Draft EDGAR Filer Manual (Volume II) EDGAR Filing (Version 37)

Implementation Date: June 2016

This draft Filer Manual, posted before Commission approval of potential regulatory changes in this release, is provided as a service to our filing community to assist filers, agents, and software developers in their preparation of responses to potential changes the staff anticipates. Since this is a draft manual, the SEC retains the right to change any part of the manual before the new system release is made final. In addition, the final EDGAR Filer Manual (Volume II) (Version 37) is subject to Commission approval and may be revised before approval or not approved at all. Similarly, the posting of the draft manual does not indicate Commission approval of any pending proposed changes relating to the potential changes reflected in the draft manual. The changes outlined in this draft manual, if approved, are scheduled to take effect on June 13, 2016 for non-rule based changes or on the rule effective date for changes related to SEC rules. See SEC Final Rules posted on the SEC's Public Website for information on the rule effective date. The final version of the manual will be made available, if approved by the Commission, on or about June 13, 2016, on the SEC's Public Website.

EDGAR Updates

On June 13, 2016, EDGAR Release 16.2 will introduce the following changes:

  • EDGAR will be updated to allow registrants whose Standard Industrial Classification(SIC) code is not 6189 to file ABS information for the following Asset-Backed Securities related submission form types:
    1. SF-1, SF-1/A, SF-3, SF-3/A, SF-3MEF, 424H, 424H/A, ABS-EE, ABS-EE/A, 8-K,8-K/A, 10-D, and 10-D/A.

    The following fields will now be required for all registrants on submission form types 10-D and 10-D/A, irrespective of the registrant's SIC code. Additionally, the following fields will now be required when a registrant provides Item 6 or attaches an EX-36 on submission form types 8-K and 8-K/A, when the registrant's SIC code is not 6189:

    • Sponsor CIK
    • Depositor CIK
    • ABS Asset Class
  • EDGAR will no longer provide support for the US-GAAP-2014, EXCH-2014,COUNTRY-2012, and CURRENCY-2012 taxonomies. Please see http://www.sec.gov/info/edgar/edgartaxonomies.shtml for a complete listing of supported standard taxonomies.