National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
National Securities Exchanges Table
|
Release Number
|
File Number
|
SRO Organization
|
Details
|
|
|---|---|---|---|---|
| Release Number:34-50637 | SEC Issue Date:Nov 5, 2004 | File Number:SR-Amex-2004-86 | SRO Organization:American Stock Exchange (Amex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Trading of Exchange Traded Fund Shares Pursuant to Unlisted Trading Privileges |
| Release Number:34-50587 | SEC Issue Date:Oct 25, 2004 | File Number:SR-Amex-2004-63 | SRO Organization:American Stock Exchange (Amex) |
Details: Order Approving a Proposed Rule Change and Amendment No. 1 by the American Stock Exchange LLC Relating to Minimum Size Guarantees for Linkage Orders See Also - Rel. No. 34-50394 |
| Release Number:34-50552 | SEC Issue Date:Oct 15, 2004 | File Number:SR-Amex-2004-25 | SRO Organization:American Stock Exchange (Amex) |
Details: Notice of Filing of a Proposed Rule Change and Amendments No. 1 and No. 2 Thereto by the American Stock Exchange LLC Relating to Revisions to Amex Rule 111 See Also - Rel. No. 34-50972 |
| Release Number:34-50525 | SEC Issue Date:Oct 13, 2004 | File Number:SR-Amex-2004-77 | SRO Organization:American Stock Exchange (Amex) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the American Stock Exchange LLC Relating to the Trading of Ratio Orders |
| Release Number:34-50511 | SEC Issue Date:Oct 8, 2004 | File Number:SR-Amex-2004-83 | SRO Organization:American Stock Exchange (Amex) |
Details: Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Revisions to Amex Rules 1000 and 1000A |
| Release Number:34-50500 | SEC Issue Date:Oct 7, 2004 | File Number:SR-Amex-2004-80 | SRO Organization:American Stock Exchange (Amex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the American Stock Exchange LLC Relating to Transaction Fees in Connection With the SPDR O-Strip |
| Release Number:34-50499 | SEC Issue Date:Oct 6, 2004 | File Number:SR-Amex-2004-75 | SRO Organization:American Stock Exchange (Amex) |
Details: Notice of Withdrawal of a Proposed Rule Change by the American Stock Exchange LLC Relating to Revisions to Amex Rule 154 View Received Comments See Also - Rel. No. 34-50307 |
| Release Number:34-50498 | SEC Issue Date:Oct 6, 2004 | File Number:SR-Amex-2004-66 | SRO Organization:American Stock Exchange (Amex) |
Details: Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the American Stock Exchange LLC Relating to Allocation Procedures for Relisted Options See Also - Rel. No. 34-50698 |
| Release Number:34-50492 | SEC Issue Date:Oct 5, 2004 | File Number:SR-Amex-2004-73 | SRO Organization:American Stock Exchange (Amex) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Relating to the Maturity of FLEX Index Options |
| Release Number:34-50414 | SEC Issue Date:Sep 20, 2004 | File Number:SR-Amex-2004-68 | SRO Organization:American Stock Exchange (Amex) |
Details: Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change by the American Stock Exchange LLC Relating to the Listing and Trading of Contingent Principal Protection Notes Linked to the Performance of the Standard and Poor's 500 Index |