National Securities Exchanges
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National Securities Exchanges Table
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Release Number
|
File Number
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SRO Organization
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Details
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|
|---|---|---|---|---|
| Release Number:34-49759 | SEC Issue Date:May 24, 2004 | File Number:SR-Amex-2004-35 | SRO Organization:American Stock Exchange (Amex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the American Stock Exchange LLC Relating to the Adoption of Procedures for the Transfer of Options Positions |
| Release Number:34-49747 | SEC Issue Date:May 20, 2004 | File Number:SR-Amex-2003-89 | SRO Organization:American Stock Exchange (Amex) |
Details: Order Granting Accelerated Approval to Amendment No. 7 to the Proposed Rule Change by the American Stock Exchange LLC To Implement a New Options Trading Platform Known as the Amex New Trading Environment or ANTE See Also - Rel. No. 34-49465 |
| Release Number:34-49722 | SEC Issue Date:May 18, 2004 | File Number:SR-Amex-2004-29 | SRO Organization:American Stock Exchange (Amex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 by the American Stock Exchange LLC Relating to a Reduction in ETF Transaction Fees for Specialists and Registered Options Traders |
| Release Number:34-49719 | SEC Issue Date:May 17, 2004 | File Number:SR-Amex-2004-16 | SRO Organization:American Stock Exchange (Amex) |
Details: Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto by the American Stock Exchange LLC Relating to Funds of the Vanguard Stock Index Funds |
| Release Number:34-49700 | SEC Issue Date:May 13, 2004 | File Number:SR-Amex-2004-12 | SRO Organization:American Stock Exchange (Amex) |
Details: Order Granting Approval of Proposed Rule Change by the American Stock Exchange LLC Relating to Audit Committee Meeting Requirements Applicable to Registered Closed-End Management Investment Companies View Received Comments See Also - Rel. No. 34-49371 |
| Release Number:34-49668 | SEC Issue Date:May 7, 2004 | File Number:SR-Amex-2004-21 | SRO Organization:American Stock Exchange (Amex) |
Details: Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change by American Stock Exchange LLC Relating to Trust Certificates Linked to a Basket of Investment Grade Fixed Income Securities |
| Release Number:34-49621 | SEC Issue Date:Apr 26, 2004 | File Number:SR-Amex-2004-19 | SRO Organization:American Stock Exchange (Amex) |
Details: Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the American Stock Exchange LLC Relating to the Listing and Trading of Contingent Principal Protection Notes Linked to the Performance of the Dow Jones Global Titans Index |
| Release Number:34-49613 | SEC Issue Date:Apr 26, 2004 | File Number:SR-Amex-2004-22 | SRO Organization:American Stock Exchange (Amex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the American Stock Exchange LLC Relating to Allocation and Performance Evaluation Procedures for Securities Admitted to Dealings on an Unlisted Basis |
| Release Number:34-49617 | SEC Issue Date:Apr 26, 2004 | File Number:SR-Amex-2001-46 | SRO Organization:American Stock Exchange (Amex) |
Details: Order Granting Approval to Proposed Rule Change Relating to the Adoption of a Facilitation Rule and Member Firm Guarantee for Index Shares |
| Release Number:34-49574 | SEC Issue Date:Apr 16, 2004 | File Number:SR-Amex-2003-110 | SRO Organization:American Stock Exchange (Amex) |
Details: Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating to Procedures Applicable to Continued Listing Evaluation and Follow-Up |