National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-99550 | SEC Issue Date:Feb 16, 2024 | File Number:SR-CboeBYX-2024-006 | SRO Organization:Cboe BYX Exchange, Inc. (CboeBYX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: March 15, 2024 See Also - Exhibit 5 Submit a Comment on SR-CboeBYX-2024-006
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| Release Number:34-99508 | SEC Issue Date:Feb 9, 2024 | File Number:SR-CboeBYX-2024-005 | SRO Organization:Cboe BYX Exchange, Inc. (CboeBYX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Regarding Periodic Auctions Comments Due: March 7, 2024 See Also - Exhibit 5 |
| Release Number:34-99489 | SEC Issue Date:Feb 7, 2024 | File Number:SR-CboeBYX-2024-004 | SRO Organization:Cboe BYX Exchange, Inc. (CboeBYX) |
Details: Notice of Filing of a Proposed Rule Change to Amend the Definition of Retail Order, and Codify Interpretations and Policies Regarding Permissible Uses of Algorithms by RMOs Comments Due: March 5, 2024 See Also - Exhibit 5 |
| Release Number:34-99413 | SEC Issue Date:Jan 23, 2024 | File Number:SR-CboeBYX-2024-003 | SRO Organization:Cboe BYX Exchange, Inc. (CboeBYX) |
Details: Notice of Filing of a Proposed Rule Change to Amend Rule 11.9(c)(6) and Rule 11.13(a)(4)(D) to Permit the Use of BYX Post Only Orders at Prices Below $1.00 Comments Due: February 20, 2024 See Also - Exhibit 5 |
| Release Number:34-99371 | SEC Issue Date:Jan 17, 2024 | File Number:SR-CboeBYX-2024-002 | SRO Organization:Cboe BYX Exchange, Inc. (CboeBYX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Comments Due: March 5, 2024. Rebuttal comments should be submitted by March 19, 2024. View Received Comments See Also - Exhibit 5 |
| Release Number:34-99320 | SEC Issue Date:Jan 11, 2024 | File Number:CboeBYX-2024-001 | SRO Organization:Cboe BYX Exchange, Inc. (CboeBYX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Modify Historical Depth Data Fees Comments Due: February 8, 2024 See Also - Exhibit 5 |
| Release Number:34-99311 | SEC Issue Date:Jan 10, 2024 | File Number:SR-CboeBYX-2023-020 | SRO Organization:Cboe BYX Exchange, Inc. (CboeBYX) |
Details: Notice of Filing of a Proposed Rule Change to Modify Rule 11.24 to Introduce an Enhanced RPI Order and Expand its Retail Price Improvement Program to Include Securities Priced Below $1.00 Comments Due: February 7, 2024 View Received Comments See Also - Exhibit 5 |
| Release Number:34-99218 | SEC Issue Date:Dec 21, 2023 | File Number:SR-CboeBYX-2023-019 | SRO Organization:Cboe BYX Exchange, Inc. (CboeBYX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: January 18, 2024 See Also - Exhibit 5 |
| Release Number:34-99181 | SEC Issue Date:Dec 14, 2023 | File Number:CboeBYX-2023-017 | SRO Organization:Cboe BYX Exchange, Inc. (CboeBYX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Provide a Discount on the Purchase of Historical Equity Short Volume and Trade Reports Comments Due: January 10, 2024 See Also - Exhibit 5 |
| Release Number:34-98834 | SEC Issue Date:Nov 1, 2023 | File Number:SR-CboeBYX-2023-016 | SRO Organization:Cboe BYX Exchange, Inc. (CboeBYX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Rules Relating to the Continuing Education for Registered Persons Comments Due: November 28, 2023 See Also - Exhibit 5 |