Respondents
Bott, John P. II Falkenberg, F. Robert Parallax Investments, LLC
Administrative Proceeding File No. 3-15626 Table
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Release Number:34-75625
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Name of Document: Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 15(b)(6) of the Securities Exchange Act of 1934, Sections 203(e), 203(f) and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940 Against Parallax Investments, LLC, John P. Bott II, and Robert Falkenberg
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Release Number:AP-1488
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Name of Document: Order
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Release Number:AP-1389
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Name of Document: Order
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Release Number:AP-1336
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Name of Document: Stay Order
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Release Number:AP-1190
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Name of Document: Prehearing Order
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Release Number:AP-1088
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Name of Document: Postponement Order
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Release Number:AP-1073
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Name of Document: Order Scheduling Hearing and Designating Presiding Judge
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Release Number:34-70944
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Name of Document: Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 15(b)(6) of the Securities Exchange Act of 1934, Sections 203(e), 203(f) and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investmen\
t Company Act of 1940 and Notice of Hearing
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