SEC Issue Date:May 13, 2024 | File Number:SR-NASDAQ-2024-020 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees for Connectivity and Co-location Services Comments Due: June 7, 2024 See Also - Exhibit 5 |
Release Number:34-100093 | SEC Issue Date:May 9, 2024 | File Number:SR-NASDAQ-2024-018 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Relating to Connectivity, Surveillance and Risk Management Services Comments Due: June 5, 2024 |