Securities and Exchange Commission

Sunshine Act Meeting.

Time and Date: Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Pub. L. 94-409, the Securities and Exchange Commission will hold an Open Meeting on Wednesday, December 5, 2018 at 10:00 a.m.

Place: The meeting will be held in Auditorium LL-002 at the Commission’s headquarters, 100 F Street, NE, Washington, DC 20549.  

Status: This meeting will begin at 10:00 a.m. (ET) and will be open to the public.  Seating will be on a first-come, first-served basis.  Visitors will be subject to security checks.  The meeting will be webcast on the Commission’s website at

Matters to Be Considered: The subject matters of the Open Meeting will be the Commission's consideration of:

  • whether to issue a Request for Comment on the nature and content of quarterly reports and earnings releases issued by reporting companies.
  • whether to adopt Rule of Practice 194 pursuant to Section 15F(b)(6) of the Securities Exchange Act of 1934.
  • whether to propose rules under Section 15F(i)(2) of the Securities Exchange Act of 1934 that would require security-based swap dealers and major security-based swap participants to comply with certain risk mitigation techniques with respect to portfolios of security-based swaps not submitted for clearing to a central counterparty.

Contact Person for More Information: For further information and to ascertain what, if any, matters have been added, deleted or postponed; please contact Brent J. Fields from the Office of the Secretary at (202) 551-5400.

Dated: November 28, 2018

Brent J. Fields