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National Securities Exchanges Table

Release Number
File Number
SRO Organization
Details
Release Number:34-95340 SEC Issue Date:Jul 20, 2022 File Number:SR-NYSECHX-2022-15 SRO Organization:NYSE Chicago, Inc. (NYSECHX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee Schedule Related To Colocation
Comments Due: 21 days after publication in the Federal Register
See Also - Exhibit 5
Release Number:34-95336 SEC Issue Date:Jul 20, 2022 File Number:SR-NYSECHX-2022-16 SRO Organization:NYSE Chicago, Inc. (NYSECHX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make a Non-Substantive Change to Rule 7.31(a)(2)(B) Regarding Limit Order Price Protection
Comments Due: 21 days after publication in the Federal Register
See Also - Exhibit 5
Release Number:34-95320 SEC Issue Date:Jul 19, 2022 File Number:SR-NYSECHX-2022-18 SRO Organization:NYSE Chicago, Inc. (NYSECHX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10 (Clearly Erroneous Executions)
Comments Due: 21 days after publication in the Federal Register
See Also - Exhibit 5
Release Number:34-95268 SEC Issue Date:Jul 13, 2022 File Number:SR-NYSECHX-2022-14 SRO Organization:NYSE Chicago, Inc. (NYSECHX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.31
Comments Due: 21 days after publication in the Federal Register
See Also - Exhibit 5
Release Number:34-95196 SEC Issue Date:Jul 5, 2022 File Number:SR-NYSENAT-2021-23, SR-NYSECHX-2021-17, SR-NYSEArca-2021-97, SR-NYSEAMER-2021-43, SR-NYSE-2021-67 SRO Organization:NYSE National, Inc. (NYSENAT), NYSE Chicago, Inc. (NYSECHX), NYSE Arca (NYSEARCA), NYSE American LLC (NYSEAMER), New York Stock Exchange LLC (NYSE) Details: Notice of Withdrawal of Proposed Rule Changes To Amend Their Respective Fee Schedules To Offer Colocation Users Wireless Connectivity to CME Group Data and Establish Associated Fees
Comments Due: December 9, 2021
View Received Comments
Release Number:34-95157 SEC Issue Date:Jun 24, 2022 File Number:SR-NYSECHX-2022-13 SRO Organization:NYSE Chicago, Inc. (NYSECHX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change for Certain Non-Substantive Clarifying Changes to Article 7, Rule 12
Comments Due: 21 days after publication in the Federal Register
See Also - Exhibit 5
Release Number:34-95130 SEC Issue Date:Jun 21, 2022 File Number:SR-NYSECHX-2022-12 SRO Organization:NYSE Chicago, Inc. (NYSECHX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Certificate of Incorporation and Bylaws of Its Ultimate Parent Company, Intercontinental Exchange, Inc. ("ICE")
Comments Due: 21 days after publication in the Federal Register
See Also - Exhibit 5
Release Number:34-95119 SEC Issue Date:Jun 16, 2022 File Number:SR-NYSECHX-2022-06 SRO Organization:NYSE Chicago, Inc. (NYSECHX) Details: Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Modify Rule 7.31 To Add Subparagraph (f)(4) Regarding Directed Orders
Comments Due: 21 days after publication in the Federal Register
Release Number:34-95063 SEC Issue Date:Jun 7, 2022 File Number:SR-NYSECHX-2022-11 SRO Organization:NYSE Chicago, Inc. (NYSECHX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change for Amendments to the Exchange's Rules Regarding Continuing Education Requirements
Comments Due: 21 days after publication in the Federal Register
Release Number:34-95020 SEC Issue Date:Jun 1, 2022 File Number:SR-NYSECHX-2022-10 SRO Organization:NYSE Chicago, Inc. (NYSECHX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Investigation, Disciplinary, Sanction, and Other Procedural Rules Modeled on the Rules of the Exchange's Affiliates
Comments Due: 21 days after publication in the Federal Register
See Also - Exhibit 5