Comments on Proposed Rule: Confirmation Requirements and Point of Sale Disclosure Requirements for Transactions in Certain Mutual Funds and Other Securities, and Other Confirmation Requirement Amendments, and Amendments to the Registration Form for Mutual Funds

Comments have been received from individuals and entities using a variety of Letter Types:


Comment
A: 2,687
B: 52
C: 14
D: 75
E: 90
F: 58
G: 633
H: 9
I: 2
J: 2043
K: 1,603
L: 113
M: 313
N: 4
O: 5

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Date Sort descending	Letter Type	Commenter Name
Feb. 18, 2004	Public Comment	Susan Tanoe
Feb. 18, 2004	Public Comment	Suzanne Pitzer
Feb. 18, 2004	Public Comment	Sylvia Soisson, Sandusky, Ohio
Feb. 18, 2004	Public Comment	Theodore A. Linden, Palo Alto, California
Feb. 18, 2004	Public Comment	William H. Pierce, Louisville, Kentucky
Feb. 17, 2004	Public Comment	Carl Weisser, Knoxville, Tennessee
Feb. 17, 2004	Public Comment	Harold W. Lewis, Saraland, Alabama
Feb. 17, 2004	Public Comment	James V. Cromer, Youngstown, Ohio
Feb. 17, 2004	Public Comment	Jeff Brockman, Richmond, Virginia
Feb. 17, 2004	Public Comment	Jerry D. Rogers, Portsmouth, Virginia
Feb. 17, 2004	Public Comment	John E. Dulfer, Melbourne Beach, Florida
Feb. 17, 2004	Public Comment	John W. Creswell, Signal Mountain, Tennessee
Feb. 17, 2004	Public Comment	JRW, Gagetown, Michigan
Feb. 17, 2004	Public Comment	Lawanda Parker, Ph.D., Oxford, Michigan
Feb. 17, 2004	Public Comment	Michael A. Pagano, Chief Compliance Officer, 1st Global, Inc., Dallas, Texas
Feb. 17, 2004	Public Comment	Robert L. Lewis, Software OEM account manager, Felton, California
Feb. 17, 2004	Public Comment	Roger J. Labataille, Troy, Michigan
Feb. 17, 2004	Public Comment	Roy R. Ells, Jr., personal finance education specialist and counselor, Marine Corps Community Services, Camp Lejeune, North Carolina
Feb. 17, 2004	Public Comment	Sam Hulse, Director, Retirement Plan Services, Higginbotham & Associates, Inc., Fort Worth, Texas
Feb. 16, 2004	Public Comment	Anabel M. Lisle, West End, North Carolina
Feb. 16, 2004	Public Comment	Anne L. Rider, Webster, New York
Feb. 16, 2004	Public Comment	Barbara Blalock, Danville, California
Feb. 16, 2004	Public Comment	Daniel L. Cleary, Monroeville, Pennsylvania
Feb. 16, 2004	Public Comment	Danny F. Kernell
Feb. 16, 2004	Public Comment	David O'Donnell
Feb. 16, 2004	Public Comment	Ed Aman, small investor, Victor, New York
Feb. 16, 2004	Public Comment	Ed Moore, small business owner, Lady Lake, Florida
Feb. 16, 2004	Public Comment	Eugene E. Huskey
Feb. 16, 2004	Public Comment	Gary Beller, Omaha, Nebraska
Feb. 16, 2004	Public Comment	George Joseph, Villa Hills, Kentucky

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-06-04

Release Number

33-8358

34-49148

IC-26341

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Comments on Proposed Rule: Confirmation Requirements and Point of Sale Disclosure Requirements for Transactions in Certain Mutual Funds and Other Securities, and Other Confirmation Requirement Amendments, and Amendments to the Registration Form for Mutual Funds

Comments have been received from individuals and entities using a variety of Letter Types:

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Comments on Proposed Rule: Confirmation Requirements and Point of Sale Disclosure Requirements for Transactions in Certain Mutual Funds and Other Securities, and Other Confirmation Requirement Amendments, and Amendments to the Registration Form for Mutual Funds

Comments have been received from individuals and entities using a variety of Letter Types:

Filter comments