Comments on Proposed Rule: Confirmation Requirements and Point of Sale Disclosure Requirements for Transactions in Certain Mutual Funds and Other Securities, and Other Confirmation Requirement Amendments, and Amendments to the Registration Form for Mutual Funds

Comments have been received from individuals and entities using a variety of Letter Types:


Comment
A: 2,687
B: 52
C: 14
D: 75
E: 90
F: 58
G: 633
H: 9
I: 2
J: 2043
K: 1,603
L: 113
M: 313
N: 4
O: 5

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Date Sort descending	Letter Type	Commenter Name
Jan. 26, 2004	Public Comment	Norman Micklin, Muskegon, Michigan
Jan. 25, 2004	Public Comment	Anne Townsend, Biglerville, Pennsylvania
Jan. 25, 2004	Public Comment	Brian Lem, Herndon, Virginia
Jan. 25, 2004	Public Comment	James R. Ellison and Priscilla B. Ellison, Blacksburg, Virginia
Jan. 25, 2004	Public Comment	Robert M. Stanley
Jan. 24, 2004	Public Comment	Bonnie M. Clevenger, Ph.D., Arlington, Virginia
Jan. 24, 2004	Public Comment	Dave Allaire, Gaithersburg, Maryland
Jan. 24, 2004	Public Comment	Robert Fickenwirth, small investor
Jan. 23, 2004	Public Comment	B. Epstein, East Hampton, New York
Jan. 23, 2004	Public Comment	Charles I. Halt, Woodbridge, Virginia
Jan. 23, 2004	Public Comment	Gardner Alexander Taft, Washington, District of Columbia
Jan. 23, 2004	Public Comment	Kenneth H. Clevenger, Arlington, Virginia
Jan. 23, 2004	Public Comment	Lewis D. Junior
Jan. 23, 2004	Public Comment	Paul J. McLane, Annandale, Virginia
Jan. 23, 2004	Public Comment	S.R. McClure
Jan. 22, 2004	Public Comment	Daniel Piippo
Jan. 22, 2004	Public Comment	Dave Jonsson
Jan. 22, 2004	Public Comment	Douglas J. Raber, Washington, District of Columbia
Jan. 22, 2004	Public Comment	Fran Moran, Olney, Maryland
Jan. 22, 2004	Public Comment	James C. Richardson, Kapolei, Hawaii
Jan. 22, 2004	Public Comment	Kim Zuber
Jan. 22, 2004	Public Comment	Larry Larmee
Jan. 22, 2004	Public Comment	Robert D.V. Richards, Jr., Waipahu, Hawaii
Jan. 22, 2004	Public Comment	Robert Sarquis, Healdsburg, California
Jan. 22, 2004	Public Comment	Ronald Sheinson, Silver Spring, Maryland
Jan. 21, 2004	Public Comment	Ralph S. Saul, Philadelphia, Pennsylvania

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-06-04

Release Number

33-8358

34-49148

IC-26341

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Comments on Proposed Rule: Confirmation Requirements and Point of Sale Disclosure Requirements for Transactions in Certain Mutual Funds and Other Securities, and Other Confirmation Requirement Amendments, and Amendments to the Registration Form for Mutual Funds

Comments have been received from individuals and entities using a variety of Letter Types:

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Comments on Proposed Rule: Confirmation Requirements and Point of Sale Disclosure Requirements for Transactions in Certain Mutual Funds and Other Securities, and Other Confirmation Requirement Amendments, and Amendments to the Registration Form for Mutual Funds

Comments have been received from individuals and entities using a variety of Letter Types:

Filter comments