National Securities Exchanges
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National Securities Exchanges Table
|
Release Number
|
File Number
|
SRO Organization
|
Details
|
|
|---|---|---|---|---|
| Release Number:34-52646 | SEC Issue Date:Oct 20, 2005 | File Number:SR-Amex-2005-068 | SRO Organization:American Stock Exchange (Amex) |
Details: Order Granting Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Amendments to Amex Rules 26 and 27 See Also - Rel. No. 34-52334 |
| Release Number:34-52633 | SEC Issue Date:Oct 18, 2005 | File Number:SR-Amex-2005-093 | SRO Organization:American Stock Exchange (Amex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate Rule 891 Relating to Transfer Agents |
| Release Number:34-52630 | SEC Issue Date:Oct 18, 2005 | File Number:SR-Amex-2005-097 | SRO Organization:American Stock Exchange (Amex) |
Details: Notice of Filing of Proposed Rule Change Relating to the Amex Listing Agreement See Also - Rel. No. 34-52874 |
| Release Number:34-52598 | SEC Issue Date:Oct 13, 2005 | File Number:SR-Amex-2005-098 | SRO Organization:American Stock Exchange (Amex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Adoption of an Options Licensing Fee for the First Trust Dow Jones Select MicroCap Index Fund (FDM) |
| Release Number:34-52593 | SEC Issue Date:Oct 12, 2005 | File Number:SR-Amex-2005-083 | SRO Organization:American Stock Exchange (Amex) |
Details: Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change To Establish Certain Fees With Respect to Transactions Executed Through the Intermarket Trading System |
| Release Number:34-52592 | SEC Issue Date:Oct 12, 2005 | File Number:SR-Amex-2004-76 | SRO Organization:American Stock Exchange (Amex) |
Details: Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Relating to Contingency Trading Procedures See Also - Rel. No. 34-52360 |
| Release Number:34-52563 | SEC Issue Date:Oct 4, 2005 | File Number:SR-Amex-2004-74 | SRO Organization:American Stock Exchange (Amex) |
Details: Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Elimination of Commentary .01(5) to Amex Rule 916 See Also - Rel. No. 34-52782 |
| Release Number:34-52553 | SEC Issue Date:Oct 3, 2005 | File Number:SR-Amex-2004-62 | SRO Organization:American Stock Exchange (Amex) |
Details: Order Granting Accelerated Approval of Amendment No. 4 Relating to Listing and Trading of Shares of the xtraShares Trust See Also - Rel. No. 34-52197 |
| Release Number:34-52533 | SEC Issue Date:Sep 29, 2005 | File Number:SR-Amex-2005-085 | SRO Organization:American Stock Exchange (Amex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Implementation of a Cancellation Fee for Equities and ETFs |
| Release Number:34-52527 | SEC Issue Date:Sep 29, 2005 | File Number:SR-Amex-2005-052 | SRO Organization:American Stock Exchange (Amex) |
Details: Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating to the Integration of Regulatory Staff into Floor Official Rulings and the Review of Floor Official Rulings and Expediting the Process for Appealing Floor Official Rulings See Also - Rel. No. 34-52325 |