National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
National Securities Exchanges Table
|
Release Number
|
File Number
|
SRO Organization
|
Details
|
|
|---|---|---|---|---|
| Release Number:34-50394 | SEC Issue Date:Sep 16, 2004 | File Number:SR-Amex-2004-63 | SRO Organization:American Stock Exchange (Amex) |
Details: Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, by the American Stock Exchange LLC Relating to the Handling of Linkage Orders See Also - Rel. No. 34-50587 |
| Release Number:34-50355 | SEC Issue Date:Sep 13, 2004 | File Number:SR-Amex-2004-23 | SRO Organization:American Stock Exchange (Amex) |
Details: Notice of Request for Emergency Approval of an Information Collection See Also - Rel. No. 34-49840 |
| Release Number:34-50326 | SEC Issue Date:Sep 7, 2004 | File Number:SR-Amex-2004-51 | SRO Organization:American Stock Exchange (Amex) |
Details: Order Granting Approval to Proposed Rule Change by the American Stock Exchange LLC To Apply the Current Member Firm Guarantee in Equity Options to Index Options See Also - Rel. No. 34-50081 |
| Release Number:34-50307 | SEC Issue Date:Sep 2, 2004 | File Number:SR-Amex-2004-75 | SRO Organization:American Stock Exchange (Amex) |
Details: Notice of Filing of Proposed Rule Change by the American Stock Exchange LLC Relating to Revisions to Amex Rule 154 View Received Comments See Also - Rel. No. 34-50499 |
| Release Number:34-50308 | SEC Issue Date:Sep 2, 2004 | File Number:SR-Amex-2004-59 | SRO Organization:American Stock Exchange (Amex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Reduction in Options Transaction Fees |
| Release Number:34-50283 | SEC Issue Date:Aug 27, 2004 | File Number:SR-Amex-2003-82 | SRO Organization:American Stock Exchange (Amex) |
Details: Notice of Filing of Proposed Rule Change and Amendment No. 1 Relating to Auto-Match View Received Comments |
| Release Number:34-50278 | SEC Issue Date:Aug 26, 2004 | File Number:SR-Amex-2004-64 | SRO Organization:American Stock Exchange (Amex) |
Details: Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change by the American Stock Exchange LLC Relating to the Listing and Trading of Notes Linked to the Performance of the Standard and Poor's 500 Index |
| Release Number:34-50270 | SEC Issue Date:Aug 26, 2004 | File Number:SR-Amex-2004-70 | SRO Organization:American Stock Exchange (Amex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the American Stock Exchange LLC Relating to an Amendment to the Amex Company Guide To Provide the Amex Board of Governors With Discretion To Defer, Waive or Rebate Listing Fees |
| Release Number:34-50263 | SEC Issue Date:Aug 25, 2004 | File Number:SR-Amex-2004-60 | SRO Organization:American Stock Exchange (Amex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by the American Stock Exchange LLC Regarding Listed Company Board of Director Independence Standards |
| Release Number:34-50241 | SEC Issue Date:Aug 24, 2004 | File Number:SR-Amex-2004-57 | SRO Organization:American Stock Exchange (Amex) |
Details: Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change by the American Stock Exchange LLC Relating to the Listing and Trading of Notes Linked to the Performance of the Standard & Poor's 500 Stock Index |