Administrative Proceeding File No. 3-15249
Respondents
Berkman, Craig d/b/a Ventures Trust LLC Kern, John B Face Off Acquisitions, LLC Face Off Management, LLC a/k/a Face Off Acquisitions Management, LLC Ventures Trust II LLC Ventures Trust III LLC Ventures Trust IV LLC Ventures Trust V LLC Ventures Trust VI LLC Ventures Trust Asset Fund LLC Ventures Trust Management LLC Ventures Trust Asset Management, LLC a/k/a Ventures Trust II Asset Management, LLC Assensus Capital, LLC Assensus Capital Management, LLC
Administrative Proceeding File No. 3-15249 Table
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Release Date
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Release Number
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Other Release Numbers
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Name of Document
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| Release Date: | Release Number:599 | Other Release Numbers: | Name of Document: Initial Decision as to John B. Kern |
| Release Date: | Release Number:AP-1380 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-1326 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:34-71667 |
Other Release Numbers:
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Name of Document: Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Sections 203(f) and 203(k) of the Investment Advisers Act of 1940 and Section 9(b) of the Investment Company Act of 1940, and Instituting Public Administrative Proceedings, and Imposing Sanctions, Pursuant to Section 4C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice, as to John B. Kern |
| Release Date: | Release Number:AP-1179 | Other Release Numbers: | Name of Document: Notice |
| Release Date: | Release Number:AP-1147 | Other Release Numbers: | Name of Document: Stay Order as to John B. Kern |
| Release Date: | Release Number:AP-1135 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:541 | Other Release Numbers: | Name of Document: Initial Decision Making Findings and Imposing Sanction by Default |
| Release Date: | Release Number:33-9495 |
Other Release Numbers:
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Name of Document: Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8a of the Securities Act of 1933, Section 21C of the Securities Exchange Act of 1934, Sections 203(f) and 203(k) of the Investment Advisers Act of 1\ 940 and Section 9(b) of the Investment Company Act of 1940 as to Craig Berkman, d/b/a Ventures Trust LLC |
| Release Date: | Release Number:AP-1051 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-1050 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-988 | Other Release Numbers: | Name of Document: Stay Order as to Craig Berkman d/b/a Ventures Trust LLC |
| Release Date: | Release Number:AP-986 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-966 | Other Release Numbers: | Name of Document: Prehearing Order |
| Release Date: | Release Number:AP-870 | Other Release Numbers: | Name of Document: Prehearing Order |
| Release Date: | Release Number:AP-821 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-795 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-784 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:33-9394 |
Other Release Numbers:
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Name of Document: ORDER INSTITUTING ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS PURSUANT TO SECTION 8A OF THE SECURITIES ACT OF 1933, SECTION 21C OF THE SECURITIES EXCHANGE ACT OF 1934, SECTIONS 203(f) AND 203(k) OF THE INVESTMENT ADVISERS ACT OF 1940, SECTION 9(b\ ) OF THE INVESTMENT COMPANY ACT OF 1940 AND NOTICE OF HEARING |