Date: Aug. 10, 2022
Title: Statement on Amendments to Form PF to Amend Reporting Requirements for All Filers and Large Hedge Fund Advisers
Speaker:
Commissioner Mark T. Uyeda
Type: Statement
Date: Aug. 10, 2022
Title: Statement on Proposed Amendments to Form PF
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: Aug. 10, 2022
Title: Enhancing Private Fund Adviser Reporting Data
Speaker:
Commissioner Jaime Lizárraga
Type: Statement
Date: Aug. 8, 2022
Title: Statement on Proposal to Enhance Clearing Agency Governance
Speaker:
Chair Gary Gensler
Type: Statement
Date: Aug. 8, 2022
Title: Statement on Clearing Agency Governance and Conflicts of Interest
Speaker:
Commissioner Mark T. Uyeda
Type: Statement
Date: Aug. 8, 2022
Title: Dissenting from Stakeholder Governance for Clearing Agencies
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Aug. 2, 2022
Title: Statement on Jury’s Verdict in Trial of Christopher Nohl, Michael Hull, and Entities They Owned or Controlled
Speaker:
Gurbir S. Grewal , Director, Division of Enforcement
Type: Statement
Date: Aug. 2, 2022
Title: Office Hours with Gary Gensler: What Did the Sarbanes-Oxley Act Do?
Speaker:
Chair Gary Gensler
Type: Video Transcript
Date: Aug. 2, 2022
Title: Prepared Remarks Before the Small Business Capital Formation Advisory Committee
Speaker:
Chair Gary Gensler
Type: Speech
Date: Aug. 2, 2022
Title: Remarks to the Small Business Capital Formation Advisory Committee
Speaker:
Commissioner Mark T. Uyeda
Type: Speech
Date: Aug. 2, 2022
Title: Remarks at the Small Business Advisory Committee Meeting
Speaker:
Commissioner Jaime Lizárraga
Type: Speech
Date: Aug. 2, 2022
Title: Remarks at the Small Business Capital Formation Advisory Committee Meeting: Shining a Spotlight (or Searchlight) on Secondary Market Liquidity for Small Businesses
Speaker:
Commissioner Hester M. Peirce
Type: Speech
Date: July 29, 2022
Title: Statement on Re-Proposed Amendments Regarding Exemption from National Securities Association Membership
Speaker:
Chair Gary Gensler
Type: Statement
Date: July 29, 2022
Title: Statement in Honor of National Whistleblower Day
Speaker:
Gurbir S. Grewal , Director, Division of Enforcement
Type: Statement
Date: July 29, 2022
Title: Statement of Commissioners Hester M. Peirce and Mark T. Uyeda on Proposed Amendments to Exchange Act Rule 15b9-1
Speaker:
Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type: Statement
Date: July 28, 2022
Title: Statement Regarding In the Matter of Aegis Capital Corporation
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: July 28, 2022
Title: Office Hours with Gary Gensler: What Are Crypto Trading Platforms?
Speaker:
Chair Gary Gensler
Type: Video Transcript
Date: July 28, 2022
Title: Remarks at Financial Stability Oversight Council Meeting
Speaker:
Chair Gary Gensler
Type: Speech
Date: July 27, 2022
Title: Prepared Remarks at Center for Audit Quality “Sarbanes-Oxley at 20: The Work Ahead”
Speaker:
Chair Gary Gensler
Type: Speech
Date: July 26, 2022
Title: Remarks at PLI: Investment Management 2022
Speaker:
William Birdthistle , Director, Division of Investment Management
Type: Speech
Date: July 22, 2022
Title: Comment on the Financial Accounting Foundation Draft Strategic Plan
Speaker:
Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type: Statement
Date: July 21, 2022
Title: Testimony on “Oversight of the SEC’s Division of Enforcement” Before the United States House of Representatives Committee on Financial Services Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets
Speaker:
Gurbir S. Grewal , Director, Division of Enforcement
Type: Statement
Date: July 15, 2022
Title: Statement on Departure of Commissioner Allison Herren Lee
Speaker:
Chair Gary Gensler
Commissioner Hester M. Peirce
Commissioner Caroline A. Crenshaw
Commissioner Mark T. Uyeda
Type: Statement
Date: July 13, 2022
Title: Statement on Proposed Amendments to Rule 14a-8
Speaker:
Chair Gary Gensler
Type: Statement
Date: July 13, 2022
Title: Statement on Adoption of Amendments to the Rules Governing Proxy Voting Advice
Speaker:
Chair Gary Gensler
Type: Statement
Date: July 13, 2022
Title: Improving the Shareholder Proposal Process: Statement on Proposed Amendments to Rule 14a-8
Speaker:
Allison Herren Lee , Former Commissioner
Type: Statement
Date: July 13, 2022
Title: Protecting the Independence of the Proxy Voting Process: Statement on Amendments Governing Proxy Voting Advice
Speaker:
Allison Herren Lee , Former Commissioner
Type: Statement
Date: July 13, 2022
Title: Statement on Adoption of Amendments to Proxy Rules Governing Proxy Voting Advice & Proposal of Amendments to Rule 14a-8
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: July 13, 2022
Title: U-Turn: Comments on Proxy Voting Advice
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: July 13, 2022
Title: Exclusion Preclusion: Statement on the Shareholder Proposals Proposal
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: July 13, 2022
Title: Statement on Proposed Amendments for Substantial Implementation, Duplication, and Resubmission of Shareholder Proposals under Exchange Act Rule 14a-8
Speaker:
Commissioner Mark T. Uyeda
Type: Statement
Date: July 13, 2022
Title: Statement on Final Rule Amendments on Proxy Voting Advice
Speaker:
Commissioner Mark T. Uyeda
Type: Statement
Date: July 12, 2022
Title: Statement on Decision in Jury Trial of Dean McDermott and McDermott Investment Advisors
Speaker:
Gurbir S. Grewal, Director, Division of Enforcement
Type: Statement
Date: July 11, 2022
Title: Statement on Single-Stock Levered and/or Inverse ETFs
Speaker:
Lori J. Schock , Director, Office of Investor Education and Advocacy
Type: Statement
Date: July 11, 2022
Title: Statement on Single-Stock ETFs
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: July 8, 2022
Title: Statement on the Order Granting Temporary Conditional Exemptive Relief from Certain Requirements of the National Market System Plan Governing the Consolidated Audit Trail
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: July 5, 2022
Title: Statement on Decision in Jury Trial of Bradley C. Davis
Speaker:
Gurbir S. Grewal, Director, Division of Enforcement
Type: Statement
Date: July 1, 2022
Title: Chief Compliance Officer Liability: Statement on In the Matter of Hamilton Investment Counsel LLC and Jeffrey Kirkpatrick
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: July 1, 2022
Title: Office Hours with Gary Gensler: The U.S. Treasury Markets Explained
Speaker:
Chair Gary Gensler
Type: Video Transcript
Date: June 30, 2022
Title: Statement on Decision in Bench Trial of Mark Heckele
Speaker:
Gurbir S. Grewal , Director, Division of Enforcement
Type: Statement
Date: June 28, 2022
Title: When Voluntary Means Mandatory and Forever: Statement on In the Matter of Ernst & Young LLP
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: June 23, 2022
Title: Statement on Final Rule Amendments to Electronic Filing Requirements
Speaker:
Chair Gary Gensler
Type: Statement
Date: June 22, 2022
Title: A Caution on the Limits of Authority: Statement Regarding In the Matter of The Brink’s Company
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: June 22, 2022
Title: Rip Current Rulemakings: Statement on the Regulatory Flexibility Agenda
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: June 16, 2022
Title: Statement on Senate Confirmation of Jaime Lizárraga and Mark Uyeda
Speaker:
Chair Gary Gensler
Commissioner Hester M. Peirce
Commissioner Allison Herren Lee
Commissioner Caroline A. Crenshaw
Type: Statement
Date: June 15, 2022
Title: Statement on Request for Comment on Certain Information Providers Acting as Investment Advisers
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: June 15, 2022
Title: Statement on Request for Comment on Certain Information Providers
Speaker:
Chair Gary Gensler
Type: Statement
Date: June 14, 2022
Title: On the Spot:
Speaker:
Commissioner Hester M. Peirce
Type: Speech
Date: June 9, 2022
Title: Remarks at Meeting of the SEC Investor Advisory Committee
Speaker:
Commissioner Hester M. Peirce
Type: Speech
Date: June 9, 2022
Title: Remarks Before the Investor Advisory Committee
Speaker:
Chair Gary Gensler
Type: Speech
