We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

National Securities Exchanges Table

Release Number
File Number
SRO Organization
Details
Release Number:34-49889 SEC Issue Date:Jun 17, 2004 File Number:SR-Amex-2004-34 SRO Organization:American Stock Exchange (Amex) Details: Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by American Stock Exchange LLC Relating to the Handling of Principal Acting as Agent Orders
Release Number:34-49868 SEC Issue Date:Jun 15, 2004 File Number:SR-Amex-2004-36 SRO Organization:American Stock Exchange (Amex) Details: Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change by the American Stock Exchange LLC Relating to a Revision and Extension of the Trade-Through Liability Limitation Pilot Program Under the Options Intermarket Linkage Plan
Release Number:34-49855 SEC Issue Date:Jun 14, 2004 File Number:SR-Amex-2004-30 SRO Organization:American Stock Exchange (Amex) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by the American Stock Exchange LLC to Extend on a Six-Month Pilot Basis the Exchange's Odd-Lot Execution Procedures Applicable To Trading in Nasdaq Securities
Release Number:34-49840 SEC Issue Date:Jun 9, 2004 File Number:SR-Amex-2004-23 SRO Organization:American Stock Exchange (Amex) Details: Notice of Filing of a Proposed Rule Change by American Stock Exchange LLC and Amendment No. 1 Thereto Relating to Generic Listing Standards for Trust Certificate Securities Linked to a Portfolio of Investment Grade Securities
See Also - Rel. No. 34-50355
Release Number:34-49813A SEC Issue Date:Jun 9, 2004 File Number:SR-Amex-2004-45 SRO Organization:American Stock Exchange (Amex) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program under Which it Lists Options on Selected Stocks Trading Below $20 at One-Point Intervals Until June 5, 2005
See Also - Rel. No. 34-49813
Release Number:34-49813 SEC Issue Date:Jun 4, 2004 File Number:SR-Amex-2004-45 SRO Organization:American Stock Exchange (Amex) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by the American Stock Exchange LLC to Extend a Pilot Program Under Which It Lists Options on Selected Stocks Trading Below $20 at One-Point Intervals Until June 5, 2005
See Also - Rel. No. 34-49813A
Release Number:34-49800 SEC Issue Date:Jun 3, 2004 File Number:SR-Amex-2004-37 SRO Organization:American Stock Exchange (Amex) Details: Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the American Stock Exchange LLC Relating to a Change in the Options Transaction Fee Reductions for Non-Member Broker-Dealers in Connection With Cabinet and Spread Trades
See Also - Rel. No. 34-49986
Release Number:34-49797 SEC Issue Date:Jun 3, 2004 File Number:SR-Amex-2004-41 SRO Organization:American Stock Exchange (Amex) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the American Stock Exchange LLC To Implement a Quote Assist Feature in Options on a Pilot Program Basis
Release Number:34-49775 SEC Issue Date:May 26, 2004 File Number:SR-Amex-2004-32 SRO Organization:American Stock Exchange (Amex) Details: Notice of Filing of Proposed Rule Change by the American Stock Exchange LLC To Amend Article II, Section 3 of the Exchange Constitution
See Also - Rel. No. 34-49775
Release Number:34-49763 SEC Issue Date:May 24, 2004 File Number:SR-Amex-2004-28 SRO Organization:American Stock Exchange (Amex) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the American Stock Exchange LLC Relating to a Reduction in Options Transaction Fees
Displaying 61 - 70 of 91