National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
National Securities Exchanges Table
Release Number
|
File Number
|
SRO Organization
|
Details
|
|
---|---|---|---|---|
Release Number:34-100336 | SEC Issue Date:Jun 14, 2024 | File Number:SR-GEMX-2024-12 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 3 Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 Submit a Comment on SR-GEMX-2024-12
|
Release Number:34-100210 | SEC Issue Date:May 22, 2024 | File Number:SR-GEMX-2024-11 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Cabinet Proximity Option Fee to Establish a Reservation Fee for Cabinets with Power Densities Greater Than 10 kW Comments Due: June 20, 2024 View Received Comments See Also - Exhibit 5 |
Release Number:34-100139 | SEC Issue Date:May 14, 2024 | File Number:SR-GEMX-2024-10 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 6 Comments Due: June 10, 2024 See Also - Exhibit 5 |
Release Number:34-100118 | SEC Issue Date:May 13, 2024 | File Number:SR-GEMX-2024-09 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees for Connectivity and Co-location Services Comments Due: June 7, 2024 See Also - Exhibit 5 |
Release Number:34-99800 | SEC Issue Date:Mar 20, 2024 | File Number:SR-GEMX-2024-08 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Cabinet Proximity Option Fee to Establish a Reservation Fee for Cabinets with Power Densities Greater Than 10kW Comments Due: April 16, 2024 View Received Comments See Also - Exhibit 5 |
Release Number:34-99787 | SEC Issue Date:Mar 20, 2024 | File Number:SR-GEMX-2024-07 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 6 Comments Due: April 16, 2024 See Also - Exhibit 5 |
Release Number:34-99748 | SEC Issue Date:Mar 15, 2024 | File Number:SR-GEMX-2024-05 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees for Connectivity and Co-location Services Comments Due: April 11, 2024 View Received Comments See Also - Exhibit 5 |
Release Number: 34-99646 | SEC Issue Date:Feb 29, 2024 | File Number:SR-GEMX-2024-04 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand its Cabinet Proximity Option Program Comments Due: March 27, 2024 |
Release Number:34-99446 | SEC Issue Date:Jan 30, 2024 | File Number:SR-GEMX-2024-03 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 6 Comments Due: February 26, 2024 See Also - Exhibit 5 |
Release Number:34-99365 | SEC Issue Date:Jan 17, 2024 | File Number:SR-GEMX-2024-02 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings to Determine W Comments Due: by March 5, 2024. Rebuttal comments should be submitted by March 19, 2024. View Received Comments See Also - Exhibit 5 |