Administrative Proceeding File No. 3-17614
Respondents
Balter, Laurence I. d/b/a Oracle Investment Research
Administrative Proceeding File No. 3-17614 Table
|
Release Date
|
Release Number
|
Other Release Numbers
|
Name of Document
|
|---|---|---|---|
| Release Date: | Release Number:34-99944 | Other Release Numbers: | Name of Document: Order Approving Application of Fund Administrator for Payment of Fees and Expenses and Authorizing the Approval and Payment of Fees and Expenses of Administration |
| Release Date: | Release Number:34-97083 | Other Release Numbers: | Name of Document: Order Directing Disbursement of Fair Fund |
| Release Date: | Release Number:34-94857 | Other Release Numbers: | Name of Document: Order Approving Plan of Distribution |
| Release Date: | Release Number:34-94312 | Other Release Numbers: | Name of Document: Order Extending Time to Enter an Order Approving or Disapproving Plan of Distribution |
| Release Date: | Release Number:34-93872 | Other Release Numbers: | Name of Document: Notice of Proposed Plan of Distribution and Opportunity for Comment |
| Release Date: | Release Number:34-93317 | Other Release Numbers: | Name of Document: Second Extension Order |
| Release Date: | Release Number:34-91738 | Other Release Numbers: | Name of Document: Extension Order |
| Release Date: | Release Number:34-91570 | Other Release Numbers: | Name of Document: Order Appointing Fund Administrator and Setting Bond Amount |
| Release Date: | Release Number:34-81445 | Other Release Numbers: | Name of Document: Order Appointing Tax Administrator |
| Release Date: | Release Number:33-10367 | Other Release Numbers: |
Name of Document: Order Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933, Section 21C of the Securities Exchange Act of 1934, Sections 203(f) and 203(k) of the Investment Advisers Act of \ 1940, and Sections 9(b) and 9(f) of the Investment Company Act of 1940 |
| Release Date: | Release Number:AP-4753 | Other Release Numbers: | Name of Document: Order Granting Motion to Stay |
| Release Date: | Release Number:AP-4659 | Other Release Numbers: | Name of Document: Order Redesignating Presiding Judge |
| Release Date: | Release Number:AP-4560 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-4534 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-4525 | Other Release Numbers: | Name of Document: Scheduling Order |
| Release Date: | Release Number:AP-4376 | Other Release Numbers: | Name of Document: Prehearing Order |
| Release Date: | Release Number:AP-4295 | Other Release Numbers: | Name of Document: Postponement Order |
| Release Date: | Release Number:AP-4222 | Other Release Numbers: | Name of Document: Order Scheduling Hearing and Designating Presiding Judge |
| Release Date: | Release Number:33-10228 |
Other Release Numbers:
|
Name of Document: Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Section 21C of the Securities Exchange Act of 1934, Sections 203(f) and 203(k) of the Investment Advisers Act of 1940, and Sections 9(b) and 9(f) of the Investment Company Act of 1940 |
| Release Date: | Release Number: | Other Release Numbers: | Name of Document: 3-17614 |