Comments on Proposed Rule: Confirmation Requirements and Point of Sale Disclosure Requirements for Transactions in Certain Mutual Funds and Other Securities, and Other Confirmation Requirement Amendments, and Amendments to the Registration Form for Mutual Funds

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 2,687
B: 52
C: 14
D: 75
E: 90
F: 58
G: 633
H: 9
I: 2
J: 2043
K: 1,603
L: 113
M: 313
N: 4
O: 5

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Date Received
Date Letter Type Commenter Name
Public Comment Gerry Weinberg, individual investor, Kennesaw, Georgia
Public Comment Jan M. Lorenzi, Woodbridge, California
Public Comment Jan MacDonald
Public Comment Jerry D. Thomas, teacher, Lawrenceburg, Tennessee
Public Comment Jody G. Tilt, Rochester Hills, Michigan
Public Comment John A. Jamison, Phoenix, Arizona
Public Comment John B. Laing, Attorney, Mission Hills, California
Public Comment John Doe, investor, Smalltown, State Not Identified In Complaint
Public Comment Larry L. Larmee, CPA, Bingham Farms, Michigan
Public Comment Leo Berard, Yarmouthport, Massachusetts
Public Comment Leon T. Roberts, Sr., retired broker, New Orleans, Louisiana
Public Comment Mark Eisenstein, Financial Consultant, Medford, Oregon
Public Comment Michael Petersen
Public Comment Michael Standley, investment advisor, St Louis, Missouri
Public Comment Mike Sienkiewicz, Carlisle, Pennsylvania
Public Comment Mirko Geffken, Senior Consultant, Keane, Inc., Waltham, Massachusetts
Public Comment Paul Laauser, Jr., Walton, New York
Public Comment R. W. Johnson
Public Comment R.T. Gallagher
Public Comment Randy Mallory, Tyler, Texas
Public Comment Ray J. Naples, Sr., Brea, California
Public Comment Rex O. Lutz, investor, Delray, Florida
Public Comment Richard C. Ehlers, IV, nuclear engineer, Norfolk, Virginia
Public Comment Richard D. Perlman, MD, MPH, assistant clinical professor, UCSD, San Diego, California
Public Comment Richard M. Bobb, St. Simons Island, Georgia
Public Comment Robert DiGiambattista
Public Comment Robi Chatterjee, Gaithersburg, Maryland
Public Comment Rogier C. Renaux
Public Comment Ruth Cherico, Santa Monica, California
Public Comment Sandra Kirkland, DuBois, Pennsylvania

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-06-04
Release Number
33-8358
34-49148
IC-26341
How to submit comments