Comments on Proposed Rule: Confirmation Requirements and Point of Sale Disclosure Requirements for Transactions in Certain Mutual Funds and Other Securities, and Other Confirmation Requirement Amendments, and Amendments to the Registration Form for Mutual Funds

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 2,687
B: 52
C: 14
D: 75
E: 90
F: 58
G: 633
H: 9
I: 2
J: 2043
K: 1,603
L: 113
M: 313
N: 4
O: 5

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Date Received
Date Letter Type Commenter Name
Public Comment Margaret R. Rodina, Clerical Assistant in Trust Funding, Pacific Grove, California
Public Comment Marie Chin, Elk Grove, California
Public Comment Michael P. Sirulnick, Austin, Texas
Public Comment Roger J. McLaughlin
Public Comment Steven E. Brown
Public Comment Susan E. Stein, Junior Provisional Librarian, Ambler, Pennsylvania
Public Comment Charlotte K. Beardmore, State Farm Insurance Agent/RR, Bellevue, Nebraska
Public Comment Claude Y. Paquin, Esq., lawyer and actuary, retired, Fayetteville, Georgia
Public Comment Conrad S. Banner
Public Comment Diane Gordon, Texas
Public Comment Frank Congemi, Registered Representative, Forest Hills, New York
Public Comment Fred P. Massa, Warren, Pennsylvania
Public Comment Jerny Romotsky
Public Comment Mary T. Judge
Public Comment Neva Lee Roush
Public Comment Rodney Felperin
Public Comment Thomas J. Fitzgerald
Public Comment Additional, Glenn D. Meltzer, CPL, Houston, Texas
Public Comment Anne Uno
Public Comment Bernard L. Minetti, Tucson, Arizona
Public Comment Bruno J. Keith, Kona, Hawaii
Public Comment Carl R. Johnson, retired, Peoria, Arizona
Public Comment Carol Hasto
Public Comment Charles H. Harris
Public Comment David P. Rakestraw, Blue Ridge, Georgia
Public Comment Edgar M. Meyer, Anoka, Minnesota
Public Comment Glenn D. Meltzer, CPL, Houston, Texas
Public Comment John R. Ammon, West Chester, Pennsylvania
Public Comment Marco Verni
Public Comment Stanley J. Brooks, CEO, Stancan Financial Services, Inc., Harvest, Alabama

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-06-04
Release Number
33-8358
34-49148
IC-26341
How to submit comments