Administrative Proceeding File No. 3-16349
Respondents
Duka, Barbara
Administrative Proceeding File No. 3-16349 Table
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Release Date
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Release Number
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Other Release Numbers
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Name of Document
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| Release Date: | Release Number:33-10599 |
Other Release Numbers:
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Name of Document: Order Making Findings and Imposing Remedial Sanctions and a Cease-And- Desist Order Pursuant to Section 8A of the Securities Act of 1933, Sections 15E(d) and 21C of the Securities Exchange Act of 1934, and Section 9(b) of the Investment Company Act of\ 1940 |
| Release Date: | Release Number:AP-6124 | Other Release Numbers: | Name of Document: Order Staying Proceedings |
| Release Date: | Release Number:AP-5955 | Other Release Numbers: | Name of Document: Chief Administrative Law Judge's Order Assigning Proceedings Post Lucia v. SEC |
| Release Date: | Release Number:AP-5954 | Other Release Numbers: | Name of Document: Notice from the Chief Administrative Law Judge |
| Release Date: | Release Number:AP-5442 | Other Release Numbers: | Name of Document: Order Ratifying Prior Actions |
| Release Date: | Release Number:AP-5325 | Other Release Numbers: | Name of Document: Notice to the Parties and Order Following Remand |
| Release Date: | Release Number:1167 | Other Release Numbers: | Name of Document: Initial Decision |
| Release Date: | Release Number:AP-4872 | Other Release Numbers: | Name of Document: Order Correcting Record Index as to Division Exhibits 209 and 324 |
| Release Date: | Release Number:AP-4618 | Other Release Numbers: | Name of Document: Order Regarding Transcript Corrections |
| Release Date: | Release Number:AP-4568 | Other Release Numbers: | Name of Document: Extension Order |
| Release Date: | Release Number:AP-4507 | Other Release Numbers: | Name of Document: Post-Hearing Order |
| Release Date: | Release Number:AP-4455 | Other Release Numbers: | Name of Document: Order Regarding Hearing Location |
| Release Date: | Release Number:AP-4336 | Other Release Numbers: | Name of Document: Order Following Prehearing Conference |
| Release Date: | Release Number:AP-4324 | Other Release Numbers: | Name of Document: Order On Motions to Exclude |
| Release Date: | Release Number:AP-4286 | Other Release Numbers: | Name of Document: Order Regarding Hearing Location |
| Release Date: | Release Number:AP-4185 | Other Release Numbers: | Name of Document: Order Following Prehearing Conference and Setting Procedural Schedule |
| Release Date: | Release Number:AP-4158 | Other Release Numbers: | Name of Document: Order Scheduling Prehearing Conference |
| Release Date: | Release Number:AP-3030 | Other Release Numbers: | Name of Document: Notice of Stay |
| Release Date: | Release Number:AP-3006 | Other Release Numbers: | Name of Document: Notice of Stay |
| Release Date: | Release Number:AP-2983 | Other Release Numbers: | Name of Document: Notice |
| Release Date: | Release Number:AP-2969 | Other Release Numbers: | Name of Document: Order Redesignating Presiding Judge |
| Release Date: | Release Number:AP-2911 | Other Release Numbers: | Name of Document: Order Denying Motion for Adjournment of Hearing |
| Release Date: | Release Number:AP-2893 | Other Release Numbers: | Name of Document: Order On Respondent's Motion for Summary Disposition |
| Release Date: | Release Number:AP-2889 | Other Release Numbers: | Name of Document: Order Denying Division of Enforcement's Motion for Partial Summary Disposition |
| Release Date: | Release Number:AP-2728 | Other Release Numbers: | Name of Document: Order Setting Hearing Location |
| Release Date: | Release Number:AP-2378 | Other Release Numbers: | Name of Document: Scheduling and General Prehearing Order |
| Release Date: | Release Number:AP-2373 | Other Release Numbers: | Name of Document: Protective Order |
| Release Date: | Release Number:AP-2354 | Other Release Numbers: | Name of Document: Order Following Prehearing Conference |
| Release Date: | Release Number:AP-2321 | Other Release Numbers: | Name of Document: Order Granting Motion for Extension of Time to Answer |
| Release Date: | Release Number:AP-2304 | Other Release Numbers: | Name of Document: Order On Agreed Motion to Convert Hearing Date to Telephonic Prehearing Conference |
| Release Date: | Release Number:AP-2245 | Other Release Numbers: | Name of Document: Order Scheduling Hearing and Designating Presiding Judge |
| Release Date: | Release Number:33-9706 |
Other Release Numbers:
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Name of Document: Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Section 8A of the Securities Act of 1933, Sections 15E(d) and 21C of the Securities Exchange Act of 1934, and Section 9(b) of the Investment Company Act of 1940 |