National Securities Exchanges
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National Securities Exchanges Table
Release Number
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File Number
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SRO Organization
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Details
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|
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Release Number:34-50214 | SEC Issue Date:Aug 18, 2004 | File Number:SR-Amex-2004-49 | SRO Organization:American Stock Exchange (Amex) |
Details: Order Granting Approval to Proposed Rule Change To Allow Amex Hearing Officers To Preside Over Default and Settlement Proceedings Without Empanelling Members of the Hearing Board To Serve on an Amex Disciplinary Panel See Also - Rel. No. 34-49991 |
Release Number:34-50195 | SEC Issue Date:Aug 13, 2004 | File Number:SR-Amex-2004-61 | SRO Organization:American Stock Exchange (Amex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Elimination of the $72,000 Options Fee Cap |
Release Number:34-50189 | SEC Issue Date:Aug 12, 2004 | File Number:SR-Amex-2004-05 | SRO Organization:American Stock Exchange (Amex) |
Details: Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1, 2, 3, and 4 Thereto by the American Stock Exchange LLC To List and Trade Certain Vanguard International Equity Index Funds |
Release Number:34-50188 | SEC Issue Date:Aug 12, 2004 | File Number:SR-Amex-00-27 | SRO Organization:American Stock Exchange (Amex) |
Details: Notice of Filing of Proposed Rule Change and Amendments No. 1, 2, 3, 4, 5, and 6 Thereto To Require the Immediate Display of Customer Option Limit Orders See Also - Rel. No. 34-50188 |
Release Number:34-50187 | SEC Issue Date:Aug 12, 2004 | File Number:SR-Amex-2004-58 | SRO Organization:American Stock Exchange (Amex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the American Stock Exchange LLC To Reduce ETF Transaction Fees for Specialist and Registered Traders and the Cap on ETF Transaction Charge for Specialists |
Release Number:34-50122 | SEC Issue Date:Jul 29, 2004 | File Number:SR-Amex-2004-32 | SRO Organization:American Stock Exchange (Amex) |
Details: Order Granting Approval to Proposed Rule Change by the American Stock Exchange LLC to Amend Article II, Section 3 of the Exchange Constitution See Also - Rel. No. 34-49775 |
Release Number:34-50116 | SEC Issue Date:Jul 29, 2004 | File Number:SR-Amex-2004-54 | SRO Organization:American Stock Exchange (Amex) |
Details: Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by American Stock Exchange LLC Relating to the Extension of the Linkage Fee Pilot Program |
Release Number:34-50093 | SEC Issue Date:Jul 27, 2004 | File Number:SR-Amex-2004-56 | SRO Organization:American Stock Exchange (Amex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the American Stock Exchange LLC To Amend Alphabetical Designations of Paragraphs in Amex Rule 118 |
Release Number:34-50081 | SEC Issue Date:Jul 26, 2004 | File Number:SR-Amex-2004-51 | SRO Organization:American Stock Exchange (Amex) |
Details: Notice of Filing of Proposed Rule Change by the American Stock Exchange LLC To Apply the Current Member Firm Guarantee for Equity Options to Index Options See Also - Rel. No. 34-50326 |
Release Number:34-50057 | SEC Issue Date:Jul 22, 2004 | File Number:SR-Amex-2004-50 | SRO Organization:American Stock Exchange (Amex) |
Details: Notice of Filing of Proposed Rule Change by the American Stock Exchange LLC Relating to the NASD's Sale of Its Interest in the American Stock Exchange LLC to the Amex Membership Corporation See Also - Rel. No. 34-50927, Constitution of the American Stock Exchange LLC, Restated Limited Liability Company Agreementof American Stock Exchange LLC, Second Restated Certificate of Incorporation of the Amex Membership Corporation, Exhibit D: Amended and Restated By Laws "By Laws" of The Amex Membership Corporation the "Corporation" |