Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:

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Speeches and Statements Table

Speaker
Date: Title: Comment on FinCEN’s AML/CFT Program and SAR Filing for Registered Investment Advisers and Exempt Reporting Advisers Proposal Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Office Hours with Gary Gensler: U.S. Treasury Markets Speaker: Chair Gary Gensler
Type:Video Transcript
Date: Title: Pourquoi Pas? Securities Regulation and the American Dream: Remarks before the Association of Private Enterprise Education Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: Filling the Gap: Comments on the Proposal to Amend FINRA’s Codes of Arbitration Procedure and Code of Mediation Procedure to Modify the Qualifications for Representatives in Arbitrations and Mediations Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement on Jury’s Verdict in Trial of Matthew Panuwat Speaker:

Gurbir S. Grewal

Director, Division of Enforcement

 Type:Statement
Date: Title: Statement on Jury’s Verdict in Trial of Terraform Labs PTE Ltd. and Do Kwon Speaker:

Gurbir S. Grewal

Director, Division of Enforcement

 Type:Statement
Date: Title: Remarks at SEC Speaks 2024 Speaker: Sanjay Wadhwa, Deputy Director, Division of Enforcement
Type:Speech
Date: Title: Remarks at SEC Speaks 2024 Speaker: Gurbir S. Grewal, Director, Division of Enforcement
Type:Speech
Date: Title: We Will Rock You: [1] The Small but Mighty Office of the Advocate for Small Business Capital Formation Speaker: Stacey Bowers, Director, Office of the Advocate for Small Business Capital Formation
Type:Speech
Date: Title: Remarks at SEC Speaks 2024 Division of Examinations Panel Speaker: Richard Best, Director, Division of Examinations
Type:Speech
Date: Title: “U.S. Capital Markets and the Public Good” Prepared Remarks before SEC Speaks Speaker: Chair Gary Gensler
Type:Speech
Date: Title: At the SEC: Nothing but Crickets Remarks at SEC Speaks Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: Remarks at the “SEC Speaks” Conference 2024 Speaker: Commissioner Mark T. Uyeda
Type:Speech
Date: Title: 2024 Roundtable on Retail Investors and Fraud Prevention Welcome Remarks Speaker: Commissioner Jaime Lizárraga
Type:Speech
Date: Title: Prepared Remarks before the SEC / NASAA / Georgia Secretary of State Joint Public Roundtable Speaker: Chair Gary Gensler
Type:Speech
Date: Title: Remarks to the Investor Roundtable Co-Hosted by the SEC, NASAA, and Georgia Secretary of State Speaker: Commissioner Mark T. Uyeda
Type:Speech
Date: Title: Statement on Internet Investment Advisers Speaker: Chair Gary Gensler
Type:Statement
Date: Title: Commission Statement on the Passing of Former Commissioner Roberta Karmel Speaker: Chair Gary Gensler
Commissioner Hester M. Peirce
Commissioner Caroline A. Crenshaw
Commissioner Mark T. Uyeda
Commissioner Jaime Lizárraga
Type:Statement
Date: Title: “I’m with Roosevelt and Jack: Benefits of Mandatory Disclosure” Prepared Remarks before Columbia Law School Conference in Honor of John C. Coffee, Jr. Speaker: Chair Gary Gensler
Type:Speech
Date: Title: Office Hours with Gary Gensler: Corporate Governance Speaker: Chair Gary Gensler
Type:Video Transcript
Date: Title: Chair Gary Gensler on AI Washing Speaker: Chair Gary Gensler
Type:Video Transcript
Date: Title: Prepared Remarks before the Investor Advisory Committee Speaker: Chair Gary Gensler
Type:Speech
Date: Title: Change: Remarks at Meeting of the SEC Investor Advisory Committee Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: Office Hours with Gary Gensler: Climate Risk Disclosure Speaker: Chair Gary Gensler
Type:Video Transcript
Date: Title: Statement on Final Rules Regarding Order Execution Quality Speaker: Chair Gary Gensler
Type:Statement
Date: Title: Keeping Up with the Markets: Statement on Rule 605 Adoption Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement on Adoption of Amendments to Rule 605: Disclosure of Order Execution Information Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Date: Title: Statement on Rule Amendments Regarding Disclosure of Order Execution Information Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Enhancing Order Execution Reporting for the Benefit of Investors Speaker: Commissioner Jaime Lizárraga
Type:Statement
Date: Title: Statement on Final Rules Regarding Mandatory Climate Risk Disclosures Speaker: Chair Gary Gensler
Type:Statement
Date: Title: Green Regs and Spam[1]: Statement on the Enhancement and Standardization of Climate-Related Disclosures for Investors Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: A Risk by Any Other Name: Statement on the Enhancement and Standardization of Climate-Related Disclosures Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Date: Title: A Climate Regulation under the Commission’s Seal: Dissenting Statement on The Enhancement and Standardization of Climate-Related Disclosures for Investors Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Enhancing and Standardizing Climate-Related Disclosures for Investors Speaker: Commissioner Jaime Lizárraga
Type:Statement
Date: Title: Remarks to the Council of Institutional Investors – Dangers of the Unbounded Administrative State Speaker: Commissioner Mark T. Uyeda
Type:Speech
Date: Title: On Today’s Episode of As the Crypto World Turns: Statement on ShapeShift AG Speaker: Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Office Hours with Gary Gensler: Mrs. O’Leary’s Cow & Market Resiliency Speaker: Chair Gary Gensler
Type:Video Transcript
Date: Title: Prepared Remarks Before the 2024 SEC Investor Advocacy Clinic Summit Speaker: Chair Gary Gensler
Type:Speech
Date: Title: Prepared Remarks before the Small Business Capital Formation Advisory Committee Speaker: Chair Gary Gensler
Type:Speech
Date: Title: Angels and IPOs: Remarks Before the Small Business Capital Formation Advisory Committee Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: Remarks to the Small Business Capital Formation Advisory Committee Speaker: Commissioner Mark T. Uyeda
Type:Speech
Date: Title: Remarks at the Small Business Advisory Committee Meeting Speaker: Commissioner Jaime Lizárraga
Type:Speech
Date: Title: Remarks at Ohio State Law Journal Symposium 2024: ESG and Enforcement of the Federal Securities Laws Speaker: Gurbir S. Grewal, Director, Division of Enforcement
Type:Speech
Date: Title: Office Hours with Gary Gensler Transcript: AI Speaker: Chair Gary Gensler
Type:Video Transcript
Date: Title: “AI, Finance, Movies, and the Law”
Prepared Remarks before the Yale Law School 		Speaker: Chair Gary Gensler
Type:Speech
Date: Title: Statement on Final Joint Amendments to Form PF Speaker: Chair Gary Gensler
Type:Statement
Date: Title: Curiouser and Curiouser: Statement on Amendments to Form PF to Amend Reporting Requirements for All Filers and Large Hedge Fund Advisers Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement on Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Joint Statement of SEC Commissioner Mark T. Uyeda and CFTC Commissioner Caroline D. Pham: Memorandum of Understanding Between the SEC and the CFTC Regarding the Use of Form PF Data Speaker:

Commissioner Mark T. Uyeda, U.S. Securities and Exchange Commission
Commissioner Caroline D. Pham, U.S. Commodity Futures Trading Commission

 Type:Statement
Date: Title: Statement on Approval of FINRA Proposed Rules to Establish Post-Trade Transparency in the Treasury Markets Speaker: Chair Gary Gensler
Type:Statement
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