Open Meeting Agenda
Wednesday, March 14, 2018
|Item 1:||Transaction Fee Pilot|
|Office:||Division of Trading and Markets|
|Staff:||Brett Redfearn, David Shillman, Richard Holley III, Johnna Dumler, Erika Berg, Benjamin Bernstein|
The Commission will consider whether to propose a rule under Regulation NMS to conduct a transaction fee pilot for NMS stocks to study the effects that transaction-based fees and rebates, and changes to those fees and rebates, may have on order routing behavior, execution quality, and market quality.
For further information, please contact Richard Holley III in the Division of Trading and Markets at 202-551-5614.
|Item 2:||Investment Company Liquidity Disclosure|
|Office:||Division of Investment Management|
|Staff:||Sarah G. ten Siethoff, Thoreau Bartmann, Zeena Abdul-Rahman|
The Commission will consider whether to propose amendments to Form N-PORT and Form N-1A related to disclosures of liquidity risk management for open end management investment companies.
For further information, please contact Thoreau Bartmann in the Division of Investment Management at 202-551-6745.