Open Meeting Agenda

Wednesday, February 10, 2016

Item 1: Application of the Title VII Security-Based Swap Dealer De Minimis Counting Requirements to Activity in the United States
Office: Division of Trading and Markets
Staff: Stephen Luparello, Gary Barnett, Brian Bussey, Carol McGee, Richard Gabbert, Margaret Rubin

The Commission will consider whether to adopt new rules that govern the application of the Title VII security-based swap dealer de minimis counting requirements to security-based swap transactions connected with a non-U.S. person's dealing activity that are arranged, negotiated, or executed by personnel located in a U.S. branch or office or in a U.S. branch or office of an agent.

For further information, please contact Margaret Rubin, Office of Derivatives Policy, (202) 551-5663.