Open Meeting Agenda

Thursday, October 13, 2016

Item 1:	Investment Company Reporting Modernization
Office:	Division of Investment Management
Staff:	Daniel K. Chang, J. Matthew DeLesDernier, Jacob D. Krawitz, Andrea Ottomanelli Magovern, Naseem Nixon, Michael C. Pawluk, Sara Cortes, Matt Giordano, Kristy Von Ohlen

The Commission will consider whether to adopt new rules and forms and amendments to certain rules and forms to modernize the reporting of information by registered investment companies.

For further information, please contact Sara Cortes at 202-551-6792.

Item 2:	Investment Company Liquidity Risk Management Programs
Office:	Division of Investment Management
Staff:	Zeena Abdul-Rahman, John Foley, Andrea Ottomanelli Magovern, Naseem Nixon, Amanda Hollander Wagner, Thoreau Bartmann, Melissa Gainor, Kathleen Joaquin, Ryan Moore, Matt Giordano

The Commission will consider whether to adopt a new rule and amendments to certain rules and forms that would provide for liquidity risk management programs and related disclosures for open-end management investment companies.

For further information, please contact Thoreau Bartmann or Melissa Gainor at 202-551-6792.

Item 3:	Investment Company Swing Pricing
Office:	Division of Investment Management
Staff:	Zeena Abdul-Rahman, John Foley, Andrea Ottomanelli Magovern, Naseem Nixon, Amanda Hollander Wagner, Thoreau Bartmann, Melissa Gainor, Kathleen Joaquin, Ryan Moore, Matt Giordano

The Commission will consider whether to adopt rule and form amendments that would permit open-end management investment companies to use "swing pricing" under certain circumstances.

For further information, please contact Thoreau Bartmann or Melissa Gainor at 202-551-6792.