This listing includes periodic SEC reports and publications. See also FOIA Frequently Requested Documents and SEC Data Resources for periodic data reports and updates. For occasional reports on current trends and issues facing the securities industry, choose “Special Studies” from the “Category” field below.

GovDelivery E-mail Updates: To sign up for updates, please enter your e-mail address below.

Reports and Publications Table

Date
Title
Category
Date: Title: 2023 OIAD Annual Report (PDF)
Investor Advocate 		Category: Annual Reports
Date: Title: Investor Testing Report on Registered Index-Linked Annuities (PDF)
Investor Advocate 		Category: Investor Publications
Date: Title: FY24 OIAD Report On Objectives (PDF)
Investor Advocate 		Category: Annual Reports
Date: Title: FY22 OIAD Report On Activities (PDF)
Investor Advocate 		Category: Annual Reports
Date: Title: Office of the Investor Advocate Report on Objectives for Fiscal Year 2023 (PDF)
Investor Advocate 		Category: Annual Reports
Date: Title: FY21 OIAD Report On Activities (PDF)
Investor Advocate 		Category: Annual Reports
Date: Title: Office of the Investor Advocate Report on Objectives for Fiscal Year 2022 (PDF)
Investor Advocate 		Category: Annual Reports
Date: Title: Office of the Investor Advocate Report on Activities for FY 2020 (PDF)
Investor Advocate 		Category: Annual Reports
Date: Title: Office of the Investor Advocate Report on Objectives for Fiscal Year 2021 (PDF)
Investor Advocate 		Category: Annual Reports
Date: Title: Office of the Investor Advocate Report on Activities for FY 2019 (PDF)
Investor Advocate 		Category: Annual Reports
Date: Title: Office of the Investor Advocate Report on Objectives for Fiscal Year 2020 (PDF)
Investor Advocate 		Category: Annual Reports
Date: Title: Office of the Investor Advocate FY 2018 Report on Activities (PDF)
Investor Advocate 		Category: Annual Reports
Date: Title: Office of the Investor Advocate Report on Objectives for Fiscal Year 2019 (PDF)
Investor Advocate 		Category: Annual Reports
Date: Title: Office of the Investor Advocate FY 2017 Report on Activities (PDF)
Investor Advocate 		Category: Annual Reports
Date: Title: Office of the Investor Advocate Report on Objectives for Fiscal Year 2018 (PDF)
Investor Advocate 		Category: Annual Reports
Date: Title: Office of the Investor Advocate FY 2016 Report on Activities (PDF)
Investor Advocate 		Category: Annual Reports
Date: Title: Office of the Investor Advocate Report on Objectives for FY 2017 (PDF)
Investor Advocate 		Category: Annual Reports
Date: Title: Office of the Investor Advocate FY 2015 Report on Activities (PDF)
Investor Advocate 		Category: Annual Reports
Date: Title: Office of the Investor Advocate Report on Objectives for FY 2016 (PDF)
Investor Advocate 		Category: Annual Reports
Date: Title: Office of the Investor Advocate FY 2014 Report on Activities (PDF)
Investor Advocate 		Category:
1 to 20 of 20 items