Date: Feb. 8, 2024
Title: Statement on Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers
Speaker:
Commissioner Mark T. Uyeda
Type: Statement
Date: Feb. 8, 2024
Title: Joint Statement of SEC Commissioner Mark T. Uyeda and CFTC Commissioner Caroline D. Pham: Memorandum of Understanding Between the SEC and the CFTC Regarding the Use of Form PF Data
Speaker:
Commissioner Mark T. Uyeda, U.S. Securities and Exchange Commission
Commissioner Caroline D. Pham, U.S. Commodity Futures Trading Commission
Type: Statement
Date: Feb. 7, 2024
Title: Statement on Approval of FINRA Proposed Rules to Establish Post-Trade Transparency in the Treasury Markets
Speaker:
Chair Gary Gensler
Type: Statement
Date: Feb. 6, 2024
Title: Office Hours with Gary Gensler: Dealer-Trader Rule
Speaker:
Chair Gary Gensler
Type: Video Transcript
Date: Feb. 6, 2024
Title: Statement on Final Rules Regarding the Further Definition of a Dealer-Trader
Speaker:
Chair Gary Gensler
Type: Statement
Date: Feb. 6, 2024
Title: Dealer, No Dealer? [1] : Statement on Further Definition of “As a Part of a Regular Business” in the Definition of Dealer and Government Securities Dealer in Connection with Certain Liquidity Providers
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Feb. 6, 2024
Title: Statement on Adopting Changes to the Definition of Dealer and Government Securities Dealer
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: Feb. 6, 2024
Title: Statement on Further Definition of “As a Part of a Regular Business” in the Definition of Dealer
Speaker:
Commissioner Mark T. Uyeda
Type: Statement
Date: Feb. 6, 2024
Title: Modernizing Dealer Oversight
Speaker:
Commissioner Jaime Lizárraga
Type: Statement
Date: Feb. 5, 2024
Title: An Investor Protection Call for a Commitment to Professional Skepticism and Audit Quality
Speaker:
Paul Munter , Chief Accountant
Type: Statement
Date: Jan. 30, 2024
Title: Statement on the Denial of a Rulemaking Petition Regarding the Commission’s No-Admit/No-Deny Policy
Speaker:
Chair Gary Gensler
Type: Statement
Date: Jan. 30, 2024
Title: Unsettling Silence: Dissent from Denial of Request for Rulemaking to Amend 17 C.F.R. § 202.5(e)
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Jan. 25, 2024
Title: “Time is Money. Time is Risk” Prepared Remarks before the European Commission
Speaker:
Chair Gary Gensler
Type: Speech
Date: Jan. 24, 2024
Title: Statement on Final Rules Regarding Special Purpose Acquisition Companies (SPACs), Shell Companies, and Projections
Speaker:
Chair Gary Gensler
Type: Statement
Date: Jan. 24, 2024
Title: For the Birds: Statement on Adoption of Rule Regarding Special Purpose Acquisition Companies, Shell Companies, and Projections
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Jan. 24, 2024
Title: Ensuring Basic Protections: Special Purpose Acquisition Company Rule Adoption
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: Jan. 24, 2024
Title: Dissenting Statement on Final Rule on Special Purpose Acquisition Companies, Shell Companies, and Projections: The Commission Embraces Merit Regulation
Speaker:
Commissioner Mark T. Uyeda
Type: Statement
Date: Jan. 24, 2024
Title: An IPO By Any Other Name: Empowering SPAC Investors
Speaker:
Commissioner Jaime Lizárraga
Type: Statement
Date: Jan. 22, 2024
Title: Remarks at the 51st Annual Securities Regulation Institute
Speaker:
Commissioner Mark T. Uyeda
Type: Speech
Date: Jan. 19, 2024
Title: Staff Statement on Rule 6c-11(c)(1)(i)(C) Regarding Description of Foreign Currency Holdings
Speaker:
Division of Investment Management Staff
Type: Statement
Date: Jan. 12, 2024
Title: Statement on Unauthorized Access to the SEC’s @SECGov X.com Account
Speaker:
Chair Gary Gensler
Type: Statement
Date: Jan. 10, 2024
Title: Statement on the Approval of Spot Bitcoin Exchange-Traded Products
Speaker:
Chair Gary Gensler
Type: Statement
Date: Jan. 10, 2024
Title: Out, Damned Spot! Out, I Say! [1] : Statement on Omnibus Approval Order for List and Trade Bitcoin-Based Commodity-Based Trust Shares and Trust Units
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Jan. 10, 2024
Title: Statement Dissenting from Approval of Proposed Rule Changes to List and Trade Spot Bitcoin Exchange-Traded Products
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: Jan. 10, 2024
Title: Statement Regarding the Commission’s Approval of Proposed Rule Changes to List and Trade Shares of Spot Bitcoin Exchange-Traded Products
Speaker:
Commissioner Mark T. Uyeda
Type: Statement
Date: Jan. 1, 2024
Title: Video Message: Season’s Greetings from SEC Chair Gary Gensler
Speaker:
Chair Gary Gensler
Type: Video Transcript
Date: Dec. 15, 2023
Title: Office Hours with Gary Gensler (Division Edition): The SEC Division of Trading and Markets Explained
Speaker:
Chair Gary Gensler
Type: Video Transcript
Date: Dec. 15, 2023
Title: Office Hours (Division Edition): The Division of Economic & Risk Analysis Explained
Speaker:
Chair Gary Gensler
Type: Video Transcript
Date: Dec. 15, 2023
Title: Statement Regarding Denial of Petition for Rulemaking
Speaker:
Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type: Statement
Date: Dec. 15, 2023
Title: Statement on the Denial of a Rulemaking Petition Submitted on behalf of Coinbase Global, Inc.
Speaker:
Chair Gary Gensler
Type: Statement
Date: Dec. 14, 2023
Title: Cybersecurity Disclosure [*]
Speaker:
Erik Gerding , Director, Division of Corporation Finance
Type: Statement
Date: Dec. 14, 2023
Title: Remarks before the Financial Stability Oversight Council: 2023 Annual Report
Speaker:
Chair Gary Gensler
Type: Speech
Date: Dec. 14, 2023
Title: Statement on Jury's Verdict in Trial of Mykalai Kontilai and Collectors Coffee Inc.
Speaker:
Gurbir S. Grewal , Director, Division of Enforcement
Type: Statement
Date: Dec. 13, 2023
Title: Statement on PCAOB 2024 Budget
Speaker:
Chair Gary Gensler
Type: Statement
Date: Dec. 13, 2023
Title: Twenty Years, Forty %?: Statement on the 2024 Final Budget and Accounting Support Fee for the Public Company Accounting Oversight Board
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Dec. 13, 2023
Title: Statement in Support of the PCAOB’s 2024 Budget
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: Dec. 13, 2023
Title: Statement on 2024 PCAOB Budget
Speaker:
Commissioner Mark T. Uyeda
Type: Statement
Date: Dec. 13, 2023
Title: Robust Financial Reporting and Effective Gatekeepers: In Support of the PCAOB’s FY 2024 Budget
Speaker:
Commissioner Jaime Lizárraga
Type: Statement
Date: Dec. 13, 2023
Title: Statement on Final Rules Regarding Treasury Clearing
Speaker:
Chair Gary Gensler
Type: Statement
Date: Dec. 13, 2023
Title: Careening Toward Clearing: Statement on Rules to Improve Risk Management in Clearance and Settlement and to Facilitate Additional Central Clearing for the U.S. Treasury Market
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Dec. 13, 2023
Title: Statement on Adoption of Standards for Covered Clearing Agencies for U.S. Treasury Securities and Application of the Broker-Dealer Customer Protection Rule with Respect to U.S. Treasury Securities
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: Dec. 13, 2023
Title: Statement on Standards for Covered Clearing Agencies for U.S. Treasury Securities and Application of the Broker-Dealer Customer Protection Rule
Speaker:
Commissioner Mark T. Uyeda
Type: Statement
Date: Dec. 13, 2023
Title: The Treasury Market: Improving Transparency and Stability
Speaker:
Commissioner Jaime Lizárraga
Type: Statement
Date: Dec. 7, 2023
Title: Closing Remarks – Compliance Conference
Speaker:
Dave Sanchez , Director, Office of Municipal Securities
Type: Speech
Date: Dec. 7, 2023
Title: Prepared Remarks before the Investor Advisory Committee
Speaker:
Chair Gary Gensler
Type: Speech
Date: Dec. 7, 2023
Title: Remarks at Meeting of the SEC Investor Advisory Committee
Speaker:
Commissioner Hester M. Peirce
Type: Speech
Date: Dec. 7, 2023
Title: Remarks on Digital Engagement Practices, before the Investor Advisory Committee (IAC)
Speaker:
Commissioner Jaime Lizárraga
Type: Speech
Date: Dec. 7, 2023
Title: “They Are Merely the Agents”: Prepared Remarks before the American Bar Association
Speaker:
Chair Gary Gensler
Type: Speech
Date: Dec. 6, 2023
Title: Statement on the Fall 2023 Regulatory Agenda
Speaker:
Chair Gary Gensler
Type: Statement
Date: Dec. 4, 2023
Title: The Statement of Cash Flows: Improving the Quality of Cash Flow Information Provided to Investors
Speaker:
Paul Munter , Chief Accountant
Type: Statement