Administrative Proceeding File No. 3-18061
Respondents
Retirement Surety LLC Crescendo Financial LLC Rose, Thomas Leeman, David Featherstone, David
Administrative Proceeding File No. 3-18061 Table
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Release Date
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Release Number
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Other Release Numbers
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Name of Document
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| Release Date: | Release Number:34-90846 |
Other Release Numbers:
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Name of Document: Notice That Initial Decision Has Become Final |
| Release Date: | Release Number:1392 | Other Release Numbers: | Name of Document: Initial Decision |
| Release Date: | Release Number:AP-6634 | Other Release Numbers: | Name of Document: Scheduling Order |
| Release Date: | Release Number:AP-6627 | Other Release Numbers: | Name of Document: Order Following Prehearing Conference |
| Release Date: | Release Number:AP-6617 | Other Release Numbers: | Name of Document: Order Setting Prehearing Conference |
| Release Date: | Release Number:AP-6602 | Other Release Numbers: | Name of Document: Order Granting Summary Disposition in Part |
| Release Date: | Release Number:AP-6526 | Other Release Numbers: | Name of Document: Protective Order |
| Release Date: | Release Number:AP-6491 | Other Release Numbers: | Name of Document: ap-6491.pdf |
| Release Date: | Release Number:AP-6481 | Other Release Numbers: | Name of Document: Scheduling Order |
| Release Date: | Release Number:AP-6475 | Other Release Numbers: | Name of Document: Order Redesignating Presiding Judge |
| Release Date: | Release Number:AP-6403 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-6136 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-5955 | Other Release Numbers: | Name of Document: Chief Administrative Law Judge's Order Assigning Proceedings Post Lucia v. SEC |
| Release Date: | Release Number:AP-5954 | Other Release Numbers: | Name of Document: Notice from the Chief Administrative Law Judge |
| Release Date: | Release Number:1250 | Other Release Numbers: | Name of Document: Initial Decision |
| Release Date: | Release Number:AP-5433 | Other Release Numbers: | Name of Document: Order Finding That No Hearing Is Necessary |
| Release Date: | Release Number:AP-5394 | Other Release Numbers: | Name of Document: Order Ratifying Prior Actions and Protective Order |
| Release Date: | Release Number:AP-5301 | Other Release Numbers: | Name of Document: Notice to the Parties and Order Scheduling Conference |
| Release Date: | Release Number:33-10436 |
Other Release Numbers:
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Name of Document: Order Making Findings, Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933, Sections 15(b) and 21C of the Securities Exchange Act of 1934, and Ordering Continuation of the Proceedings |
| Release Date: | Release Number:AP-5169 | Other Release Numbers: | Name of Document: Order Modifying Briefing Schedule |
| Release Date: | Release Number:AP-4990 | Other Release Numbers: | Name of Document: Protective Order |
| Release Date: | Release Number:AP-4972 | Other Release Numbers: | Name of Document: Order Following Prehearing Conference |
| Release Date: | Release Number:AP-4929 | Other Release Numbers: | Name of Document: Order Postponing Hearing and Scheduling Prehearing Conference |
| Release Date: | Release Number:AP-4910 | Other Release Numbers: | Name of Document: Order Scheduling Hearing and Designating Presiding Judge |
| Release Date: | Release Number:33-10386 |
Other Release Numbers:
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Name of Document: Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Sections 15(b) and 21C of the Securities Exchange Act of 1934, and Section 9(b) of the Investment Company Act of 1940, and Notice o\ f Hearing |