Respondents

Polit, John Christopher

Administrative Proceeding File No. 3-19838 Table

Release Date
Release Number
Other Release Numbers
Name of Document
Release Date: Release Number:34-92829 Other Release Numbers:
  • IA-5843
Name of Document: Order Dismissing Proceeding
Release Date: Release Number:34-90150 Other Release Numbers:
  • IA-5611
Name of Document: Order Granting an Extension of Time
Release Date: Release Number:34-89844 Other Release Numbers:
  • IA-5578
Name of Document: Order Granting an Extension of Time
Release Date: Release Number:34-89171 Other Release Numbers:
  • IA-5528
Name of Document: Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing