Administrative Proceeding File No. 3-19024
Respondents
Ascension Asset Management, LLC Gooder, Grenville M., JR.
Administrative Proceeding File No. 3-19024 Table
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Release Date
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Release Number
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Other Release Numbers
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Name of Document
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| Release Date: | Release Number:1400 | Other Release Numbers: | Name of Document: Initial Decision |
| Release Date: | Release Number:AP-6672 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-6665 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-6666 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-6619 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-6583 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-6575 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-6567 | Other Release Numbers: | Name of Document: Order Designating Presiding Judge |
| Release Date: | Release Number:IA-5230 |
Other Release Numbers:
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Name of Document: Order |
| Release Date: | Release Number:IA-5220 |
Other Release Numbers:
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Name of Document: Protective Order |
| Release Date: | Release Number:IA-5214 |
Other Release Numbers:
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Name of Document: ia-5214.pdf |
| Release Date: | Release Number:IA-5121 |
Other Release Numbers:
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Name of Document: Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 203(e), 203(f), and 203(k) of the Investment Advisers Act of 1940 and Section 9(b) of the Investment Company Act of 1940 and Notice of Hearing |