Open Meeting Agenda
Thursday, May 9, 2019
|Item 1:||Proposed Rule Amendments and Guidance Addressing Cross-Border Application of Certain Security-Based Swap Requirements|
|Office:||Division of Trading and Markets|
|Staff:||Mark Wolfe, Natasha Vij Greiner, Carol McGee, Joanne Rutkowski, Bonnie Gauch, Joseph Levinson, Devin Ryan and Edward Schellhorn|
The Commission will consider whether to propose a number of actions to address the cross-border application of certain security-based swap requirements under the Securities Exchange Act of 1934 that were added by Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
For further information, please contact Mark Wolfe or Carol McGee in the Office of Derivatives Policy for the Division of Trading and Markets at 202-551-5870 or Natasha Vij Greiner, Acting Chief Counsel in the Division of Trading and Markets, at 202-551-5550.
|Item 2:||Amendments to the Accelerated Filer and Large Accelerated Flier Definitions|
|Office:||Division of Corporation Finance|
|Staff:||Elizabeth Murphy, Felicia Kung, John Fieldsend, Jennifer Riegel|
The Commission will consider whether to propose new rule amendments to the accelerated filer and large accelerated filer definitions to promote capital formation for smaller reporting issuers by more appropriately tailoring the types of issuers that are included in the categories of accelerated and large accelerated filers and revising the transition thresholds for these filers.
For further information, please contact John Fieldsend or Jennifer Riegel in the Division of Corporation Finance at 202-551-3430.