Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:

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Speeches and Statements Table

Speaker
Date: Title: Remarks Before the Investor Advisory Committee Speaker: Chair Gary Gensler
Type:Speech
Date: Title: Remarks at Meeting of the SEC Investor Advisory Committee Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: It’s Not Just Scope 3: Remarks at the American Enterprise Institute Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: Statement on Reopening of Comment Period for Share Repurchase Disclosure Modernization Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Remarks at the ICI Global Asset Management Asia Forum Speaker: Commissioner Mark T. Uyeda
Type:Speech
Date: Title: Statement on Speaker Pelosi’s Future Plans Speaker: Commissioner Jaime Lizárraga
Type:Statement
Date: Title: Remarks at the 2022 Cato Summit on Financial Regulation Speaker: Commissioner Mark T. Uyeda
Type:Speech
Date: Title: Digital Assets: Putting Investors First Speaker: Commissioner Jaime Lizárraga
Type:Speech
Date: Title: “The Beatles and the Treasury Market”: Remarks Before the U.S. Treasury Market Conference Speaker: Chair Gary Gensler
Type:Speech
Date: Title: Remarks at Securities Enforcement Forum Speaker: Gurbir S. Grewal, Director, Division of Enforcement
Type:Speech
Date: Title: There’s a Fund for That: Remarks before FINRA’s Certified Regulatory and Compliance Professional Dinner Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: “Good Counsellors”: Remarks Before the Investment Adviser/Investment Company National Seminar: Compliance Outreach Program Speaker: Chair Gary Gensler
Type:Speech
Date: Title: 2022 SEC Regulation Outside the United States - Scott Friestad Memorial Keynote Address Speaker: William Birdthistle, Director, Division of Investment Management
Type:Speech
Date: Title: Statement on Open-End Funds Speaker: Chair Gary Gensler
Type:Statement
Date: Title: Closing Act: Statement on Proposed Open-End Fund Liquidity Risk Management Programs and Swing Pricing; Form N-PORT Reporting Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Learning from History: Statement on Open-End Fund Liquidity Risk Management Programs and Swing Pricing Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Date: Title: Statement on Proposed Rule: Open-End Fund Liquidity Programs and Swing Pricing; Form N-PORT Reporting Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Strengthening Open-End Fund Resiliency and Liquidity in Stressed Markets Speaker: Commissioner Jaime Lizárraga
Type:Statement
Date: Title: Statement on Final Amendments to Form N-PX Speaker: Chair Gary Gensler
Type:Statement
Date: Title: Voting Obsession: Statement on Final Enhanced Reporting of Proxy Votes by Registered Management Investment Companies; Reporting of Executive Compensation Votes by Institutional Investment Managers Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement on Enhanced Reporting of Proxy Votes Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Date: Title: Statement on the Final Rule: Enhanced Reporting of Proxy Votes by Registered Management Investment Companies; Reporting of Executive Compensation Votes by Institutional Investment Managers Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Enhancing Fund Voting Reporting Speaker: Commissioner Jaime Lizárraga
Type:Statement
Date: Title: “This Law and Its Effective Administration”: Remarks Before the Practising Law Institute’s 54th Annual Institute on Securities Regulation Speaker: Chair Gary Gensler
Type:Speech
Date: Title: Office Hours with Gary Gensler: Cybersecurity & Cyber Hygiene in the Financial Sector Speaker: Chair Gary Gensler
Type:Video Transcript
Date: Title: Statement on Proposed Amendments Regarding Service Providers Oversight Speaker: Chair Gary Gensler
Type:Statement
Date: Title: Outsourcing Fiduciary Duty to the Commission: Statement on Proposed Outsourcing by Investment Advisers Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: In Service of the Investor: Statement on Outsourcing by Investment Advisers Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Date: Title: Statement on Proposed Rule Regarding Outsourcing by Investment Advisers Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Accountability in an Evolving Asset Management Industry Speaker: Commissioner Jaime Lizárraga
Type:Statement
Date: Title: Statement on Final Rule Amendments Regarding Shareholder Reports Speaker: Chair Gary Gensler
Type:Statement
Date: Title: One Good Step, More to Go: Statement on Final Tailored Shareholder Reports for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Simplicity is a Goal Unto Itself: Statement on Tailored Shareholder Reports for Mutual Funds and Exchange Traded Funds; Fee Information in Investment Company Advertising Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Date: Title: Statement on Final Rule Regarding Tailored Shareholder Reports for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Modernizing Mutual Fund and ETF Disclosures for Investors Speaker: Commissioner Jaime Lizárraga
Type:Statement
Date: Title: Statement on Final Rules Regarding Clawbacks of Erroneously Awarded Compensation Speaker: Chair Gary Gensler
Type:Statement
Date: Title: Erroneous Clawbacking: Statement at Open Meeting to Consider Listing Standards for Recovery of Erroneously Awarded Compensation Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement on Listing Standards for Recovery of Erroneously Awarded Compensation Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Date: Title: Statement on the Final Rule Related to Listing Standards for Recovery of Erroneously Awarded Compensation Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Statement on Listing Standards for Recovery of Erroneously Awarded Compensation: Speaker: Commissioner Jaime Lizárraga
Type:Statement
Date: Title: Remarks at the Georgetown Law Hotel and Lodging Summit Speaker: Commissioner Mark T. Uyeda
Type:Speech
Date: Title: “Competition and the Two SECs” Remarks Before the SIFMA Annual Meeting Speaker: Chair Gary Gensler
Type:Speech
Date: Title: Moving Forward in Our Lane: Remarks at the Inaugural ECGI Responsible Capitalism Summit Speaker: Commissioner Caroline A. Crenshaw
Type:Speech
Date: Title: Remarks at the APABA-DC Awards and Installation Reception Speaker: Commissioner Mark T. Uyeda
Type:Speech
Date: Title: Meeting Investor Demand for High Quality ESG Data Speaker: Commissioner Jaime Lizárraga
Type:Speech
Date: Title: Raising the Bar on Diversity, Equity and Inclusion Speaker: Commissioner Jaime Lizárraga
Type:Speech
Date: Title: Statement on Staff’s FAQ Relating to Investment Adviser Considerations of DEI Factors Speaker: Commissioner Caroline A. Crenshaw
Commissioner Jaime Lizárraga
Type:Statement
Date: Title: Remarks Before the Small Business Capital Formation Advisory Committee Speaker: Chair Gary Gensler
Type:Speech
Date: Title: Ecosystems and IPOs: Remarks at the Meeting of the Small Business Capital Formation Advisory Committee Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Remarks to the Small Business Capital Formation Advisory Committee Speaker: Commissioner Mark T. Uyeda
Type:Speech
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