National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-70383 | SEC Issue Date:Sep 12, 2013 | File Number:SR-EDGA-2013-27 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the EDGA Exchange, Inc. Fee Schedule See Also - Exhibit 5 |
| Release Number:34-70364 | SEC Issue Date:Sep 10, 2013 | File Number:SR-EDGA-2013-26 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule See Also - Exhibit 5 |
| Release Number:34-70231 | SEC Issue Date:Aug 19, 2013 | File Number:SR-EDGA-2013-25 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate EDGA Rule 13.4 |
| Release Number:34-70163 | SEC Issue Date:Aug 12, 2013 | File Number:SR-EDGA-2013-24 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 2.5 To Outline the Continuing Education Requirements for Series 56 Licensees and Its Fee Schedule To Include Fees for the Series 56 Examination and Its Related Continuing Education Requirements See Also - Exhibit 5A, Exhibit 5B |
| Release Number:34-70144 | SEC Issue Date:Aug 8, 2013 | File Number:SR-EDGA-2013-23 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule See Also - Exhibit 5 |
| Release Number:34-70135 | SEC Issue Date:Aug 8, 2013 | File Number:SR-EDGA-2013-19 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule See Also - Exhibit 5 |
| Release Number:34-70146 | SEC Issue Date:Aug 8, 2013 | File Number:SR-EDGA-2013-21 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule See Also - Exhibit 5 |
| Release Number:34-69900 | SEC Issue Date:Jul 1, 2013 | File Number:SR-EDGA-2013-18 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments To the EDGA Exchange, Inc. Fee Schedule See Also - Exhibit 5 |
| Release Number:34-69876 | SEC Issue Date:Jun 27, 2013 | File Number:SR-EDGA-2013-17 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 11.5(c), NBBO Offset Peg Order See Also - Exhibit 5 |
| Release Number:34-69871 | SEC Issue Date:Jun 27, 2013 | File Number:SR-EDGA-2013-13 | SRO Organization:EDGA Exchange (EDGA) |
Details: Order Approving a Proposed Rule Change Relating to the EDGA Exchange, Inc.'s Routing Broker Dealer, as Described in EDGA Rule 2.12(b) See Also - Rel. No. 34-69613 |