Respondents
King, Ryan C.
Administrative Proceeding File No. 3-15736 Table
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Release Number:33-9715
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Name of Document: Order Making Findings and Concerning Civil Penalty and Terminating Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Sections 15(b) and 21C of the Securities Exchange Act of 1934, and Section 9(b) of the Investment Company Act of 1940
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Release Number:AP-2073
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Name of Document: Stay Order
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Release Number:AP-2022
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Name of Document: Order Scheduling Prehearing Conference
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Release Number:AP-1572
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Name of Document: Order Redesignating Presiding Judge
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Release Number:AP-1247
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Name of Document: Order
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Release Number:AP-1229
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Name of Document: Order Designating Presiding Judge
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Release Number:33-9543
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Name of Document: Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8a of the Securities Act of 1933, Sections 15(b) and 21C of the Securities Exchange Act of 1934, and Section 9(b) of the Investment Company Act of 1940, Making Findi\
ngs, and Imposing Remedial Sanctions and a Cease-and-Desist Order and Notice of Hearing
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