Comments on Proposed Rule: Confirmation Requirements and Point of Sale Disclosure Requirements for Transactions in Certain Mutual Funds and Other Securities, and Other Confirmation Requirement Amendments, and Amendments to the Registration Form for Mutual Funds

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 2,687
B: 52
C: 14
D: 75
E: 90
F: 58
G: 633
H: 9
I: 2
J: 2043
K: 1,603
L: 113
M: 313
N: 4
O: 5

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Date Received
Date Letter Type Commenter Name
Public Comment William Arthur Norred, Opelika, Alabama
Public Comment Anonymous reviewer
Public Comment Dr. Bandah A. Laghari, Dadu Johi, Pakistan
Public Comment Floyd A. Lewis, Military, Leavenworth, Kansas
Public Comment Gerry Jackson, Member Amexsux.com
Public Comment Janet A. Halatyn, retired teacher, Valley Stream, New York
Public Comment John T. Duxbury
Public Comment Ronald B. Rosenwald, Homosassa, Florida
Public Comment Allison Phayre
Public Comment Brenda H. Cantrell, Forsyth, Georgia
Public Comment Charles G. Scouten, Ph.D., The Fusfeld Group, Warrenville, Illinois
Public Comment Dave Danicich
Public Comment David A. Lightman, Winfield, Pennsylvania
Public Comment Edwin J. House, San Carlos, California
Public Comment Frank A. Bauer, Nashville, Indiana
Public Comment Glen H. Johnsen, ex Primerica sales associate
Public Comment Harriet F. Chan, Vallejo, California
Public Comment J. West, Beverly Hills, California
Public Comment James W. Vitalone, CFA, Chair, U.S. Advocacy Committee, and Linda L. Rittenhouse, AIMR Advocacy, Association for Investment Management and Research
Public Comment John B. Kennedy, Quincy
Public Comment Joseph A. Carbone, Pomona, California
Public Comment Linda Rust, President, Rust and Associates, Inc., Minneapolis, Minnesota
Public Comment Marcela Rotela
Public Comment Nancy M. Warner, retired professor of computers, Mott Community College, Grand Blanc, Michigan
Public Comment R. Owens
Public Comment Stuart Piles, retired, Chicago public high school teacher, Chicago, Illinois
Public Comment Tom Novak, Indian Harbour Beach, Florida
Public Comment Wendy S. Wilson, Huntsville, Alabama
Public Comment Yvonne Henderson
Public Comment David Larson, Boston, Massachusetts

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-06-04
Release Number
33-8358
34-49148
IC-26341
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