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National Securities Exchanges Table

Release Number
File Number
SRO Organization
Details
Release Number:34-99046 SEC Issue Date:Nov 30, 2023 File Number:SR-NYSENAT-2023-27 SRO Organization:NYSE National, Inc. (NYSENAT) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update Citations to Rule 600(b) of Regulation National Market System
See Also - Exhibit 5
Release Number:34-98966 SEC Issue Date:Nov 16, 2023 File Number:SR-NYSENAT-2023-26 SRO Organization:NYSE National, Inc. (NYSENAT) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: 21 days after publication in the Federal Register
See Also - Exhibit 5
Release Number:34-98893 SEC Issue Date:Nov 9, 2023 File Number:SR-NYSENAT-2023-25 SRO Organization:NYSE National, Inc. (NYSENAT) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31
Comments Due: December 6, 2023
See Also - Exhibit 5
Release Number:34-98877 SEC Issue Date:Nov 7, 2023 File Number:SR-NYSENAT-2023-24 SRO Organization:NYSE National, Inc. (NYSENAT) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 10.9521 and 10.9522 to Correct Obsolete References to a FINRA Department
Comments Due: December 5, 2023
See Also - Exhibit 5
Release Number:34-98858 SEC Issue Date:Nov 3, 2023 File Number:SR-NYSENAT-2023-23 SRO Organization:NYSE National, Inc. (NYSENAT) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37
Comments Due: November 30, 2023
See Also - Exhibit 5
Release Number:34-98617 SEC Issue Date:Sep 28, 2023 File Number:SR-NYSENAT-2023-21 SRO Organization:NYSE National, Inc. (NYSENAT) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 0
Comments Due: October 25, 2023
See Also - Exhibit 5
Release Number:34-98495 SEC Issue Date:Sep 25, 2023 File Number:SR-NYSENAT-2023-20 SRO Organization:NYSE National, Inc. (NYSENAT) Details: Notice of Filing of Proposed Change to Amend the NYSE National Schedule of Fees and Rebates
Comments Due: October 20, 2023
See Also - Exhibit 5
Release Number:34-98448 SEC Issue Date:Sep 20, 2023 File Number:SR-NYSENAT-2023-18 SRO Organization:NYSE National, Inc. (NYSENAT) Details: Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Amend the Connectivity Fee Schedule Regarding Power Allocation
Release Number:34-98171 SEC Issue Date:Aug 21, 2023 File Number:SR-NYSENAT-2023-18 SRO Organization:NYSE National, Inc. (NYSENAT) Details: Notice of Filing of Proposed Change to Amend the Connectivity Fee Schedule Regarding Power Allocation
Comments Due: September 15, 2023
See Also - Exhibit 5
Release Number:34-98169 SEC Issue Date:Aug 18, 2023 File Number:SR-NYSENAT-2023-17 SRO Organization:NYSE National, Inc. (NYSENAT) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.44
Comments Due: September 13, 2023
See Also - Exhibit 5