Date: April 14, 2023
Title: Statement on Supplemental Information and Reopening of Comment Period for Amendments to Exchange Act Rule 3b-16 regarding the Definition of “Exchange”
Speaker:
Commissioner Mark T. Uyeda
Type: Statement
Date: April 14, 2023
Title: Promoting Fair and Competitive Markets
Speaker:
Commissioner Jaime Lizárraga
Type: Statement
Date: April 12, 2023
Title: Office Hours with Gary Gensler: Money Market Funds
Speaker:
Chair Gary Gensler
Type: Video Transcript
Date: April 11, 2023
Title: Escaping the Data Swamp: Remarks before the RegTech 2023 Data Summit
Speaker:
Commissioner Hester M. Peirce
Type: Speech
Date: April 6, 2023
Title: Staff Statement on the Holding Foreign Companies Accountable Act and the Consolidated Appropriations Act, 2023
Speaker:
Division of Corporation Finance and Division of Trading and Markets[1]
Type: Statement
Date: March 30, 2023
Title: Fixed Income and Options: The Other Market Structures
Speaker:
Commissioner Caroline A. Crenshaw
Type: Speech
Date: March 29, 2023
Title: Opening Remarks before the SEC 2023 Investor Advocacy Clinic
Speaker:
Chair Gary Gensler
Type: Speech
Date: March 29, 2023
Title: Staff statement regarding the risk legend used by non-transparent exchange-traded funds operating in reliance of an exemptive order under the Investment Company Act of 1940
Speaker:
Division of Investment Management Staff
Type: Statement
Date: March 29, 2023
Title: Testimony at Hearing before the Subcommittee on Financial Services and General Government
Speaker:
Chair Gary Gensler
Type: Testimony
Date: March 23, 2023
Title: Office Hours with Gary Gensler: Order Execution
Speaker:
Chair Gary Gensler
Type: Video Transcript
Date: March 22, 2023
Title: Statement on Electronic Filing
Speaker:
Chair Gary Gensler
Type: Statement
Date: March 22, 2023
Title: Statement on Trading and Markets Proposal to Move from Paper to Electronic Filing Under Various Rules
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: March 22, 2023
Title: Statement on the Proposed Expansion of Electronic Filing
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: March 22, 2023
Title: Statement on Electronic Filing of Certain Forms and Other Filings Under Securities Exchange Act of 1934; Technical Amendments Regarding FOCUS Report
Speaker:
Commissioner Mark T. Uyeda
Type: Statement
Date: March 22, 2023
Title: Modernizing the Filing Process for Market Participants
Speaker:
Commissioner Jaime Lizárraga
Type: Statement
Date: March 20, 2023
Title: Remarks at the ICI Investment Management Conference
Speaker:
William Birdthistle , Director, Division of Investment Management
Type: Speech
Date: March 20, 2023
Title: Remarks to Investment Company Institute 2023 Investment Management Conference
Speaker:
Commissioner Mark T. Uyeda
Type: Speech
Date: March 17, 2023
Title: Statement on Retail Options
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: March 17, 2023
Title: Responsibilities of Lead Auditors to Conduct High-Quality Audits When Involving Other Auditors
Speaker:
Paul Munter , Chief Accountant
Type: Statement
Date: March 15, 2023
Title: Statement on Amendments to Regulation SCI
Speaker:
Chair Gary Gensler
Type: Statement
Date: March 15, 2023
Title: Comments on Proposed Expansion of Regulation SCI
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: March 15, 2023
Title: Statement on the Proposed Amendments to Regulation Systems Compliance and Integrity
Speaker:
Commissioner Mark T. Uyeda
Type: Statement
Date: March 15, 2023
Title: Statement on Enhanced Cybersecurity for Market Entities
Speaker:
Chair Gary Gensler
Type: Statement
Date: March 15, 2023
Title: Statement on Proposed Cybersecurity Rule 10 and Form SCIR
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: March 15, 2023
Title: Statement on Amendments to Regulation S-P, Cybersecurity Risk Management, and Amendments to Regulation SCI
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: March 15, 2023
Title: Statement on the Proposed Cybersecurity Risk Management Rule for Market Entities
Speaker:
Commissioner Mark T. Uyeda
Type: Statement
Date: March 15, 2023
Title: Protecting Investors from Cyberattacks and Enhancing Cybersecurity in U.S. Capital Markets
Speaker:
Commissioner Jaime Lizárraga
Type: Statement
Date: March 15, 2023
Title: Statement on Amendments to Regulation S-P
Speaker:
Chair Gary Gensler
Type: Statement
Date: March 15, 2023
Title: Statement on Regulation SP: Privacy of Consumer Financial Information and Safeguarding Customer Information
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: March 15, 2023
Title: Statement on the Proposed Amendments to Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information
Speaker:
Commissioner Mark T. Uyeda
Type: Statement
Date: March 15, 2023
Title: Opening Statement before the March 15 Commission Meeting
Speaker:
Chair Gary Gensler
Type: Statement
Date: March 12, 2023
Title: Statement by SEC Chair Gary Gensler on Current Market Events
Speaker:
Chair Gary Gensler
Type: Statement
Date: March 10, 2023
Title: Statement Regarding the Commission’s Disapproval of a Proposed Rule Change to List and Trade Shares of the VanEck Bitcoin Trust
Speaker:
Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type: Statement
Date: March 9, 2023
Title: Op-Ed: Getting Crypto Firms to Do Their Work Within the Bounds of the Law
Speaker:
Chair Gary Gensler
Type: Statement
Date: March 8, 2023
Title: Office Hours with Gary Gensler: Tick Sizes
Speaker:
Chair Gary Gensler
Type: Video Transcript
Date: March 7, 2023
Title: Meeting the Challenges and Fulfilling The Promise of Global Financial Markets: Remarks before the Institute of International Bankers
Speaker:
Commissioner Mark T. Uyeda
Type: Speech
Date: March 3, 2023
Title: Remarks at the “Going Public in the 2020s” Conference
Speaker:
Commissioner Mark T. Uyeda
Type: Speech
Date: March 2, 2023
Title: Prepared Remarks Before the Investor Advisory Committee
Speaker:
Chair Gary Gensler
Type: Speech
Date: March 2, 2023
Title: Remarks at Meeting of the SEC Investor Advisory Committee
Speaker:
Commissioner Hester M. Peirce
Type: Speech
Date: March 2, 2023
Title: Remarks at the Meeting of the SEC Investor Advisory Committee (IAC)
Speaker:
Commissioner Jaime Lizárraga
Type: Speech
Date: Feb. 27, 2023
Title: Statement Regarding Huntleigh Advisors, Inc. and Datatex Investment Services, Inc.
Speaker:
Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type: Statement
Date: Feb. 22, 2023
Title: Office Hours with Gary Gensler: Order Competition Rule
Speaker:
Chair Gary Gensler
Type: Video Transcript
Date: Feb. 22, 2023
Title: Statement on the Final Rule on Extending Form 144 EDGAR Filing Hours and Celebrating the EDGAR System on its 30th Anniversary
Speaker:
Commissioner Mark T. Uyeda
Type: Statement
Date: Feb. 21, 2023
Title: Office Hours with Gary Gensler: What is a Qualified Custodian
Speaker:
Chair Gary Gensler
Type: Video Transcript
Date: Feb. 15, 2023
Title: Statement on Proposed Rules Regarding Investment Adviser Custody
Speaker:
Chair Gary Gensler
Type: Statement
Date: Feb. 15, 2023
Title: Statement on Safeguarding Advisory Client Assets Proposal
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Feb. 15, 2023
Title: Statement on Safeguarding Advisory Client Assets Proposal
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: Feb. 15, 2023
Title: Statement on Proposed Rule Regarding the Safeguarding of Advisory Client Assets
Speaker:
Commissioner Mark T. Uyeda
Type: Statement
Date: Feb. 15, 2023
Title: Protecting Investors’ Assets
Speaker:
Commissioner Jaime Lizárraga
Type: Statement
Date: Feb. 15, 2023
Title: Statement on Adopting Rules Regarding the Settlement Cycle
Speaker:
Chair Gary Gensler
Type: Statement
