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National Securities Exchanges Table

Release Number
File Number
SRO Organization
Details
Release Number:34-50019 SEC Issue Date:Jul 14, 2004 File Number:SR-Amex-2004-48 SRO Organization:American Stock Exchange (Amex) Details: Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto by American Stock Exchange LLC Relating to the Listing and Trading of Notes Linked to the Performance of the Standard and Poor's 500 Index
Release Number:34-50016 SEC Issue Date:Jul 14, 2004 File Number:SR-Amex-2004-43 SRO Organization:American Stock Exchange (Amex) Details: Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change by the American Stock Exchange LLC Relating to the Listing and Trading of Notes Linked to the Performance of the Nikkei 225 Index
Release Number:34-49999 SEC Issue Date:Jul 9, 2004 File Number:SR-Amex-2004-42 SRO Organization:American Stock Exchange (Amex) Details: Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change by the American Stock Exchange LLC Relating to the Listing and Trading of Contingent Principal Protection Notes Linked to the Performance of the Nikkei 225 Index
Release Number:34-49991 SEC Issue Date:Jul 9, 2004 File Number:SR-Amex-2004-49 SRO Organization:American Stock Exchange (Amex) Details: Notice of Filing of Proposed Rule Change To Allow Amex Hearing Officers to Preside Over Default and Settlement Proceedings Without Empanelling Members of the Hearing Board To Serve on an Amex Disciplinary Panel
See Also - Rel. No. 34-50214
Release Number:34-49983 SEC Issue Date:Jul 8, 2004 File Number:SR-Amex-2004-40 SRO Organization:American Stock Exchange (Amex) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 thereto Relating to an Amendment to Amex Rule 131
Release Number:34-49986 SEC Issue Date:Jul 8, 2004 File Number:SR-Amex-2004-37 SRO Organization:American Stock Exchange (Amex) Details: Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto by the American Stock Exchange LLC Relating to a Change in the Options Transaction Fee Reductions for Non-Member Broker-Dealers in Connection With Cabinet Trades and Spread Trades
See Also - Rel. No. 34-49800
Release Number:34-49963 SEC Issue Date:Jul 2, 2004 File Number:SR-Amex-2004-33 SRO Organization:American Stock Exchange (Amex) Details: Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change by the American Stock Exchange LLC Relating to the Handling of Satisfaction Orders Pursuant to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage
Release Number:34-49941 SEC Issue Date:Jun 29, 2004 File Number:SR-Amex-2003-39 SRO Organization:American Stock Exchange (Amex) Details: Order Granting Accelerated Approval to Amendment No. 5 to a Proposed Rule Change by the American Stock Exchange LLC To Adopt a Clearly Erroneous Transaction Rule and Half-Point Error Guarantee for Trades in Nasdaq National Market Securities
Release Number:34-49921 SEC Issue Date:Jun 25, 2004 File Number:SR-Amex-2004-04 SRO Organization:American Stock Exchange (Amex) Details: Order Approving Proposed Rule Change and Amendment Nos. 1, 2, and 3 thereto Relating to Auto-Ex for Exchange Traded Funds and Nasdaq Securities Traded on an Unlisted Basis
See Also - Rel. No. 34-49449
Release Number:34-49892 SEC Issue Date:Jun 18, 2004 File Number:SR-Amex-2004-46 SRO Organization:American Stock Exchange (Amex) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of Automatic Execution for Exchange Traded Funds
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