National Securities Exchanges
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National Securities Exchanges Table
Release Number
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File Number
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SRO Organization
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Details
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|
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Release Number:34-83344 | SEC Issue Date:May 30, 2018 | File Number:SR-NYSENAT-2018-06 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Intercontinental Exchange, Inc. Director Independence Policy See Also - Exhibit 5 |
Release Number:34-83289 | SEC Issue Date:May 17, 2018 | File Number:SR-NYSENAT-2018-02 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Amended by Amendment No. 1, To Support the Re-Launch of NYSE National, Inc. on the Pillar Trading Platform View Received Comments See Also - Exhibit 5a, Exhibit 5b, Exhibit 5c |
Release Number:34-83161 | SEC Issue Date:May 3, 2018 | File Number:SR-NYSENAT-2018-05 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Certificate of Incorporation of Its Parent Company NYSE Group, Inc. See Also - Exhibit 5a |
Release Number:34-83100 | SEC Issue Date:Apr 25, 2018 | File Number:SR-NYSENAT-2018-02 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Support the Re-Launch of NYSE National, Inc. on the Pillar Trading Platform View Received Comments |
Release Number:34-82925 | SEC Issue Date:Mar 22, 2018 | File Number:SR-NYSENAT-2018-04 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the Amended and Restated Certificate of Incorporation See Also - Exhibit 5 |
Release Number:34-82819 | SEC Issue Date:Mar 7, 2018 | File Number:SR-NYSENAT-2018-02 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing of Proposed Rule Change To Support the Re-Launch of the Exchange on the Pillar Trading Platform View Received Comments See Also - Exhibit 5a, Exhibit 5b, Exhibit 5c |
Release Number:34-82635 | SEC Issue Date:Feb 6, 2018 | File Number:SR-NYSENAT-2018-03 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Certain of the Governing Documents of Its Intermediate Parent Companies See Also - Exhibit 5a |
Release Number:34-82084 | SEC Issue Date:Nov 15, 2017 | File Number:SR-NYSENAT-2017-05 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Governing Documents of Its Intermediate Parent Companies Intercontinental Exchange Holdings, Inc., NYSE Holdings LLC and NYSE Group, Inc. To Make Them More Consistent With the Governing Documents of Their Ultimate Parent Intercontinental Exchange, Inc. See Also - Exhibit 5a, Exhibit 5b, Exhibit 5c, Exhibit 5d, Exhibit 5e, Exhibit 5f |
Release Number:34-81782 | SEC Issue Date:Sep 29, 2017 | File Number:SR-NYSENat-2017-04 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Rules To Establish a Rule Numbering Framework in Connection With the Re-Launch of Trading on the Exchange See Also - Exhibit 5 |
Release Number:34-81269 | SEC Issue Date:Jul 31, 2017 | File Number:SR-NYSENAT-2017-03 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 11.26 To Modify the Date of Appendix B Web site Data Publication Pursuant to the Regulation NMS Plan To Implement a Tick Size Pilot Program See Also - Exhibit 5 |