Comments on Proposed Rule: Confirmation Requirements and Point of Sale Disclosure Requirements for Transactions in Certain Mutual Funds and Other Securities, and Other Confirmation Requirement Amendments, and Amendments to the Registration Form for Mutual Funds

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 2,687
B: 52
C: 14
D: 75
E: 90
F: 58
G: 633
H: 9
I: 2
J: 2043
K: 1,603
L: 113
M: 313
N: 4
O: 5

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Date Received
Date Letter Type Commenter Name
Public Comment Dr. Paul Schifano
Public Comment Gunner and Dellrose Jakobsen
Public Comment Hilbert Gettler, Tucson, Arizona
Public Comment James P. Liebmann, Pittsford, New York
Public Comment John W. Binner
Public Comment Karen S. Smith, Banning, California
Public Comment Mat Hargett
Public Comment Anonymous reviewer
Public Comment Billy E. Willingham
Public Comment Donald D. Poe, retired, Lindale, Texas
Public Comment Dr. Bernard Biltek
Public Comment Eleanor Miller, New Port Richey, Florida
Public Comment J.E. Ford
Public Comment James C. Blake, Pensacola, Florida
Public Comment John Polonchak
Public Comment Kenneth R. Lepic, average guy, Downers Grove, Illinois
Public Comment Lawrence Jacobi, Floyds Knobs, Indiana
Public Comment M.E. McKnight
Public Comment Mary Haun, Fairborn, Ohio
Public Comment Rachel E. Young, CFA and fee-only advisor
Public Comment Raymond Krell, Brooklyn, New York
Public Comment Rebecca Ansley
Public Comment Richard A. Haimann, Engineer, Huntington Beach, California
Public Comment Bobby D. Barrett, Rockwall, Texas
Public Comment Craig A. Finch, Orlando, Florida
Public Comment Daniel J. Grounard, Blairstown, New Jersey
Public Comment David M. Dass, Regional Vice President of Sun Life of Canada, former stockbroker, Columbus, Ohio
Public Comment G.D. Goldshine, Placentia, California
Public Comment Geret N. Kritzer, Las Vegas, Nevada
Public Comment Jimmy Brake, Olathe, Kansas

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-06-04
Release Number
33-8358
34-49148
IC-26341
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